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'u.s. securities and exchange commission' related content

Editorial content matching 'u.s. securities and exchange commission'
Content with tags matching 'u.s. securities and exchange commission':

News: U.S. Securities And Exchange Commission Approves NYSE Euronext Filings Related To Merger With Deutsche Brse AG

2042 days ago,(2012/01/18) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Howard Scheck, Chief Accountant, Division Of Enforcement, U.S. Securities And Exchange Commission

2071 days ago,(2011/12/20) - News Articles

News: Remarks At The Transatlantic Corporate Governance Dialogue By Chairman Mary L. Schapiro, U.S. Securities And Exchange Commission

2075 days ago,(2011/12/16) - News Articles

News: Prepared Remarks For The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities And Exchange Commission

2083 days ago,(2011/12/08) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities and Exchange Commission

2083 days ago,(2011/12/08) - News Articles

News: Testimony On H.R. 1148, The Stop Trading On Congressional Knowledge Act By Robert Khuzami, Director, Division Of Enforcement, U.S. Securities And Exchange Commission - Before The Committee On Financial Services Of The U.S. House Of Representatives

2085 days ago,(2011/12/06) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Jason K. Plourde, Professional Accounting Fellow, Office Of The Chief Accountant, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Christian Peo, Professional Accounting Fellow, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By James L. Kroeker, Chief Accountant, Office Of The Chief Accountant, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: Speech By SEC Staff: Remarks At The Compliance Outreach Program By Carlo V. Di Florio, Director, Office Of Compliance Inspections And Examinations, U.S. Securities And Exchange Commission

2029 days ago,(2012/01/31) - News Articles

News: Speech By SEC Staff: Remarks On News Conference Call About Case Against Credit Suisse Investment Bankers By Robert Khuzami, Director Of The SECs Division of Enforcement, U.S. Securities And Exchange Commission

2027 days ago,(2012/02/02) - News Articles

News: Institutional Investors Call On U.S. Securities And Exchange Commission To Implement Financial Market Reforms

2016 days ago,(2012/02/13) - News Articles

News: Remarks Before The PLI Investment Management Institute 2012 By Eileen P. Rominger, Director, Division Of Investment Management, U.S. Securities And Exchange Commission

2015 days ago,(2012/02/14) - News Articles

News: Broker-Dealer Anti-Money Laundering Compliance Learning Lessons From The Past And Looking To The Future By David W. Blass, Chief Counsel, Division Of Trading And Markets, U.S. Securities And Exchange Commission - SIFMA Anti-Money Laundering & Financial Crimes Conference, February 29, 2012

2000 days ago,(2012/02/29) - News Articles

News: Ongoing Regulatory Reform In The Global Capital Markets - Commissioner Daniel M. Gallagher U.S. Securities And Exchange Commission Annual Conference Of The Institute of International Bankers Washington, D.C., March 5, 2012

1994 days ago,(2012/03/06) - News Articles

News: Testimony Before The Subcommittee On Financial Services And General Government Committee On Appropriations - United States House Of Representatives By Chairman Mary L. Schapiro, U.S. Securities And Exchange Commission

1994 days ago,(2012/03/06) - News Articles

News: Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 By Commissioner Daniel M. Gallagher, U.S. Securities and Exchange Commission

1992 days ago,(2012/03/08) - News Articles

News: Keynote Address At PLI - Eleventh Annual Institute On Securities Regulation In Europe By Meredith Cross, Director, Division Of Corporation Finance, U.S. Securities And Exchange Commission

1988 days ago,(2012/03/12) - News Articles

News: Testimony Concerning Indemnification Of Security-Based Swap Data Repositories - By Ethiopis Tafara Director, Office Of International Affairs, U.S. Securities And Exchange Commission, Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, United States House Of Representatives

1979 days ago,(2012/03/21) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

1945 days ago,(2012/04/24) - News Articles

News: Testimony On SEC Oversight By Chairman Mary L. Schapiro U.S. Securities And Exchange Commission - Before The Capital Markets And Government Sponsored Enterprises Subcommittee And Financial Institution And Consumer Credit Subcommittee Of The U.S. House Of Representatives Committee On Financial Services

1944 days ago,(2012/04/25) - News Articles

News: BOX Granted SRO Approval From U.S. Securities And Exchange Commission

1939 days ago,(2012/04/30) - News Articles

News: Speech By SEC Staff: Address At The Private Equity International Private Fund Compliance Forum By Carlo V. di Florio, Director, Office Of Compliance Inspections And Examinations, U.S. Securities And Exchange Commission

1936 days ago,(2012/05/03) - News Articles

News: Advocating For Greater Federal And State Securities Regulatory Cooperation And Collaboration By Commissioner Luis A. Aguilar, U.S. Securities and Exchange Commission

1932 days ago,(2012/05/07) - News Articles

News: Trading Technologies’ Platform to Support Quantitative Brokers’ Best Execution Algorithms

914 days ago,(2015/02/19) - Trading Technologies

News: Bondcube has become a FINRA broker/dealer member

935 days ago,(2015/01/29) - BondCube

News: CME super-fast hardware acceleration for market risk by NanoSpeed

1022 days ago,(2014/11/03) - Nanospeed

News: McKay Brothers Delivers Status Update on 2014 US Microwave Roadmap

1267 days ago,(2014/03/03) - McKay Brothers

News: Wall Street Horizon Releases New Historical Events Data Offerings

1313 days ago,(2014/01/16) - Wall Street Horizon

News: Wall Street Horizon Upgrades Event-Driven Alerting Services

1344 days ago,(2013/12/16) - Wall Street Horizon

News: BCS Prime Brokerage selects Succession Systems to implement new ultra low latency pre-trade Market Access Risk System for proprietary trading

1442 days ago,(2013/09/09) - Succession Systems

News: Will watchdogs new teeth bite venues too hard?, The Trade

1635 days ago,(2013/02/28) - OneMarketData In The News

News: HFT Technologies LLC Opens New Consulting Company to Help IT Departments Prepare for Dodd-Frank and 2013 Regulatory Deadlines

1671 days ago,(2013/01/23) - HFT Technologies LLC

News: Rep. Ed Markey Urges SEC to Reign In High Frequency Trading

1673 days ago,(2013/01/21) - HFT Review

News: Nasdaq's Plan for Benchmark Orders Rejected by SEC

1676 days ago,(2013/01/18) - HFT Review

News: HFT Technologies LLC: New On-site IT Consultants HFT PROS Helps Financial Firms Brace for 2013.

1678 days ago,(2013/01/16) - HFT Technologies LLC

News: CFTC, SEC Face Data-Deficit in Coming High-Frequency Trading Fight [CFTC Law]

1685 days ago,(2013/01/09) - HFT Review

News: Sun Trading expands Kx Systems technology for global proprietary trading

1718 days ago,(2012/12/07) - Kx Systems

News: SEC Chairman Mary Schapiro to Step Down Next Month [Press Release]

1729 days ago,(2012/11/26) - HFT Review

News: 'Paid-For-Market-Making' Deadline Looms [Traders Magazine]

1733 days ago,(2012/11/22) - HFT Review

News: Why More And More People Think The Stock Exchanges Are A Major Source Of Our Market Problems [Business Insider]

1734 days ago,(2012/11/21) - HFT Review

News: Former Fidelity executive seeks repeal of an SEC stock trading rule [Reuters]

1735 days ago,(2012/11/20) - HFT Review

News: Exchanges Get Closer Inspection [Wall Street Journal]

1735 days ago,(2012/11/20) - HFT Review

News: Nasdaq Looks to Wireless For Data Connectivity [Low-Latency.com]

1747 days ago,(2012/11/08) - HFT Review

News: Buyside Irked Over Exclusion from Tech Talks [Traders Magazine]

1748 days ago,(2012/11/07) - HFT Review

News: SEC Automating Analysis of Suspicious Trading Patterns [Traders Magazine]

1774 days ago,(2012/10/12) - HFT Review

News: SIFMA Blasts Nasdaqs Algo Plan [Traders Magazine]

1774 days ago,(2012/10/12) - HFT Review

News: In high-frequency trading, a millisecond is worth a fortune [The Globe and Mail]

1775 days ago,(2012/10/11) - HFT Review

News: To Regulate Rapid Traders, S.E.C. Turns to One of Them [New York Times]

1778 days ago,(2012/10/08) - HFT Review

News: SEC WRAP: A Collection of SEC Roundtable Coverage [Traders Magazine]

1781 days ago,(2012/10/05) - HFT Review

News: Industry to SEC: We like the idea of kill switches, live test symbols and standards [Automated Trader]

1783 days ago,(2012/10/03) - HFT Review

News: SEC Told Errors Inevitable. 'Prevention Culture Needed [Traders Magazine]

1783 days ago,(2012/10/03) - HFT Review

News: Do Markets Need a 'Kill Switch'? [CNBC]

1783 days ago,(2012/10/03) - HFT Review

News: SEC Leads From Behind as High-Frequency Trading Shows Data Gap [Bloomberg Businessweek]

1783 days ago,(2012/10/03) - HFT Review

News: Ops, Tech Execs Named for SEC Market Stability Roundtable [Traders Magazine]

1785 days ago,(2012/10/01) - HFT Review

News: Insight: Chicago Fed warned on high-frequency trading, SEC slow to respond [Reuters]

1785 days ago,(2012/10/01) - HFT Review

News: Market technology risks in spotlight at SEC meeting [Reuters]

1785 days ago,(2012/10/01) - HFT Review

News: SEC Looks for the 'Kill Switches' [Wall Street Journal]

1788 days ago,(2012/09/28) - HFT Review

News: Fixing the U.S. Equity Markets: Limit Exchange/ATS Licenses and Other Steps [Advanced Trading]

1788 days ago,(2012/09/28) - HFT Review

News: Intilop to Exhibit New TCP Offload Engine at HPC Wall Street

1798 days ago,(2012/09/18) - Intilop

News: Quick View: SEC chips at bourses status [Financial Times]

1799 days ago,(2012/09/17) - HFT Review

News: SEC May Extend Planned Rule to Brokers, Shillman Says [Bloomberg]

1799 days ago,(2012/09/17) - HFT Review

News: New York Stock Exchange Settles Case Over Early Data Access [New York Times]

1799 days ago,(2012/09/17) - HFT Review

News: SEC says bolstering market technology standards a priority [Reuters]

1802 days ago,(2012/09/14) - HFT Review

News: Wall Street Lobbies to Prevent SEC Changes to High Frequency Trading and Stock Market Structure [Huffington Post]

1824 days ago,(2012/08/23) - HFT Review

News: ASX May Charge Fees for High-Frequency Trades--CEO [Fox Business]

1827 days ago,(2012/08/20) - HFT Review

News: As Foreign Regulators Take On High-Frequency, U.S. Rules Lag [WSJ]

1830 days ago,(2012/08/17) - HFT Review

News: SEC to hold post-Knight forum [Financial Times]

1834 days ago,(2012/08/13) - HFT Review

News: Tradeworx CEO Talks Real Time on SEC Data Contract [Traders Magazine]

1855 days ago,(2012/07/23) - HFT Review

News: SEC In Pact For Real-Time System On Order, Trade Data [Bloomberg]

1855 days ago,(2012/07/23) - HFT Review

News: High-frequency trading is not the devil behind every market mishap [City AM]

1860 days ago,(2012/07/18) - HFT Review

News: SEC Votes To Require Consolidated Audit Trail For Markets [Bloomberg]

1865 days ago,(2012/07/13) - HFT Review

News: SEC backs audits to avoid flash crash [Financial Times]

1865 days ago,(2012/07/13) - HFT Review

News: A Bump at Speed Trading Hearing [Wall Street Journal]

1887 days ago,(2012/06/21) - HFT Review

News: Shenzhen Stock Exchange Rallies Efforts To Enhance Investor Protection

1888 days ago,(2012/06/20) - News Articles

News: The Good Doctors Keynote Address Of CFTC Commissioner Bart Chilton To The Mutual Fund Directors Forum, 2012 Policy Conference, Washington, DC

1888 days ago,(2012/06/20) - News Articles

News: Testimony Before The U.S. House Committee On Financial Services - CFTC Chairman Gary Gensler

1889 days ago,(2012/06/19) - News Articles

News: Bonds.com Provides Centralized Marketplace For U.S. Corporates

1889 days ago,(2012/06/19) - News Articles

News: I Have One Word For You: Technology Remarks By CFTC Commissioner Scott D. Omalia At Sifma Tech Leaders Forum 2012, New York City, New York

1889 days ago,(2012/06/19) - News Articles

News: EU-US Coalition On Financial Regulation - Transatlantic Trade Associations Call For Urgent Re-Engagement On The Pre-Crisis Dialogue On Regulatory Recognition And Accreditation

1889 days ago,(2012/06/19) - News Articles

News: NYSE Euronext Financial Education Program Introduces Academic Credit For Participants - Teachers Who Successfully Complete Teachers Workshop May Now Acquire Post-Baccalaureate Academic Credits

1890 days ago,(2012/06/18) - News Articles

News: WFE Appoints Hseyin Erkan As New Secretary General

1890 days ago,(2012/06/18) - News Articles

News: SEC Director Of Division Of Investment Management Eileen Rominger To Retire

1893 days ago,(2012/06/15) - News Articles

News: SEC Names Thomas Butler As Director Of New Office Of Credit Ratings

1893 days ago,(2012/06/15) - News Articles

News: IOSCO Publishes A Report On Institutional Investors In Emerging Markets

1893 days ago,(2012/06/15) - News Articles

News: Report, Etc. Based On The Japan Fair Trade Commissions Request For Report Regarding The Business Combination Between Tokyo Stock Exchange Group, Inc. And Osaka Securities Exchange Co., Ltd

1893 days ago,(2012/06/15) - News Articles

News: Canadian Securities Regulators Propose Enhanced Disclosure Requirements On Investment Costs And Performance

1894 days ago,(2012/06/14) - News Articles

News: CBOE Holdings, Inc. Announces 2012 Annual Meeting Results

1894 days ago,(2012/06/14) - News Articles

News: The Stock Exchange of Thailand Meets China Securities Journal

1894 days ago,(2012/06/14) - News Articles

News: Rating Action: Moody's Downgrades Cyprus's Government Bond Ratings To Ba3 From Ba1 - On Review For Further Downgrade

1895 days ago,(2012/06/13) - News Articles

News: SIFMA Statement On Introduction Of Russia PNTR Legislation In Senate

1895 days ago,(2012/06/13) - News Articles

News: Speech By SEC Chairman Mary L. Schapiro: Remarks At The Meeting of the Investor Advisory Committee

1895 days ago,(2012/06/13) - News Articles

News: SEC Charges 14 Sales Agents In $415 Million Long Island-Based Ponzi Scheme

1896 days ago,(2012/06/12) - News Articles

News: Public Statement By SEC Commissioner Luis A. Aguilar: Investor Voices Renewed: The New Investor Advisory Committee

1896 days ago,(2012/06/12) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 31, 2012

1896 days ago,(2012/06/12) - News Articles

News: London Stock Exchange Group Directorate And Management Changes

1896 days ago,(2012/06/12) - News Articles

News: SEC: Outline Of Dodd-Frank Act And JOBS Act By Lori Schock Director, Office of Investor Education and Advocacy, InvestEd 2012, Charlotte, North Carolina, June 9, 2012

1897 days ago,(2012/06/11) - News Articles

News: Speech By SEC Commissioner Elisse B. Walter: Remarks At The Conference On Current Topics In Financial Regulation, Organized By The Center For The Study Of Financial Regulation, University Of Notre Dame

1897 days ago,(2012/06/11) - News Articles

News: Publication Of The 2011 Annual Report Of The ACP-AMF Joint Committee

1897 days ago,(2012/06/11) - News Articles

News: SEC Issues Roadmap On Phase In Of Derivatives Regulation

1897 days ago,(2012/06/11) - News Articles

News: Wedbush Looks to Put Buyside on Par with HFTs [Traders Magazine]

1897 days ago,(2012/06/11) - HFT Review

News: Bursa Malaysia Reprimands, Fines And Suspends Peer Mohd Bin Abdul Aleez For Engaging In False Trading Activities

1897 days ago,(2012/06/11) - News Articles

News: UK And Overseas Financial Services Regulators Need The Power To Stop Carbon Trading Mis Selling, Says Chartered Institute For Securities & Investment

1901 days ago,(2012/06/07) - News Articles

News: Nissan Century Securities Selects Fidessa's Japanese Trading Platform For Their Domestic Equity Trading Business

1901 days ago,(2012/06/07) - News Articles

News: Risk Assessment At The U.S. Securities & Exchange Commission By Craig M. Lewis - Chief Economist And Director, Division Of Risk, Strategy, And Financial Innovation, U.S. Securities & Exchange Commission, Risk Minds USA Conference

1902 days ago,(2012/06/06) - News Articles

News: SIFMA Supports Independent Regulatory Organization For Retail Investment Advisers - In Testimony Before House Committee

1902 days ago,(2012/06/06) - News Articles

News: CFTC Orders Nevada Resident Luis Salazar-Correa And His Company, Prosperity Team, LLC, To Pay More Than $2.6 Million To Settle CFTC Anti-fraud Forex Action

1902 days ago,(2012/06/06) - News Articles

News: NASDAQ OMX And NASDAQ Stock Market Boards Announce Program For Voluntary Accommodations Related To Facebook IPO Cross

1902 days ago,(2012/06/06) - News Articles

News: OppenheimerFunds To Pay $35 Million To Settle SEC Charges For Misleading Statements During Financial Crisis

1902 days ago,(2012/06/06) - News Articles

News: Testimony Before The Committee On Financial Services By FINRAs Chairman And Chief Executive Officer, Richard G. Ketchum

1902 days ago,(2012/06/06) - News Articles

News: Testimony Of Deputy U.S. Treasury Secretary Neal Wolin Before The Senate Committee On Banking, Housing, And Urban Affairs On Implementing Wall Street Reform: Enhancing Bank Supervision And Reducing Systemic Risk

1902 days ago,(2012/06/06) - News Articles

News: Pirum Expands CRM team With Tony Holland

1902 days ago,(2012/06/06) - News Articles

News: Hedge Fund Association Asks SEC For Clearer Rules on Vetting Investors, Supports Hedge Fund Advertising in Comment Letter - HFAs Regulatory And Government Advisory Board Chair Richard Heller Says JOBS Act Capital Formation Provision Is Fundamental To Growth

1902 days ago,(2012/06/06) - News Articles

News: Keynote Address By YBhg Datuk Ranjit Ajit Singh, Chairman, Securities Commission Malaysia At The Malaysia Investor Relations Awards 2012

1902 days ago,(2012/06/06) - News Articles

News: Press Conference By Shozaburo Jimi, Japan's Minister for Financial Services, Friday, June 1, 2012, From 9:41 A.M. to 9:47 A.M.

1902 days ago,(2012/06/06) - News Articles

News: SIFMA Applauds SEC Approval Of Proposals To Address Extraordinary Market Volatility

1907 days ago,(2012/06/01) - News Articles

News: SEC Approves Proposals To Address Extraordinary Volatility In Individual Stocks And Broader Stock Market

1907 days ago,(2012/06/01) - News Articles

News: IOSCO Extends The Deadline For Comments On Its Consultation Report On MMFS

1907 days ago,(2012/06/01) - News Articles

News: Bursa Malaysia Introduces Referral Agent Activities

1907 days ago,(2012/06/01) - News Articles

News: Maintaining Market Integrity In A Changing Environment - Keynote Speech By Greg Medcraft, Chairman, Australian Securities And Investments Commission To The Stockbrokers Association Of Australia 2012 Annual Conference, 1 June 2012.

1907 days ago,(2012/06/01) - News Articles

News: Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldnt Be This Difficult - Remarks By Commissioner Scott D. OMalia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

1908 days ago,(2012/05/31) - News Articles

News: Smart Regulatory Reform And The Perils Of High-Frequency Regulation - Remarks By Commissioner Scott D. OMalia At MarkitSERVs 2012 Outlook For OTC Markets, New York City, New York

1908 days ago,(2012/05/31) - News Articles

News: International Securities Exchange : Enhanced Order Management Functionality Launches In PrecISE Trade

1908 days ago,(2012/05/31) - News Articles

News: Tokyo Stock Exchange And Japan Securities Depository Center Agree On New Joint Service Enhancement Of Corporate Action Information Service And Implementation Of ISO20022

1908 days ago,(2012/05/31) - News Articles

News: Shenzhen Stock Exchange: First Public Censure Issued To ChiNext-Listed Company

1908 days ago,(2012/05/31) - News Articles

News: SEC Charges Phoenix-Based Investment Adviser And Firm With Fraud

1909 days ago,(2012/05/30) - News Articles

News: ESMA: Publication Of The First Regulatory Technical Standards On Credit Rating Agencies (CRAs)

1909 days ago,(2012/05/30) - News Articles

News: Tokyo Stock Exchange: Summary Of Comments Submitted In The Public Consultation Procedure Regarding Revisions To Listing Rules Regarding Corporate Governance To Restore Confidence In The Securities Market (Related To Comments Made In English)

1909 days ago,(2012/05/30) - News Articles

News: Shanghai Stock Exchange Takes Three Measures To Optimize Structure Of Blue Chip Market

1909 days ago,(2012/05/30) - News Articles

News: NYSE Member Firms Report First-Quarter 2012 Results

1910 days ago,(2012/05/29) - News Articles

News: SEC: Miami Hedge Fund Adviser Charged For Misleading Investors About "Skin In The Game" And Related-Party Deals

1910 days ago,(2012/05/29) - News Articles

News: Fixnetix Announces A Tier One Bank In New York Offers FPGA iX-eCute For Nanosecond Trading With 20 Customisable Risk Checks

1910 days ago,(2012/05/29) - News Articles

News: Tokyo Stock Exchange: Memorandum Of Understanding With Central Bank Of Myanmar Pertaining To Support For Establishing A Securities Exchange

1910 days ago,(2012/05/29) - News Articles

News: SGX Partners CFA Singapore To Enhance Investment Competencies

1911 days ago,(2012/05/28) - News Articles

News: Osaka Securities Exchange: Reference Price Of Price Limits On The Auction Market For OSE DJIA Futures

1913 days ago,(2012/05/26) - News Articles

News: British Columbia Securities Commission Publishes Proposed Recognition Orders Regarding Maple Group Application

1914 days ago,(2012/05/25) - News Articles

News: SEC Halts Fraudulent Investment Scheme By New York-Based Fund Manager

1914 days ago,(2012/05/25) - News Articles

News: Regulators Finishing Probes on Layering, Spoofing of Trades [Securities Technology Monitor]

1914 days ago,(2012/05/25) - High Frequency Trading Review

News: Bursa Malaysia Reprimands, Fines And Suspends Three Dealer's Representatives For Manipulative Dealing Activities

1914 days ago,(2012/05/25) - News Articles

News: Phillip Securities Acquires TOCOM Broker Membership

1914 days ago,(2012/05/25) - News Articles

News: New Zealand's Financial Markets Authority Welcomes Belgrave Finance Guilty Plea

1914 days ago,(2012/05/25) - News Articles

News: SEC Bars Former Staffer From Practice Before The Commission

1915 days ago,(2012/05/24) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 15, 2012

1915 days ago,(2012/05/24) - News Articles

News: SEC Charges Northern California Fund Manager in $60 Million Scheme

1915 days ago,(2012/05/24) - News Articles

News: Thai Bourse Announces Three Members Elected To Its Board

1916 days ago,(2012/05/23) - News Articles

News: SIFMA Looks at Segregation of Market Maker Desks [Traders Magazine]

1916 days ago,(2012/05/23) - High Frequency Trading Review

News: IntercontinentalExchange Announces 2012 Annual Meeting Results

1917 days ago,(2012/05/22) - News Articles

News: Securities Industry Examines Faster Payment For Stock And Bond Trades - DTCC, With The Guidance Of SIFMA, Oversees Cost-Benefit Analysis For Shortening The Time Period Between Trade Execution And Settlement Date

1917 days ago,(2012/05/22) - News Articles

News: FINRA Fines Citigroup Global Markets $3.5 Million For Providing Inaccurate Performance Data Related To Subprime Securitizations

1917 days ago,(2012/05/22) - News Articles

News: "Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldnt Be This Difficult " Remarks By Commissioner Scott D. OMalia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

1917 days ago,(2012/05/22) - News Articles

News: SEC Charges Two Feeders For One Of South Florida's Largest-Ever Ponzi Schemes

1917 days ago,(2012/05/22) - News Articles

News: Testimony On Implementing Derivatives Reform: Reducing Systemic Risk And Improving Market Oversight By SEC Chairman Mary L. Schapiro - Before The Committee On Banking, Housing, And Urban Affairs United States Senate

1917 days ago,(2012/05/22) - News Articles

News: Testimony Before The US Senate Committee On Banking, Housing And Urban Affairs, Washington, DC, CFTC Chairman Gary Gensler

1917 days ago,(2012/05/22) - News Articles

News: SEC Charges Former Yahoo Executive And Former Ameriprise Manager With Insider Trading

1918 days ago,(2012/05/21) - News Articles

News: SIFMA Appoints Kevin Zambrowicz As Managing Director And Associate General Counsel

1918 days ago,(2012/05/21) - News Articles

News: Richard G. Ketchum, Chairman And Chief Executive Officer, FINRA, FINRA Annual Conference, Washington, DC, Monday, May 21, 2012

1918 days ago,(2012/05/21) - News Articles

News: Hong Kong's Securities And Futures Commission Calls Investors Attention To Recent Ordinance Amendments

1918 days ago,(2012/05/21) - News Articles

News: Hong Kong's Securities And Futures Commission Introduces Measures To Facilitate Establishment Of FDRC

1918 days ago,(2012/05/21) - News Articles

News: CFTC Approves Notice Of Proposed Rulemaking Regarding Regulations On Aggregation For Position Limits For Futures And Swaps

1921 days ago,(2012/05/18) - News Articles

News: James McNamara Named Managing Executive Of SECs Division Of Trading And Markets

1921 days ago,(2012/05/18) - News Articles

News: FX MM Magazine, Louis Lovas, A Grand Bargain or a Bridge to Nowhere

1921 days ago,(2012/05/18) - OneMarketData In The News

News: China is not ready for high-frequency trading: official [Morning Whistle]

1921 days ago,(2012/05/18) - High Frequency Trading Review

News: Thai Bourse Wins Most Visited Finance Website For 9th Straight Year

1921 days ago,(2012/05/18) - News Articles

News: Second CEE IPO Summit To Take Place On 30-31 May

1921 days ago,(2012/05/18) - News Articles

News: Securities Commission Malaysia Chairman Elected To Leadership Role In Global Securities Regulatory Body? ??

1921 days ago,(2012/05/18) - News Articles

News: James Burns Named Deputy Director In SEC's Division Of Trading And Markets

1922 days ago,(2012/05/17) - News Articles

News: Erica Williams Named SEC's Deputy Chief Of Staff

1922 days ago,(2012/05/17) - News Articles

News: Moody's Downgrades Spanish Banks - Ratings Carry Negative Outlooks Or Remain On Review For Downgrade

1922 days ago,(2012/05/17) - News Articles

News: New York Attorney General Schneiderman Announces Civil Lawsuit Against Robert Van Zandt & Others In $35 Million Securities Fraud Scheme - A.G. Sues Indicted Bronx Fraudster In $35 Million Fraud, Including Ponzi Scheme - Schneiderman: We Will Root Out These Frauds And Bring Justice For Investors And Retirees

1922 days ago,(2012/05/17) - News Articles

News: SEC Charges Seattle-Based Fund Manager For Secretly Diverting Client Funds To His Own Start-Up Companies

1922 days ago,(2012/05/17) - News Articles

News: SEC Charges New Jersey Man In Real Estate Investment Scam

1922 days ago,(2012/05/17) - News Articles

News: ISE Expands Weekly Options To ISE FX Options - Euro / U.S. Dollar Option First Currency Pair To List With Weekly Expiration

1922 days ago,(2012/05/17) - News Articles

News: Testimony on "Examining The Settlement Practices Of U.S. Financial Regulators" By Robert Khuzami SEC Director, Division Of Enforcement, Before The Committee On Financial Services, U.S. House Of Representatives

1922 days ago,(2012/05/17) - News Articles

News: Scott G. Alvarez, General Counsel, Settlement practices - Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C., May 17, 2012

1922 days ago,(2012/05/17) - News Articles

News: ASIC Chief Elected Chair Of IOSCO Board

1922 days ago,(2012/05/17) - News Articles

News: New Zealand's Financial Markets Authority: Unsolicited Offers - Guidance For Investors - What's In Your Mailbox?

1922 days ago,(2012/05/17) - News Articles

News: Testimony Of U.S. Treasury Deputy Assistant Secretary Lance Auer Before The House Financial Services Financial Institutions Subcommittee On Implementing Title I Of The Dodd-Frank Act: Regulating Ssystemically Important Nonbank Financial Institutions

1923 days ago,(2012/05/16) - News Articles

News: SEC Charges U.S. Perpetrators In $35 Million International Boiler Room Scheme

1923 days ago,(2012/05/16) - News Articles

News: FINRA Enhances BrokerCheck Capabilities

1923 days ago,(2012/05/16) - News Articles

News: SIFMA Testifies On Increasing Market Access For U.S. Financial Firms In China

1923 days ago,(2012/05/16) - News Articles

News: Direct Edge Regulatory Notice #12-03: Telemarketing Rules - Effective June 29, 2012

1923 days ago,(2012/05/16) - News Articles

News: FINRA Warns Investors Of Nutraceutical Stock Scams

1923 days ago,(2012/05/16) - News Articles

News: Michael S. Gibson, Federal Reserve Director, Division Of Banking Supervision And Regulation - Systemically Important Financial Institutions And The Dodd-Frank Act - Before The Subcommittee On Financial Institutions And Consumer Credit, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C., May 16, 2012

1923 days ago,(2012/05/16) - News Articles

News: Proxy Fee Advisory Committee Proposes Recommendations On Proxy Distribution Fees - Recommendations Reflect The Views Of Issuers, Brokers And Investors And Propose To Streamline Proxy Fees And Make Them More Transparent To Issuers

1923 days ago,(2012/05/16) - News Articles

News: CITIC Securities To Upgrade Institutional Investor Services with Progress Apama Algorithmic Trading Platform

1923 days ago,(2012/05/16) - Progress Software

News: IOSCO Prepares For The Regulatory And Financial Challenges Ahead

1923 days ago,(2012/05/16) - News Articles

News: The IOSCO MMoU: Ten Years Of Enhancing Cross-Border Enforcement Cooperation

1923 days ago,(2012/05/16) - News Articles

News: ISE To List Options On Facebook On May 29

1924 days ago,(2012/05/15) - News Articles

News: Maple And TMX Group Note Publication Of Alberta Securities Commission Staff Notice

1924 days ago,(2012/05/15) - News Articles

News: International Securities Exchange And AlphaClone Announce Partnership To License And Promote Innovative Hedge Fund Position Replication Index

1924 days ago,(2012/05/15) - News Articles

News: Alberta Securities Commission Provides Update With Respect To The Review Of The TMX/Maple Transaction

1924 days ago,(2012/05/15) - News Articles

News: Disclosure Office Of SIX Swiss Exchange Publishes Its Annual Report For 2011 - Less Suspected Disclosure Violations Reported

1924 days ago,(2012/05/15) - News Articles

Event: Tieto Securities London Launch

Starting on: Tuesday 29th of May, 2012. Posted by: The Trading Mesh.          

 Tieto Securities, Northern Europe’s leading stockbroking solutions partner, delivers all this and more to its customers.

News: Implementing The Investor Education Agenda: IOSCO And IFIE To Hold Conference 20-22 May In Seoul - Co-Sponsored By The Korean Financial Investment Association, Major Event Will Feature Experts From Asia, North America, Europe, South America, The Middle East, And Africa

1924 days ago,(2012/05/15) - News Articles

News: Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice By SEC commissioners Daniel M. Gallagher And Troy A. Paredes

1924 days ago,(2012/05/15) - News Articles

News: Moody's Downgrades Italian Banks - Outlooks Remain Negative - Actions Conclude The Review Announcements Of 15 February 2012 And Other Dates

1925 days ago,(2012/05/14) - News Articles

News: SEC Charges China-Based Company And Executive For Concealing Loans To Benefit His Family

1925 days ago,(2012/05/14) - News Articles

News: SEC Microcap Fraud-Fighting Initiative Expels 379 Dormant Shell Companies To Protect Investors From Potential Scams - Massive Trading Suspension Is Largest In Agency History

1925 days ago,(2012/05/14) - News Articles

News: Hong Kong's Securities And Futures Commission: Court Varies Sentence Against Unlicensed Securities Advisor

1925 days ago,(2012/05/14) - News Articles

News: Markets watchdogs urged to flag up risks [Financial Times]

1925 days ago,(2012/05/14) - High Frequency Trading Review

News: Statement Concerning Publication By IOSCO On April 27, 2012 Of The Consultation - Report Of The IOSCO Standing Committee 5 On Money Market Funds: Money Market Fund Systemic Risk Analysis And Reform Options.

1928 days ago,(2012/05/11) - News Articles

News: Burgundy Launches Competitive Clearing

1928 days ago,(2012/05/11) - News Articles

News: Canadian Securities Regulators Strengthen Over-The-Counter Rules

1929 days ago,(2012/05/10) - News Articles

News: SIFMA Statement On Remarks By FDIC Acting Chairman Gruenberg Regarding The Orderly Resolution Of Systemically Important Financial Institutions

1929 days ago,(2012/05/10) - News Articles

News: Statement On The Proposed Exemptive Order Regarding Certain Dodd-Frank Effective Dates - CFTC Chairman Gary Gensler

1929 days ago,(2012/05/10) - News Articles

News: Concurrence Statement On The Amendment To The July 17, 2011 Exemptive Order - CFTC Commissioner Scott D. OMalia

1929 days ago,(2012/05/10) - News Articles

News: Annual Legal Study Ranks Top 25 Law Firms In The United States - Directors And General Counsel Rank Americas Top Corporate Law Firms For 2012

1929 days ago,(2012/05/10) - News Articles

News: Opening Statement, Open Meeting To Consider One Final Rule On Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Scott D. OMalia

1929 days ago,(2012/05/10) - News Articles

News: Open Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

1929 days ago,(2012/05/10) - News Articles

News: CFTC Commissioner Jill Sommers Opening Statement Regarding The Twelfth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

1929 days ago,(2012/05/10) - News Articles

News: NYSE Amex LLC To Be Renamed NYSE MKT LLC - NYSE Amex Options Market Will Retain Its Current Name

1929 days ago,(2012/05/10) - News Articles

News: HKEx: Eligibility Criteria Tightened For Designated Securities For Short Selling

1929 days ago,(2012/05/10) - News Articles

News: Traders See SEC Speed Trap [Wall Street Journal]

1929 days ago,(2012/05/10) - High Frequency Trading Review

News: Forget the Flash Crash. Could a 'Splash Crash' Be On the Horizon? [Advanced Trading]

1929 days ago,(2012/05/10) - High Frequency Trading Review

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date April 30, 2012

1930 days ago,(2012/05/09) - News Articles

News: SEC Charges New York Man With Manipulating Biopharmaceutical Stocks And Conducting Unregistered Sales Of Securities

1930 days ago,(2012/05/09) - News Articles

News: SEC Charges Former Detroit Officials And Investment Adviser To City Pension Funds In Influence Peddling Scheme

1930 days ago,(2012/05/09) - News Articles

News: Hong Kong markets must adapt, SFC says [Financial Times]

1930 days ago,(2012/05/09) - High Frequency Trading Review

News: SEC Charges Deloitte & Touche In Shanghai With Violating U.S. Securities Laws In Refusal To Produce Documents

1930 days ago,(2012/05/09) - News Articles

News: SEC Charges Movie Producer And Ring Of Relatives And Business Partners With Insider Trading

1930 days ago,(2012/05/09) - News Articles

News: SGX-ST Fully And Substantively Accorded Mr Yeap Wai Kong A Fair Hearing

1930 days ago,(2012/05/09) - News Articles

News: Thomson Reuters Launches End-To-End Sec Reporting Solution - Next Generation Disclosures Solution Allows Companies To More Accurately Adhere To SEC Mandates

1930 days ago,(2012/05/09) - News Articles

News: Hong Kong's Securities and Futures Commission Proposes To Enhance Sponsors Regulatory Regime

1930 days ago,(2012/05/09) - News Articles

News: Shenzhen Stock Exchange Warns The Risks Of Speculation On New Shares Again, And Urges Conscientiousness From Brokers

1930 days ago,(2012/05/09) - News Articles

News: SEC Charges Movie Producer And Ring Of Relatives And Business Partners With Insider Trading

1931 days ago,(2012/05/08) - News Articles

News: NYSE Euronext Announces Trading Volumes For April 2012 - Global Derivatives ADV In April Down 7% Year-Over-Year; Up 9% From 1Q12 Levels - #1 In U.S. Equity Options In April; Record Monthly Market Share For NYSE Amex Options - April European Cash ADV Up 23% And U.S. Cash ADV Down 13% Year-Over-Year

1931 days ago,(2012/05/08) - News Articles

News: SIX Securities Services Signs A Memorandum Of Understanding With Turkeys Post-Trade Infrastructure Takasbank And MKK

1931 days ago,(2012/05/08) - News Articles

News: Hong Kong's Securities And Futures Commission: Broker Wong Chiu Wan Banned For Life For Misappropriation Of Client Assets

1931 days ago,(2012/05/08) - News Articles

News: FINRA Names Robert L. D. Colby Chief Legal Officer

1932 days ago,(2012/05/07) - News Articles

News: Advocating For Greater Federal And State Securities Regulatory Cooperation And Collaboration By Commissioner Luis A. Aguilar, U.S. Securities and Exchange Commission

1932 days ago,(2012/05/07) - News Articles

News: Joint Statement On Regulation Of OTC Derivatives Markets

1932 days ago,(2012/05/07) - News Articles

News: Proposed Consolidated Audit Trail Could Impact High-Frequency Traders [CFTC Law]

1932 days ago,(2012/05/07) - High Frequency Trading Review

News: US flash crash measures suffer delays [Financial Times]

1932 days ago,(2012/05/07) - High Frequency Trading Review

News: High Frequency Trading: Winners and Losers [The Motley Fool]

1932 days ago,(2012/05/07) - High Frequency Trading Review

News: SEC Charges Montana-Based Paralegal And Her Father In Insider Trading Scheme

1932 days ago,(2012/05/07) - News Articles

News: SIFMA Applauds Progress In S&ED Talks

1935 days ago,(2012/05/04) - News Articles

News: Markets Media By Richie Bann, Six Financial Makes Big Data Play

1935 days ago,(2012/05/04) - OneMarketData In The News

News: Waters Technology, Miami International Securities Exchange Files with the SEC

1935 days ago,(2012/05/04) - OneMarketData In The News

News: NASDAQ OMX Plans To Launch Retail Market For U.S. Equity Options

1935 days ago,(2012/05/04) - News Articles

News: SEC Reopens Comment Period For Proposed Amendments To Its Net Capital, Customer Protection, Books And Records, And Notification Rules For Broker-Dealers

1936 days ago,(2012/05/03) - News Articles

News: Speech By SEC Staff: Address At The Private Equity International Private Fund Compliance Forum By Carlo V. di Florio, Director, Office Of Compliance Inspections And Examinations, U.S. Securities And Exchange Commission

1936 days ago,(2012/05/03) - News Articles

News: Hong Kong's Securities And Futures Commission: New Regulatory Measures Take Effect Under Securities And Futures (Amendment) Ordinance

1936 days ago,(2012/05/03) - News Articles

News: SEC Pushing for More High Tech Modelling [Securities Technology Monitor]

1936 days ago,(2012/05/03) - High Frequency Trading Review

News: HKEx Welcomes The Enactment Of The Securities And Futures (Amendment) Ordinance 2012

1936 days ago,(2012/05/03) - News Articles

News: SIFMA Executive Vice President Randy Snook Remarks: SIFMA 2012 Operations And Conference Exhibit - May 2, 2012

1937 days ago,(2012/05/02) - News Articles

News: SEC Charges Florida Stock Scheme Mastermind And 10 Cohorts

1937 days ago,(2012/05/02) - News Articles

News: NASDAQ OMX Nordic And Baltic Markets: Trading Statistics April 2012 - ETF Turnover Increases By 68 % Compared To April 2011

1937 days ago,(2012/05/02) - News Articles

News: Statement Of Concurrence Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection CFTC Commissioner Jill E. Sommers

1938 days ago,(2012/05/01) - News Articles

News: SEC Charges UBS Puerto Rico And Two Executives With Defrauding Fund Customers

1938 days ago,(2012/05/01) - News Articles

News: TMX Group Welcomes SEC Approval Of BOX As National Securities Exchange And Self-Regulatory Organization

1938 days ago,(2012/05/01) - News Articles

News: CFTC Votes To Clarify Indemnification and Confidentiality Provisions In The Dodd-Frank Act - Commission Issues Proposed Interpretative Statement; Seeks Public Comment

1938 days ago,(2012/05/01) - News Articles

News: PhotoMedex Announces Approval Of Dual Listing On Tel-Aviv Stock Exchange

1938 days ago,(2012/05/01) - News Articles

News: SEC Charges Mother, Daughter, And Their Attorney In Illegal Penny Stock Scheme

1939 days ago,(2012/04/30) - News Articles

News: BOX Granted SRO Approval From U.S. Securities And Exchange Commission

1939 days ago,(2012/04/30) - News Articles

News: George Canellos Named Deputy Director Of SEC Enforcement Division

1939 days ago,(2012/04/30) - News Articles

News: Canadian Securities Regulators Grant Designated Rating Organization Status Under New Regulatory Framework

1939 days ago,(2012/04/30) - News Articles

News: Regulatory muddle over algorithmic trading [Hindu Business Line]

1939 days ago,(2012/04/30) - High Frequency Trading Review

News: NYSE Euronext Announces First Quarter 2012 Financial Results - First Quarter GAAP Diluted EPS Of $0.34 Vs. $0.59 In Prior Year - Non-GAAP Diluted EPS Of $0.47 Vs. $0.68 In Prior Year Excl. Merger Expenses, Exit Costs And Discrete Tax Items - Global Leader For IPOs In First Quarter 2012

1939 days ago,(2012/04/30) - News Articles

News: Canadian Securities Administrators Provides Guidance To Improve Compliance Of Disclosure Requirements Related To Prospectus Exemptions

1942 days ago,(2012/04/27) - News Articles

News: Maple And TMX Group Provide Update On Regulatory Approval Process

1942 days ago,(2012/04/27) - News Articles

News: CBOE Holdings: Margaret Williams Promoted To New Role Of Deputy Chief Regulatory Officer

1942 days ago,(2012/04/27) - News Articles

News: IOSCO Consults On Money Market Fund Systemic Risk Analysis And Reform Options

1942 days ago,(2012/04/27) - News Articles

News: ESMA Approves Credit Ratings From Brazil For Use In The EU

1942 days ago,(2012/04/27) - News Articles

News: FSB Publishes Interim Report On Securities Lending And Repos

1943 days ago,(2012/04/26) - News Articles

News: European Parliament: Financial Markets Should Be Organised, Transparent And Fair For Investors

1943 days ago,(2012/04/26) - News Articles

News: Joacim Wiklander new CEO of Neonet Securities

1943 days ago,(2012/04/26) - RSS

News: ESMA Identifies Divergence In Member States Use Of Sanctions Under The Market Abuse Directive

1943 days ago,(2012/04/26) - News Articles

News: New Zealand's Financial Markets Authority Welcomes Petricevic Sentencing

1943 days ago,(2012/04/26) - News Articles

News: Attorney, Wall Street Trader, And Middleman Settle SEC Charges In $32 Million Insider Trading Case

1944 days ago,(2012/04/25) - News Articles

News: SEC Charges Former Morgan Stanley Executive With FCPA Violations And Investment Adviser Fraud

1944 days ago,(2012/04/25) - News Articles

News: FINRA Statement On Introduction Of Investment Adviser Oversight Act Of 2012

1944 days ago,(2012/04/25) - News Articles

News: Testimony On SEC Oversight By Chairman Mary L. Schapiro U.S. Securities And Exchange Commission - Before The Capital Markets And Government Sponsored Enterprises Subcommittee And Financial Institution And Consumer Credit Subcommittee Of The U.S. House Of Representatives Committee On Financial Services

1944 days ago,(2012/04/25) - News Articles

News: FINRA Hearing Officer Expels Pinnacle Partners Financial Corp. And Bars President For Fraud

1944 days ago,(2012/04/25) - News Articles

News: EU regulators urge caution on fast trading curbs [Reuters]

1944 days ago,(2012/04/25) - High Frequency Trading Review

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date April 13, 2012

1945 days ago,(2012/04/24) - News Articles

News: NYSE Amex Issues Short Interest Report

1945 days ago,(2012/04/24) - News Articles

News: H&R Block Subsidiary Agrees To Pay $28.2 Million To Settle SEC Charges Related To Subprime Mortgage Investments

1945 days ago,(2012/04/24) - News Articles

News: Egan-Jones Ratings Co. And Sean Egan Charged With Making Material Misrepresentations To SEC

1945 days ago,(2012/04/24) - News Articles

News: Testimony By Richard G. Ketchum, Chairman & CEO, FINRA Before the Committee on Banking, Housing, and Urban Affairs, United States Senate

1945 days ago,(2012/04/24) - News Articles

News: Testimony Before The United States Senate Committee On Banking, Housing, And Urban Affairs, By CFTC Commissioner Jill E. Sommers

1945 days ago,(2012/04/24) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

1945 days ago,(2012/04/24) - News Articles

News: CalPERS Applauds SEC Fraud Charges Against Former Pension Fund CEO And A Former Board Member

1946 days ago,(2012/04/23) - News Articles

News: SEC Charges Former CalPERS CEO And Friend With Falsifying Letters In $20 Million Placement Agent Fee Scheme

1946 days ago,(2012/04/23) - News Articles

News: SEC Charges Chinese Company And Executives With Lying About Asset Values And Use Of IPO Proceeds - Companys Chairman Accused Of $40 Million Theft

1946 days ago,(2012/04/23) - News Articles

News: SEC Charges British Twin Brothers Touting "Stock Picking Robot" In Internet Pump-And-Dump Scheme

1949 days ago,(2012/04/20) - News Articles

News: SEC Charges Father-And-Son Hedge Fund Managers Who Agree To Pay $4.8 Million To Settle Fraud Case

1949 days ago,(2012/04/20) - News Articles

News: HKEx: Changes Of Designated Securities For Short Selling

1949 days ago,(2012/04/20) - News Articles

News: Algorithmic Trading May Spur Volatility, Mispricing, Turner Says [Bloomberg Businessweek]

1949 days ago,(2012/04/20) - High Frequency Trading Review

News: Opening Statement For Title VII Intermediaries Release April 18, 201 By SEC Commissioner Elisse B. Walter

1950 days ago,(2012/04/19) - News Articles

News: US. Agencies - Volcker Rule Conformance Period Clarified

1950 days ago,(2012/04/19) - News Articles

News: SEC Names Diane C. Blizzard As Associate Director For Regulatory Policy And Investment Adviser Regulation

1950 days ago,(2012/04/19) - News Articles

News: SEC Charges Ox Trading, Optionsxpress, And Former CFO With Registration Violations

1950 days ago,(2012/04/19) - News Articles

News: China Everbright Securities Live With ULLINK OMS

1950 days ago,(2012/04/19) - News Articles

News: SEC Adopts Rule Defining Swaps-Related Terms For Regulating Derivatives

1951 days ago,(2012/04/18) - News Articles

News: Remarks By Under Secretary For Domestic Finance Mary Miller At The Annual Conference Of The National Federation Of Municipal Analysts

1951 days ago,(2012/04/18) - News Articles

News: Remarks By Assistant Secretary For Financial Institutions Cyrus Amir Mokri On Financial Regulatory Reform And International Coordination At The 2012 Spring Meeting Of The American Bar Associations (ABA) Section Of International Law

1951 days ago,(2012/04/18) - News Articles

News: Statement At Open Meeting To Adopt The Joint Final Rule, Joint Interim Final Rule, And Final Interpretations Regarding The Further Definition Of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant," and "Eligible Contract Participant" By SEC Commissioner Daniel M. Gallagher

1951 days ago,(2012/04/18) - News Articles

News: Opening Statement At SEC Open Meeting: Defining Swaps-Related Terms By SEC Chairman Mary Schapiro

1951 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

1951 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

1951 days ago,(2012/04/18) - News Articles

News: Statement At Open Meeting To Adopt The Joint Final Rule, Joint Interim Final Rule, And Final Interpretations Regarding The Further Definition Of Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant, and Eligible Contract Participant By SEC Commissioner Troy A. Paredes

1951 days ago,(2012/04/18) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

1951 days ago,(2012/04/18) - News Articles

News: Defining Security-Based Swap Dealers And Major Security-Based Swap Participants By SEC Commissioner Luis A. Aguilar

1951 days ago,(2012/04/18) - News Articles

News: Opening Statement, Open Meeting On Two Final Rules And Two Interim Final Rules - CFTC Commissioner Scott D. OMalia

1951 days ago,(2012/04/18) - News Articles

News: Custom Connect Offers Lowest Possible Latency between So Paulo and New Jersey at below 106.1ms RTD

1951 days ago,(2012/04/18) - Custom Connect

News: "Architecture" - Statement Of CFTC Commissioner Bart Chilton Regarding Entities Definitions Final Rule And Commodity Options Final Rule And Interim Final Rule, Washington, Dc

1951 days ago,(2012/04/18) - News Articles

News: Thai Bourse, Brokerages Move To Improve Service Quality

1951 days ago,(2012/04/18) - News Articles

News: SEC Brings Knife to HFT Gunfight [Advanced Trading]

1952 days ago,(2012/04/17) - High Frequency Trading Review

News: SEC Fails To Monitor More Than Half Of Stock Trading, Former Agency Lawyers Say [Huffington Post]

1953 days ago,(2012/04/16) - High Frequency Trading Review

News: BATS IPO failure not all bad [Pensions & Investments]

1953 days ago,(2012/04/16) - High Frequency Trading Review

News: Nasdaq Proposes Issuers Pay Market Makers in Less-Active ETFs [Bloomberg]

1956 days ago,(2012/04/13) - High Frequency Trading Review

News: SEC Investigating Relations Between Rapid-Fire Firms,Stock Exchanges [Wall Street Journal]

1965 days ago,(2012/04/04) - High Frequency Trading Review

News: xCelor LLC announces new hardware-based market feed handlers

1967 days ago,(2012/04/02) - xCelor LLC

News: Phatra Securities Chooses FlexTrade

1967 days ago,(2012/04/02) - FlexTrade

News: NZX Consults On Proposed Rule Changes

1970 days ago,(2012/03/30) - News Articles

News: CFTC Technology Advisory Committee - Opening Statement By Commissioner Scott D. OMalia

1971 days ago,(2012/03/29) - News Articles

News: Opening Statement By Chairman Gary Gensler, CFTC Technology Advisory Committee

1971 days ago,(2012/03/29) - News Articles

News: SGX Launches Securities Market Quality Report

1971 days ago,(2012/03/29) - News Articles

News: ASIC Releases First Enforcement Report

1971 days ago,(2012/03/29) - News Articles

News: Lombard Verdicts Highlight Directors Duties, Says New Zealand's Financial Markets Authority

1971 days ago,(2012/03/29) - News Articles

News: ASICs Challenges In The Years Ahead

1971 days ago,(2012/03/29) - News Articles

News: The Depository Trust & Clearing Corporation (DTCC) Testifies In Support Of Bipartisan Legislation To Ensure Transparency Into OTC Derivatives Markets

1972 days ago,(2012/03/28) - News Articles

News: Securities Commission Malaysia: Funds Approved In Capital Market Increase 54% In 2011

1972 days ago,(2012/03/28) - News Articles

News: SGX Announces New Organisation

1972 days ago,(2012/03/28) - News Articles

News: DTCCs AIP Service Set To Help Broker/Dealers With Possession And Control Requirements

1974 days ago,(2012/03/26) - News Articles

News: SEC Charges Medical Device Company Biomet With Foreign Bribery

1974 days ago,(2012/03/26) - News Articles

News: ESMA Confirms Full Compliance Of Brse Berlins Equiduct Market Model

1974 days ago,(2012/03/26) - News Articles

News: Abu Dhabi Securities Exchange Appoints Market Development Advisor

1974 days ago,(2012/03/26) - News Articles

News: Thai Bourse, SEC Support M&A To Promote Competitiveness

1974 days ago,(2012/03/26) - News Articles

News: Hong Kong's Securities And Futures Commission Waives Licensing Fees For Two Years

1974 days ago,(2012/03/26) - News Articles

News: A Note From The BATS CEO To Its Customers

1975 days ago,(2012/03/25) - News Articles

News: SEC Probes Rapid Trading [Wall Street Journal]

1975 days ago,(2012/03/25) - High Frequency Trading Review

News: Jump Trading takes a leap in Europe [Financial News]

1975 days ago,(2012/03/25) - High Frequency Trading Review

News: It Takes A PillageFinancial Fiascos, Frauds And Fixes: Speech By CFTC Commissioner Bart Chilton To The Hot Springs Village Democratic Club, Hot Springs Village, AR

1977 days ago,(2012/03/23) - News Articles

News: CFTC Seeks Public Comment On Request From NYPC For Order Permitting Cross Margining For Market Professionals

1977 days ago,(2012/03/23) - News Articles

News: SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts

1977 days ago,(2012/03/23) - News Articles

News: Almost Certainly MSU (making stuff up)[1] Remarks By SEC Commissioner Scott D. Omalia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

1977 days ago,(2012/03/23) - News Articles

News: Almost Certainly MSU (making stuff up)[1] Remarks By SEC Commissioner Scott D. Omalia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

1977 days ago,(2012/03/23) - News Articles

News: NASDAQ OMX Statement On Senate Passage Of H.R. 3606

1978 days ago,(2012/03/22) - News Articles

News: CFTCs Division Of Market Oversight Issues Letter To Market Participants Regarding Compliance With Large Trader Reporting System For Physical Commodity Swaps And Swaptions - Division To Provide Temporary And Conditional No-Action Relief For Less Than Fully Compliant Reporting

1978 days ago,(2012/03/22) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

1978 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

1978 days ago,(2012/03/22) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations By CFTC Commissioner Scott D. OMalia

1978 days ago,(2012/03/22) - News Articles

News: SGX Introduces Dual Currency Trading

1978 days ago,(2012/03/22) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations - CFTC Commissioner Scott D. OMalia

1979 days ago,(2012/03/21) - News Articles

News: Testimony, Hearing On H.R. The Swap Data And Clearinghouse Indemnification Correction Act Of 2012 Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, Committee On Financial Services, United States House Of Representatives, CFTC General Counsel Dan M. Berkovitz

1979 days ago,(2012/03/21) - News Articles

News: CFTC Revokes Registrations Of Richard Allan Finger, Jr. And His Company, Black Diamond Futures, LLC Based On Criminal Action

1979 days ago,(2012/03/21) - News Articles

News: Market Madness Speech Of CFTC Commissioner Bart Chilton Before The Exchequer Club, Washington, DC

1979 days ago,(2012/03/21) - News Articles

News: Speech By SEC Commissioner Luis A. Aguilar: Why Seniors Are More Vulnerable Now As Targets For Financial Abuse

1979 days ago,(2012/03/21) - News Articles

News: Testimony Concerning Indemnification Of Security-Based Swap Data Repositories - By Ethiopis Tafara Director, Office Of International Affairs, U.S. Securities And Exchange Commission, Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, United States House Of Representatives

1979 days ago,(2012/03/21) - News Articles

News: Testimony Of General Counsel Dan M. Berkovitz, Hearing On H.R. - The Swap Data And Clearinghouse Indemnification Correction Act Of 2012 Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, Committee On Financial Services, United States House Of Representatives

1979 days ago,(2012/03/21) - News Articles

News: Regulators Are Slow to Act on Speed Traders [Bloomberg Businessweek]

1979 days ago,(2012/03/21) - High Frequency Trading Review

News: Opening Statement, Open Meeting On One Final Rule, CFTC Commissioner Scott D. OMalia

1980 days ago,(2012/03/20) - News Articles

News: Bloomberg Symbology Accepted By Finra For Regulatory Reporting - FINRA's TRACE Accepts Open And Free-Use Methodology For Naming Securities

1980 days ago,(2012/03/20) - News Articles

News: Remarks At The SIFMA C&L Conference By SEC Chairman Mary L. Schapiro

1980 days ago,(2012/03/20) - News Articles

News: SIX Securities Services Now Interoperable On Turquoise

1980 days ago,(2012/03/20) - News Articles

News: Shanghai Stock Exchange Releases Report On Work Of Self-Regulatory Management In 2011

1980 days ago,(2012/03/20) - News Articles

News: Remarks At The 2012 Mutual Funds And Investment Management Conference By SEC Commissioner Elisse B. Walte

1981 days ago,(2012/03/19) - News Articles

News: Public Statement By SEC Staff: Commission Credits Individual Under Cooperation Initiative By Robert Khuzami, Director, Division Of Enforcement

1981 days ago,(2012/03/19) - News Articles

News: SEC Issues Risk Alert On Strengthening Practices For Underwriting Of Municipal Securities, And Investor Bulletin On Municipal Bonds

1981 days ago,(2012/03/19) - News Articles

News: FINRA Fines Citi International Financial $600,000 And Orders Restitution Of $648,000 For Excessive Markups And Markdowns

1981 days ago,(2012/03/19) - News Articles

News: Call to adopt US flash crash reforms globally [Financial Times]

1981 days ago,(2012/03/19) - High Frequency Trading Review

News: CFTC Releases Staff Analysis Of Market Data Related To Single-Name And Index Credit Default Swaps

1984 days ago,(2012/03/16) - News Articles

News: Investor Protection Is Needed For True Capital Formation By SEC Commissioner Luis A. Aguilar

1984 days ago,(2012/03/16) - News Articles

News: HFTs turn the tables on regulators [Financial News]

1984 days ago,(2012/03/16) - High Frequency Trading Review

News: Q&A: Beware a Tax On Cancelled HFT Orders [Advanced Trading]

1984 days ago,(2012/03/16) - High Frequency Trading Review

News: Carrying Forward Rational Investment And Boosting Right Protection Awareness - Shenzhen Stock Exchange Launches 3/15 Investor Right Protection Consulting Activity Online

1984 days ago,(2012/03/16) - News Articles

News: Availability Of Staff Analysis Of Market Data Related To Credit Default Swap Transactions

1985 days ago,(2012/03/15) - News Articles

News: Speech By SEC Chairman Mary L. Schapiro: - Remarks At The Society Of American Business Editors And Writers (SABEW) Annual Convention

1985 days ago,(2012/03/15) - News Articles

News: SEC Charges Senior Executives At California-Based Firm In Stock Lending Scheme

1985 days ago,(2012/03/15) - News Articles

News: SEC Charges Bay Area Investment Adviser For Defrauding Investors With Bogus Audit Report

1985 days ago,(2012/03/15) - News Articles

News: SEC Charges Chicago-Based Management Consultant With Insider Trading

1985 days ago,(2012/03/15) - News Articles

News: SEC Announces Charges From Investigation Of Secondary Market Trading Of Private Company Shares

1986 days ago,(2012/03/14) - News Articles

News: LCH.Clearnet, NYPC, DTCC And NYSE Euronext Collaborate To Provide Unprecedented Clearing And Margining Efficiencies For Market Participantsparticipants

1986 days ago,(2012/03/14) - News Articles

Blog: Backlash of the Titans

Sybase 1986 days ago,(2012/03/14)           

News: Remarks On Dodd-Frank Financial Reform At The FIA International Futures Industry Conference - CFTC Chairman Gary Gensler

1986 days ago,(2012/03/14) - News Articles

News: IOSCO Consults On Exchange Traded Funds Regulation

1986 days ago,(2012/03/14) - News Articles

News: The Romanian CSD Launches The Turnaround Settlement Service

1986 days ago,(2012/03/14) - News Articles

News: Shanghai Stock Exchange Urges Securities Companies To Strengthen Investor Education In Rational Investment

1986 days ago,(2012/03/14) - News Articles

News: BATS Global Markets To IPO - First Day of Trading March 23

1987 days ago,(2012/03/13) - News Articles

News: CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, And Brian Reynolds With Commodity Pool Fraud

1987 days ago,(2012/03/13) - News Articles

News: CFTC Orders Goldman Sachs Execution & Clearing, L.P., A Registered Futures Commission Merchant, To Pay $7 Million For Supervision Failures In Handling Accounts It Carried

1987 days ago,(2012/03/13) - News Articles

News: SEC Charges Three Mortgage Executives With Fraudulent Accounting Maneuvers In Midst Of Financial Crisis

1987 days ago,(2012/03/13) - News Articles

News: SEC Charges Five With Insider Trading On Confidential Merger Negotiations Between Philadelphia Company And Japanese Firm

1987 days ago,(2012/03/13) - News Articles

News: Chartered Institute For Securities & Investment Joins ACIIA

1987 days ago,(2012/03/13) - News Articles

News: Keynote Address At PLI - Eleventh Annual Institute On Securities Regulation In Europe By Meredith Cross, Director, Division Of Corporation Finance, U.S. Securities And Exchange Commission

1988 days ago,(2012/03/12) - News Articles

News: ISITC 2012 Survey Reveals Industry Uncertainty Around Future Of Financial Services - 82% Of ISITCs Members SayVvision For The Future Of Industry Is Cloudy

1988 days ago,(2012/03/12) - News Articles

News: Rating Action: Moody's Downgrades Greece To C From Ca

1991 days ago,(2012/03/09) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date February 29, 2012

1991 days ago,(2012/03/09) - News Articles

Event: High Frequency Trading World Chicago 2012

Starting on: Monday 25th of June, 2012. Posted by: The Trading Mesh.          

High Frequency Trading World Chicago 2012
June 25-27, 2012
Navy Pier
Chicago, US

News: Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 By Commissioner Daniel M. Gallagher, U.S. Securities and Exchange Commission

1992 days ago,(2012/03/08) - News Articles

News: SEC Charges Former Executive At Coca-Cola Bottling Company With Insider Trading

1992 days ago,(2012/03/08) - News Articles

News: "Please Listen Carefully, Some Menu Options Have Changed" - Speech Of CFTC Commissioner Bart Chilton, Trade Tech 2012, New York, NY

1992 days ago,(2012/03/08) - News Articles

News: US bourses to fine HFT data-cloggers [Financial Times]

1992 days ago,(2012/03/08) - High Frequency Trading Review, Comments (1)

News: SEC Charges CEO Of Las Vegas-Based Penny Stock Company And Several Consultants In Pump-And-Dump Scheme

1993 days ago,(2012/03/07) - News Articles

News: European Commission Proposal On Improving Securities Settlement In The EU And On Central Securities Depositaries Frequently Asked Questions

1993 days ago,(2012/03/07) - News Articles

News: European Commission Acts To Increase The Safety And Efficiency Of Securities S0ettlement In Europe

1993 days ago,(2012/03/07) - News Articles

News: Testimony Before The Subcommittee On Financial Services And General Government Committee On Appropriations - United States House Of Representatives By Chairman Mary L. Schapiro, U.S. Securities And Exchange Commission

1994 days ago,(2012/03/06) - News Articles

News: Ongoing Regulatory Reform In The Global Capital Markets - Commissioner Daniel M. Gallagher U.S. Securities And Exchange Commission Annual Conference Of The Institute of International Bankers Washington, D.C., March 5, 2012

1994 days ago,(2012/03/06) - News Articles

News: SEC Obtains Asset Freeze Against Long Island Investment Adviser Charged With Defrauding Investors

1994 days ago,(2012/03/06) - News Articles

News: Remarks Before The Institute Of International Bankers, Annual Washington Conference - CFTC Commissioner Jill E. Sommers

1995 days ago,(2012/03/05) - News Articles

News: Remarks By Assistant Secretary For Financial Markets Mary Miller At The Annual Washington Conference Of The Institute Of International Bankers (IIB)

1995 days ago,(2012/03/05) - News Articles

News: NYSE Member Firms Report Fourth-Quarter 2011 Results

1995 days ago,(2012/03/05) - News Articles

News: Sorry, SEC. Fast trading on Wall Street is here to stay [CNN Money]

1995 days ago,(2012/03/05) - High Frequency Trading Review

News: SIFMA Executive Vice President Randy Snook Remarks As Prepared For SIFMA 2012 Insurance- And Risk Linked Securities Conference

1998 days ago,(2012/03/02) - News Articles

News: Marshall Gandy Named Head Of Examinations Program In SECs Fort Worth Regional Office

1998 days ago,(2012/03/02) - News Articles

News: Judge Orders Brookstreet CEO To Pay $10 Million Penalty In SEC Case

1998 days ago,(2012/03/02) - News Articles

News: Tokyo Stock Exchange: Release Of The Revisions To Listing Rules Regarding Corporate Governance To Restore Confidence In The Securities Market

1998 days ago,(2012/03/02) - News Articles

News: Hong Kong's Securities and Futures Commission Bans Miranda Hui Chi Cheung From Re-Entering Industry For 10 Years

1998 days ago,(2012/03/02) - News Articles

News: Fee Rate Advisory #6 For Fiscal Year 2012

1999 days ago,(2012/03/01) - News Articles

News: International Capital Market Association (ICMA) Appoints New General Counsel

1999 days ago,(2012/03/01) - News Articles

News: Poland's National Depository For Securities: New Operational Link With Romania

1999 days ago,(2012/03/01) - News Articles

News: Wedbush Opens Trading Business Unit for Investment Managers [Bloomberg]

1999 days ago,(2012/03/01) - High Frequency Trading Review

News: FINRA Investor Education Foundation And United Way Worldwide Announce Over $1.3 Million In Grants To Support Grassroots Financial Education Projects

2000 days ago,(2012/02/29) - News Articles

News: Broker-Dealer Anti-Money Laundering Compliance Learning Lessons From The Past And Looking To The Future By David W. Blass, Chief Counsel, Division Of Trading And Markets, U.S. Securities And Exchange Commission - SIFMA Anti-Money Laundering & Financial Crimes Conference, February 29, 2012

2000 days ago,(2012/02/29) - News Articles

News: Remarks By U.S. Department Of The Treasury Under Secretary David Cohen At The SIFMA Anti-Money Laundering & Financial Crimes Conference

2000 days ago,(2012/02/29) - News Articles

News: Seminar Devoted To Migration Of The Government Securities Market To MICEX Stock Exchange Took Place In MICEX-RTS

2000 days ago,(2012/02/29) - News Articles

News: New Zealand's Financial Markets Authority Warns Of Illegal Offer By Makko Securities To Advise On Facebook IPO

2000 days ago,(2012/02/29) - News Articles

News: CFTC Proposes Rules To Help Prevent And Detect Identity Theft

2001 days ago,(2012/02/28) - News Articles

News: SEC Proposes Rules To Help Prevent And Detect Identity Theft

2001 days ago,(2012/02/28) - News Articles

News: RiskAdvisory Strengthens Dodd-Frank Compliance Focus - Patrick Woody Joins Team To Provide Regulatory Risk Expertise

2001 days ago,(2012/02/28) - News Articles

News: Q+A: How Can HFT Truly Slow Down? [Automated Trader]

2001 days ago,(2012/02/28) - High Frequency Trading Review

News: Osaka Securities Exchange: Concerning Orders With Validity Periods In Nikkei 225 Options

2001 days ago,(2012/02/28) - News Articles

News: FBI Announces Public Service Announcement By Michael Douglas On Securities Fraud And Insider Trading - Previously Unreleased Undercover Video Provided From 2010 Walt Disney Co. Investigation

2001 days ago,(2012/02/28) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date February 15, 2012

2002 days ago,(2012/02/27) - News Articles

News: SEC Releases Risk Alert On Unauthorized Trading

2002 days ago,(2012/02/27) - News Articles

News: Hong Kong Securities And Futures Commission: Former HAECO Director Convicted Of Insider Dealing

2002 days ago,(2012/02/27) - News Articles

News: SEC Reviewing U.S. Trading Practices After Shift to Automation [Bloomberg]

2002 days ago,(2012/02/27) - High Frequency Trading Review

News: Tapping the Brakes on High-Speed Trading [Barron's]

2002 days ago,(2012/02/27) - High Frequency Trading Review

News: Regulators Scrutinize Ties With Exchanges [Wall Street Journal]

2002 days ago,(2012/02/27) - High Frequency Trading Review

News: Remarks At The SEC Speaks In 2012 By SEC Commissioner Daniel M. Gallagher

2005 days ago,(2012/02/24) - News Articles

News: Shining A Light On Expenditures Of Shareholder Money By SEC Commissioner Luis A. Aguilar - Practising Law Institutes SEC Speaks In 2012

2005 days ago,(2012/02/24) - News Articles

News: Remarks At The SEC Speaks In 2012 By SEC Commissioner Troy A. Paredes

2005 days ago,(2012/02/24) - News Articles

News: SEC Charges Three Oil Services Executives With Bribing Customs Officials in Nigeria

2005 days ago,(2012/02/24) - News Articles

News: Remarks By SEC Commissioner Daniel M. Gallagher At The Credit Suisse Global Equity Trading Forum

2005 days ago,(2012/02/24) - News Articles

News: Speech By SEC Chairman, Mary L. Schapiro: Remarks At The Practising Law Institutes SEC Speaks

2005 days ago,(2012/02/24) - News Articles

News: Thai Bourse Continues To Enhance Investment Channel Via Banks, Brokers

2005 days ago,(2012/02/24) - News Articles

News: Bursa Malaysia Reprimands, Fines And Suspends Chong Lee Fatt For Unlawful Conduct And Engaging In Unauthorised/False Trading

2005 days ago,(2012/02/24) - News Articles

News: CFTC Staff To Host A Two-Day Public Roundtable To Discuss Additional Customer Collateral Protections

2006 days ago,(2012/02/23) - News Articles

News: FINRA Issues New Investor Alert To Help Investors Understand Their Brokerage Account Statements

2006 days ago,(2012/02/23) - News Articles

News: SIFMA Develops New Institutional Suitability Certificate To Facilitate Compliance With New FINRA Suitability Requirements

2006 days ago,(2012/02/23) - News Articles

News: Unreasonably Feeble - Opening Statement Of CFTC Commissioner Scott D. OMalia Regarding Open Meeting On One Final Rule And One Proposed Rule1

2006 days ago,(2012/02/23) - News Articles

News: Opening Statement By Chairman Gary Gensler On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act

2006 days ago,(2012/02/23) - News Articles

News: High-frequency trading raises concerns at SEC [Washington Post]

2006 days ago,(2012/02/23) - High Frequency Trading Review

News: SEC Expands Investigation of ETFs: Report [Advanced Trading]

2006 days ago,(2012/02/23) - High Frequency Trading Review

News: SEC Charges China-Based Executives With Securities Fraud

2007 days ago,(2012/02/22) - News Articles

News: Council Of The European Union - Short Selling: More Transparency And Stricter Rules

2007 days ago,(2012/02/22) - News Articles

News: IOSCO Consults On Suitability Requirements For Complex Financial Products

2008 days ago,(2012/02/21) - News Articles

News: IOSCO Consults On Principles For Ongoing Disclosure For Asset Backed Securities

2009 days ago,(2012/02/20) - News Articles

News: SEC Charges Oregon-Based Expert Consulting Firm And Owner With Insider Trading In Technology Sector

2012 days ago,(2012/02/17) - News Articles

News: KDPW Poland: Increase Of The Number Of Securities Accounts In January 2012

2013 days ago,(2012/02/16) - News Articles

News: IOSCO Consults On Revised CIS Valuation Principles

2013 days ago,(2012/02/16) - News Articles

News: SEC Tightens Rules On Advisory Performance Fee Charges

2014 days ago,(2012/02/15) - News Articles

News: BSX Remembers Junius Jay Peake

2014 days ago,(2012/02/15) - News Articles

News: Direct Edge Trading Notice #12-09: New Date - Direct Edge Updates FIX Short Sale Order Marking Requirements Effective March 15, 2012

2015 days ago,(2012/02/14) - News Articles

News: Remarks Before The PLI Investment Management Institute 2012 By Eileen P. Rominger, Director, Division Of Investment Management, U.S. Securities And Exchange Commission

2015 days ago,(2012/02/14) - News Articles

News: Institutional Investors Call On U.S. Securities And Exchange Commission To Implement Financial Market Reforms

2016 days ago,(2012/02/13) - News Articles

News: Rating Action: Moody's Adjusts Ratings Of 9 European Sovereigns To Capture Downside Risks

2016 days ago,(2012/02/13) - News Articles

News: Allen & Overy Submits Comments On Behalf Of Non-U.S. Banks Challenging Volcker Rule

2016 days ago,(2012/02/13) - News Articles

News: Director Of L.A. Office Rosalind Tyson To Retire After 30 Years Of SEC Service

2016 days ago,(2012/02/13) - News Articles

News: International Securities Exchange Introduces Premium Access Connectivity - New 10 Gigabit Connection Offers Ultra-Low Latency To Subscribers

2016 days ago,(2012/02/13) - News Articles

News: SEC Charges California Hedge Fund Manager Connected To Galleon Insider Trading Case

2019 days ago,(2012/02/10) - News Articles

News: Hong Kong's Securities And Futures Commission Concludes Short Position Reporting Rules

2019 days ago,(2012/02/10) - News Articles

News: Australian Securities And Investments Commission, Quebec Autorit Des Marchs Financiers, Ontario Securities Commission, Alberta Securities Commission And British Columbia Securities Commission Sign Regulatory Cooperation Arrangement

2019 days ago,(2012/02/10) - News Articles

News: Commodity Futures Trading Commission Votes To Establish A New Subcommittee Of The Technology Advisory Committee (TAC) To focus On High Frequency Trading - New Subcommittee On Automated And High Frequency Trading Is Seeking Nominations For Members

2019 days ago,(2012/02/10) - News Articles

News: CFTC Issues Final Rule Amending Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors - Also Issues A Proposed Rule To Harmonize Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators

2019 days ago,(2012/02/10) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions in NASDAQ Stocks As Of Settlement Date January 31, 2012

2019 days ago,(2012/02/10) - News Articles

News: Statement Of Concurrence, Harmonization Of Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators, CFTC Commissioner Jill E. Sommers

2019 days ago,(2012/02/10) - News Articles

News: Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) to focus on High Frequency Trading [Press Release]

2019 days ago,(2012/02/10) - High Frequency Trading Review

News: Slide Presentation (PDF): SEC Staff Review Of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums On Auditing In The Small Business Environment

2019 days ago,(2012/02/10) - News Articles

News: CFTC Chairman Gary Gensler: Statements Of Support, Amendments To Compliance Obligations And Harmonization Proposal

2020 days ago,(2012/02/09) - News Articles

News: CFTC Commissioner Jill E. Sommers: Dissenting Statement, Commodity Pool Operators And Commodity Trading Advisors: Amendments To Compliance Obligations

2020 days ago,(2012/02/09) - News Articles

News: SEC Charges Former Pharmaceutical Company Employee With Insider Trading On Biotech Deals

2020 days ago,(2012/02/09) - News Articles

News: SIFMA Executive Vice President Randy Snook Remarks As Prepared For SIFMA Large Trader Reporting Symposium

2020 days ago,(2012/02/09) - News Articles

News: Technology Will Eventually Reverse Fragmentation, Says Trading Roundtable {Wall Street & Technology]

2021 days ago,(2012/02/08) - High Frequency Trading Review

News: ISE Named "Best Exchange Client Service" At Wall Street Letter 2012 Institutional Trading Awards

2021 days ago,(2012/02/08) - News Articles

News: SEC approves BATS Listings Market Maker program [Automated Trader]

2022 days ago,(2012/02/07) - High Frequency Trading Review

News: BATS Exchange Receives SEC Approval For Innovative Market Maker Program - Competitive Liquidity Provider Program Designed To Incentivize Active Market Making For BATS-Listed Issuers

2023 days ago,(2012/02/06) - News Articles

News: SEC Charges Smith & Nephew PLC With Foreign Bribery

2023 days ago,(2012/02/06) - News Articles

News: Statement By SEC Commissioner Regarding New Appointment To The PCAOB Board

2026 days ago,(2012/02/03) - News Articles

News: SEC Names Jeanette M. Franzel To The Public Company Accounting Oversight Board

2026 days ago,(2012/02/03) - News Articles

News: UBS Unauthorised Trading: FINMA Initiates Enforcement Proceedings

2026 days ago,(2012/02/03) - News Articles

News: Request For Report, Etc. (Commencement Of Secondary Examination) From The Japan Fair Trade Commission In Relation To The Business Combination Between Tokyo Stock Exchange Group, Inc. And Osaka Securities Exchange, Co., Ltd.

2026 days ago,(2012/02/03) - News Articles

News: Speech By SEC Staff: Remarks On News Conference Call About Case Against Credit Suisse Investment Bankers By Robert Khuzami, Director Of The SECs Division of Enforcement, U.S. Securities And Exchange Commission

2027 days ago,(2012/02/02) - News Articles

News: Remarks By U.S. Treasury Secretary Tim Geithner On The State Of Financial Reform

2027 days ago,(2012/02/02) - News Articles

News: Commodity Futures Trading Commission And Securities and Exchange Commission Release Joint Report To Congress On International Swap Regulation

2027 days ago,(2012/02/02) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the Report), CFTC Commissioner Scott D. OMalia

2027 days ago,(2012/02/02) - News Articles

News: Remarks By FINRA Chairman And CEO Richard Ketchum From The Global Diversity Leadership Exchange 2/1/12

2027 days ago,(2012/02/02) - News Articles

News: FINRA Charges Charles Schwab & Co With Violating FINRA Rules By Using Class Action Waiver In Customer Agreements

2028 days ago,(2012/02/01) - News Articles

News: Direct Edge Regulatory Notice #12-02: Enhancements To Electronic Blue Sheet Submissions

2028 days ago,(2012/02/01) - News Articles

News: SEC Charges Former Credit Suisse Investment Bankers In Subprime Bond Pricing Scheme During Credit Crisis

2028 days ago,(2012/02/01) - News Articles

News: NASDAQ OMX Reports Fourth Quarter And Full Year 2011 Results - FY 2011 Non-GAAP Diluted EPS Grows 27% Over Prior Year - 2011 Full Year Net Exchange Revenues And Earnings Reach Record Highs

2028 days ago,(2012/02/01) - News Articles

News: High-Frequency Trading Could Cause Another Flash Crash [Money Morning]

2028 days ago,(2012/02/01) - High Frequency Trading Review

News: Where Are We? And Where Should We Be? Thoughts On MF Global And High Frequency Trading - Address By CFTC Commissioner Scott D. OMalia At The Center On Financial Services Law Of New York Law School

2029 days ago,(2012/01/31) - News Articles

News: SEC Charges Brothers With Short Selling Violations

2029 days ago,(2012/01/31) - News Articles

News: Direct Edge Trading Notice #12-07: Section 31 Rate Change Effective February 21, 2012

2029 days ago,(2012/01/31) - News Articles

News: Remarks At The John C. Bogle Legacy Forum - CFTC Chairman Gary Gensler

2029 days ago,(2012/01/31) - News Articles

News: Speech By SEC Staff: Remarks At The Compliance Outreach Program By Carlo V. Di Florio, Director, Office Of Compliance Inspections And Examinations, U.S. Securities And Exchange Commission

2029 days ago,(2012/01/31) - News Articles

News: Nordic Growth Market NGM AB: NGM Welcomes Neonet Securities As Member Of The Exchange

2029 days ago,(2012/01/31) - News Articles

News: Zhengzhou Commodity Exchange Released Detailed Rules And Regulations On Wheat Future Contracts And Its Associated Business

2029 days ago,(2012/01/31) - News Articles

News: SEC Charges Former Executives And Accountants With Fraud At British Subsidiary Of Medical Devices Company - SEC Obtains Settlements With CEO And CFO To Clawback Bonuses Under Sarbanes-Oxley Section 304

2030 days ago,(2012/01/30) - News Articles

News: FSB Completes Peer Review Of Canada

2030 days ago,(2012/01/30) - News Articles

News: Regulators Eye Exchange Technology [Wall Street Journal]

2030 days ago,(2012/01/30) - High Frequency Trading Review

News: Flow Traders looks to dispel HFT myths [Financial News]

2030 days ago,(2012/01/30) - High Frequency Trading Review

News: SEC Deputy Inspector General To Serve As Agencys Interim Inspector General

2032 days ago,(2012/01/28) - News Articles

News: New Bahamas International Securities Exchange (BISX) Office Location

2033 days ago,(2012/01/27) - News Articles

News: Canadian Securities Regulators Adopt Regulatory Regime For Credit Rating Organizations

2033 days ago,(2012/01/27) - News Articles

News: Speech By SEC Staff: Remarks At Joint News Conference To Announce RMBS Working Group - Robert Khuzami Director Of The SECs Division Of Enforcement

2033 days ago,(2012/01/27) - News Articles

News: AFME hits at Europe trade reporting proposals [Financial Times]

2033 days ago,(2012/01/27) - High Frequency Trading Review

News: SEC Advisory Committee on Small And Emerging Companies to Meet Wednesday

2034 days ago,(2012/01/26) - News Articles

News: SEC Charges Boiler Room Operators In Florida-Based Penny Stock Manipulation Scheme

2034 days ago,(2012/01/26) - News Articles

News: SEC Charges Latvian Trader In Pervasive Brokerage Account Hijacking Scheme - SEC Also Charges 12 Firms And Individuals For Extending Market Access Without Registering As Brokers

2034 days ago,(2012/01/26) - News Articles

News: FINRA Warns Investors Of Email Hack Attacks

2034 days ago,(2012/01/26) - News Articles

News: Remarks By Commissioner Elisse B. Walter At The 2011 SEC Government-Business Forum On Small Business Capital Formation

2034 days ago,(2012/01/26) - News Articles

News: Automated Trader, Chimera Securities Chooses OneMarketData's OneTick Database

2034 days ago,(2012/01/26) - OneMarketData In The News

News: Securities Industry News, NYSE Technologies Secures OneTick Deal with Man Group Division

2034 days ago,(2012/01/26) - OneMarketData In The News

News: Securities Industry News (Subscription Required), Alphacet Taps OneMarketData

2034 days ago,(2012/01/26) - OneMarketData In The News

News: MICEX-RTS Group To Amend The Procedure For Removing Shares From The List Of Securities Admitted To Trading In The Exchange On The Initiative Of Issuer

2034 days ago,(2012/01/26) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date January 13, 2012

2035 days ago,(2012/01/25) - News Articles

News: FINRA Fines Merrill Lynch $1 Million For Failure to Arbitrate Disputes With Employees

2035 days ago,(2012/01/25) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the Report), CFTC Commissioner Scott D. OMalia

2035 days ago,(2012/01/25) - News Articles

News: Thai Bourse Plans To Launch Trading Rules For New Trading System

2035 days ago,(2012/01/25) - News Articles

News: Industry Participants Have Developed Common Standards That Will Restore Post-Trade Transparency In The European Equity Markets

2036 days ago,(2012/01/24) - News Articles

News: Miami International Securities Exchange Selects OneTick to Implement and Store Options Market Data

2036 days ago,(2012/01/24) - OneMarketData Press Releases

News: Chimera Securities Selects OneTick to Power Tick Data Management and Analysis

2036 days ago,(2012/01/24) - OneMarketData Press Releases

News: ASIC Improves Disclosure By Infrastructure Entities

2036 days ago,(2012/01/24) - News Articles

News: Comment: SECs audit trail gamble [Financial Times]

2037 days ago,(2012/01/23) - High Frequency Trading Review

News: Diamondback Capital Agrees To Settle SEC Insider Trading Charges

2037 days ago,(2012/01/23) - News Articles

News: Brady Plc Secures New Contract In Securities And Investment Banking Sector

2037 days ago,(2012/01/23) - News Articles

News: News Conference Remarks By Robert Khuzami, Director Of The SECs Division of Enforcement

2040 days ago,(2012/01/20) - News Articles

News: GFMA Posts Provisional Legal Entity Identifiers

2040 days ago,(2012/01/20) - News Articles

News: SEC: Fee Rate Advisory #5 For Fiscal Year 2012

2040 days ago,(2012/01/20) - News Articles

News: IOSCO Publishes Principles On Suspension Of CIS Redemptions

2040 days ago,(2012/01/20) - News Articles

News: Lime Brokerage, a Wedbush Company, Announces LimeDirect(TM), The World's Fastest Pre-Trade Risk Management Solution

2040 days ago,(2012/01/20) - Lime Brokerage

News: ASIC ups its market surveillance [ComputerWorld]

2040 days ago,(2012/01/20) - High Frequency Trading Review

News: Hong Kong's Securities And Futures Commission Explains How Credit Rating Effects Issuance, Trading Of Warrants, CBBCs

2040 days ago,(2012/01/20) - News Articles

News: Australian Securities and Investments Commission: Online Trading Account Security Breaches

2040 days ago,(2012/01/20) - News Articles

News: SIX Exchange Regulation: Investigation Against Dufry Ltd

2041 days ago,(2012/01/19) - News Articles

News: New Zealand's Financial Markets Authority And Serious Fraud Office Sign Memorandum Of Understanding

2041 days ago,(2012/01/19) - News Articles

News: SEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds After Charging Them And Their Principal With Fraud

2042 days ago,(2012/01/18) - News Articles

News: SEC Charges Florida Bank Holding Company And CEO With Misleading Investors About Loan Risks During Financial Crisis

2042 days ago,(2012/01/18) - News Articles

News: FINRA Fines Citigroup Global Markets $725,000 For Failure to Disclose Conflicts Of Interest In Research Reports

2042 days ago,(2012/01/18) - News Articles

News: U.S. Securities And Exchange Commission Approves NYSE Euronext Filings Related To Merger With Deutsche Brse AG

2042 days ago,(2012/01/18) - News Articles

News: SEC Seeks Public Comment For Financial Literacy Study Mandated By Dodd-Frank Act

2042 days ago,(2012/01/18) - News Articles

News: Aritas Securities Succeeds Pipeline Trading Systems, Reflecting Significant Operational Changes

2042 days ago,(2012/01/18) - News Articles

News: SEC Charges Fund Managers And Analysts In Insider Trading Scheme - Hedge Fund Firms Diamondback Capital And Level Global Also Charged

2042 days ago,(2012/01/18) - News Articles

News: Testimony By Federal Reserve Board Governor Daniel K. Tarullo On The Volcker Rule - Before The Subcommittee On Capital Markets And Government Sponsored Enterprises And The Subcommittee On Financial Institutions And Consumer Credit, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

2042 days ago,(2012/01/18) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2042 days ago,(2012/01/18) - News Articles

News: New Management Board Team For CEE Stock Exchange Group

2042 days ago,(2012/01/18) - News Articles

News: Indian securities watchdog to consider imposing speed limit on high-frequency trading [Risk.Net]

2042 days ago,(2012/01/18) - High Frequency Trading Review

News: ADX Denies Hacking Claims

2042 days ago,(2012/01/18) - News Articles

News: Thai Bourse Announces 2012 Plan To Match Right Financial Opportunities

2042 days ago,(2012/01/18) - News Articles

News: SEC Names Jane Norberg As Deputy Chief Of Whistleblower Office

2043 days ago,(2012/01/17) - News Articles

News: SEC Inspector General H. David Kotz To Leave Commission

2043 days ago,(2012/01/17) - News Articles

News: SEC Charges UBS Global Asset Management For Pricing Violations In Mutual Fund Portfolios

2043 days ago,(2012/01/17) - News Articles

News: Direct Edge Updates FIX Short Sale Order Marking Requirements Effective February 15, 2012

2043 days ago,(2012/01/17) - News Articles

News: CPSS-IOSCO Publishes Final Report On Requirements For OTC Derivatives Data Reporting And Aggregation

2043 days ago,(2012/01/17) - News Articles

News: SEC Cracks Down to Prevent Another Flash Crash [The Fiscal Times]

2043 days ago,(2012/01/17) - High Frequency Trading Review

News: Fidessa Joins NYSE Euronext's 'Power Partners' Program

2044 days ago,(2012/01/16) - Fidessa

News: Remarks At The SRO Outreach Conference By SEC Commissioner Daniel M. Gallagher

2047 days ago,(2012/01/13) - News Articles

News: Statement At An Open Meeting Of The Commission To Consider The Public Company Accounting Oversight Boards Proposed 2012 Budget And Accounting Support Fee By SEC Commissioner Daniel M. Gallagher

2047 days ago,(2012/01/13) - News Articles

News: HKEx Publishes Results Of Stock Exchange Review Of Listed Issuers' Financial Reports

2047 days ago,(2012/01/13) - News Articles

News: Tech Beat: Monitoring the market [Financial Times]

2047 days ago,(2012/01/13) - High Frequency Trading Review, Comments (2)

News: Large Firms Elect Gregory Fleming To FINRA Board Of Governors

2048 days ago,(2012/01/12) - News Articles

News: Texas-Based Accountant Pleads Guilty To Lying To SEC Investigators

2048 days ago,(2012/01/12) - News Articles

News: SEC Names Robert Fisher As Deputy Director In Office Of International Affairs

2048 days ago,(2012/01/12) - News Articles

News: Thai Bourse Launches Trading Alert List As A Trading Warning

2048 days ago,(2012/01/12) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date December 30, 2011

2049 days ago,(2012/01/11) - News Articles

News: That It Was All Very Complicated. - Opening Statement Of CFTC Commissioner Scott D. OMalia, Open Meeting On Three Final Rules, One Proposed Rule, And One Delegation Of Authority Order

2049 days ago,(2012/01/11) - News Articles

News: Opening Statement, Eighth Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2049 days ago,(2012/01/11) - News Articles

News: Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds - Statement Of CFTC Commissioner Scott D. OMalia, January 11, 2012

2049 days ago,(2012/01/11) - News Articles

News: Statement At Open Meeting To Approve PCAOB Budget By SEC Commissioner Luis A. Aguilar

2049 days ago,(2012/01/11) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On January 11, 2012

2049 days ago,(2012/01/11) - News Articles

News: Opening Statement At SEC Open Meeting: PCAOB Proposed Budget And Accounting Support Fee For 2012 By SEC Chairman Mary Schapiro

2049 days ago,(2012/01/11) - News Articles

News: Statement of Support by CFTC Chairman Gary Gensler

2049 days ago,(2012/01/11) - News Articles

News: Opening Statement By Chairman Gary Gensler Before A Meeting Of The Commodity Futures Trading Commission

2049 days ago,(2012/01/11) - News Articles

News: Fusion-io Breaks One Billion IOPS Barrier

2050 days ago,(2012/01/10) - Fusion-io

News: NYSE Euronext Announces Trading Volumes For December 2011 And Other Metrics - Global Derivatives ADV Up 12% Year-Over-Year - U.S. Equity Options ADV Up 17% - NYSE Liffe U.S. Crosses One Million Contracts In Total Exchange Open Interest - European Cash ADV Up 9% - U.S. Cash ADV Down 11%

2050 days ago,(2012/01/10) - News Articles

News: Shanghai Stock Exchange Launches Appraisal On Excellent Cases Of Investor Education

2050 days ago,(2012/01/10) - News Articles

News: CFTC Chairman Names Vincente Martinez As Director Of Recently Opened Whistleblower Office

2054 days ago,(2012/01/06) - News Articles

News: T. Rowe Price fears high-frequency computer trading [Baltimore Sun]

2054 days ago,(2012/01/06) - High Frequency Trading Review

News: Direct Edge Regulatory Notice #12-01: Market Making Rules And Obligations

2054 days ago,(2012/01/05) - News Articles

News: SEC: Administrative Law Judge Robert G. Mahony Retires After 46 Years Of Federal Service

2055 days ago,(2012/01/05) - News Articles

News: New Requirements For Performance Disclosure Of ChiNext-listed Companies:To Improve Transparency Of Listed Companies And Efficiency Of Information Disclosure

2055 days ago,(2012/01/05) - News Articles

News: SEC Advisory Committee On Small And Emerging Companies To Hold Conference Call Meeting

2056 days ago,(2012/01/04) - News Articles

News: SEC Charges Illinois-Based Adviser In Social Media Scam - Agency Issues Alerts On Social Media Risks For Investors And Firms

2056 days ago,(2012/01/04) - News Articles

News: ICE Reports Record Futures Volume In 2011, ADV Up 16% - 2011 OTC Energy ADC Up 15% To A Record $1.6 Million - $26.2 Trillion Cleared In CDS, Record Annual CDS Revenues

2056 days ago,(2012/01/04) - News Articles

News: SEC Charges Life Settlements Firm And Three Executives With Disclosure And Accounting Fraud - CEO And General Counsel Additionally Charged With Insider Trading

2057 days ago,(2012/01/03) - News Articles

News: SEC uncertain flash crash measures can work together effectively [The Trade News]

2057 days ago,(2012/01/03) - High Frequency Trading Review

News: The Glacial Response of the S.E.C. to the Rise of High-Speed Trading and Market Volatility [Huffington Post]

2057 days ago,(2012/01/03) - High Frequency Trading Review

News: SEC Names Pamela A. Gibbs As Director Of The Office Of Minority And Women Inclusion

2057 days ago,(2012/01/03) - News Articles

News: BATS Global Markets Earns 25.4% European Market Share In December - BATS Now The Largest European Equities Market Operator - Also Earns 11.2% U.S. Equities Market Share

2057 days ago,(2012/01/03) - News Articles

News: New levy risks pushing traders into the shadows [Sydney Morning Herald]

2057 days ago,(2012/01/03) - High Frequency Trading Review

News: SEC Charges Magyar Telekom And Former Executives with Bribing Officials In Macedonia And Montenegro - Firm And Parent Company Agree To Pay $95 Million To Settle Civil And Criminal Charges

2062 days ago,(2011/12/29) - News Articles

News: NASDAQ OMX Helsinki Disciplinary Committee Issued A Warning To Biohit Oyj For Breaching The Rules Of The Stock Exchange

2063 days ago,(2011/12/28) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions in NASDAQ Stocks as of Settlement Date December 15, 2011

2064 days ago,(2011/12/27) - News Articles

News: U.S. Department Of The Treasury Releases Semi-Annual Report To Congress On International Economic And Exchange Rate Policies

2064 days ago,(2011/12/27) - News Articles

News: FINRA Fines Credit Suisse Securities $1.75 Million For Regulation SHO Violations And Supervisory Failures

2064 days ago,(2011/12/27) - News Articles

News: Supplementary Conditions For Trading In MICEX Stock Exchange CJSC From 3 Through 6 January And On 9 January 2012

2065 days ago,(2011/12/26) - News Articles

News: SEC Charges Securities Trader With Cross-Border Fraudulent Interpositioning Scheme

2068 days ago,(2011/12/23) - News Articles

News: U.S. Agencies Extend Comment Period On Volcker Rule Proposal

2068 days ago,(2011/12/23) - News Articles

News: Statement By SEC Commissioners Daniel M. Gallagher And Troy A. Paredes: Statement Regarding Volcker Rule Comment Period

2068 days ago,(2011/12/23) - News Articles

News: SEC Charges GE Funding Capital Market Services With Fraud Involving Municipal Bond Proceeds - Firm Agrees To Pay $70 Million In Settlement With SEC And Others

2068 days ago,(2011/12/23) - News Articles

News: Direct Edge Update: EDGA And EDGX Fee Schedule Changes Effective January 3, 2012

2068 days ago,(2011/12/23) - News Articles

News: Thai Bourse To Admit New Members

2068 days ago,(2011/12/23) - News Articles

News: Credit Suisse Group Ltd Receives A Reprimand

2068 days ago,(2011/12/23) - News Articles

News: Shenzhen Stock Exchange Held 10th Board Secretary Training Courses For SME Listed Companies

2068 days ago,(2011/12/23) - News Articles

News: NZX Refers Investors To FMA Warning

2069 days ago,(2011/12/22) - News Articles

News: Judge Orders Plastics Executive To Pay $49.5 Million In SEC Case

2069 days ago,(2011/12/22) - News Articles

News: FINRA Fines Barclays Capital $3 Million For Misrepresentations Related To Subprime Securitizations

2069 days ago,(2011/12/22) - News Articles

News: Remarks At The 2011 SEC Government-Business Forum On Small Business Capital Formation By SEC Chairman Mary L. Schapiro

2070 days ago,(2011/12/21) - News Articles

News: SEC Adopts Net Worth Standard For Accredited Investors Under Dodd-Frank Act

2070 days ago,(2011/12/21) - News Articles

News: SEC Adopts Dodd-Frank Mine Safety Disclosure Requirements

2070 days ago,(2011/12/21) - News Articles

News: SEC Charges Executives At Clean Coal Technology Company For Misstatements To Investors

2070 days ago,(2011/12/21) - News Articles

News: SIX Securities Services Partners With Prague Stock Exchange

2070 days ago,(2011/12/21) - News Articles

News: Thai Bourse Announces Special Holiday On January 3, 2012

2070 days ago,(2011/12/21) - News Articles

News: SIX Exchange Regulation fines Mindset Holding AG

2070 days ago,(2011/12/21) - News Articles

News: SEC Charges California Company, Co-CEOs, And Attorney In Series Of Fraudulent Schemes Pumping Company Stock

2071 days ago,(2011/12/20) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Howard Scheck, Chief Accountant, Division Of Enforcement, U.S. Securities And Exchange Commission

2071 days ago,(2011/12/20) - News Articles

News: Direct Edge Updates FIX Short Sale Order Marking Requirements Effective February 15, 2012

2071 days ago,(2011/12/20) - News Articles

News: Opening Statement, Seventh Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2071 days ago,(2011/12/20) - News Articles

News: Chairman Gary Gensler Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC

2071 days ago,(2011/12/20) - News Articles

News: BATS Exchange Unveils Innovative Market Maker Program [Press Release]

2071 days ago,(2011/12/20) - High Frequency Trading Review

News: Tokyo Liquidity Center Debuts

2071 days ago,(2011/12/20) - NYSE Technologies

News: BATS Exchange Unveils Innovative Market Maker Program - Competitive Liquidity Provider Program Designed To Incentivize Active Market Making For BATS-Listed Issuers

2071 days ago,(2011/12/20) - News Articles

News: Slide Presentation (PDF): Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments, Washington, D.C.

2072 days ago,(2011/12/19) - News Articles

News: Slide Presentation (PDF): Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments, Washington, D.C.

2072 days ago,(2011/12/19) - News Articles

News: Slide Presentation (PDF): Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments, Washington, D.C.

2072 days ago,(2011/12/19) - News Articles

News: SEC Charges Longtime Madoff Employee With Falsifying Documents To Deceive Regulators

2072 days ago,(2011/12/19) - News Articles

News: Michael Garrity Named Head Of Examination Program In SEC's Boston Regional Office

2072 days ago,(2011/12/19) - News Articles

News: Rosario Commodity Markets And Stock Exchange To Merge

2072 days ago,(2011/12/19) - News Articles

News: RTS And MICEX: Notification For The Market Participants Of The Securities Trading Starting From December 20, 2011

2072 days ago,(2011/12/19) - News Articles

News: Thai Stock Market Flood Relief Fund Gears Up Post-Flood Relief Projects

2072 days ago,(2011/12/19) - News Articles

News: Regulatory round-up U.S. rules to know in 2012 [Reuters]

2072 days ago,(2011/12/19) - High Frequency Trading Review

News: SEC beefs up quantitative capabilities [Fierce Finance]

2072 days ago,(2011/12/19) - High Frequency Trading Review

News: Moody's Downgrades Belgium's Credit Ratings To Aa3, Negative Outlook - Short-Term Ratings Affirmed At Prime-1 - Concludes Review Initiated 07 October

2075 days ago,(2011/12/16) - News Articles

News: BM&FBOVESPA Receives Two Chinese Delegations In December - The Institutions: China Futures Association (CFA) And Orient Securities

2075 days ago,(2011/12/16) - News Articles

News: SEC Charges Daniel Rudy Ruettiger And 12 Others In Scheme To Pump Stock In Sports Drink Company

2075 days ago,(2011/12/16) - News Articles

News: FINRA's 2011 Activities Highlight Commitment To Investor Protection - Ordered $19 Million In Restitution To Harmed Investors

2075 days ago,(2011/12/16) - News Articles

News: Remarks At The Transatlantic Corporate Governance Dialogue By Chairman Mary L. Schapiro, U.S. Securities And Exchange Commission

2075 days ago,(2011/12/16) - News Articles

News: SEC Charges Former Fannie Mae And Freddie Mac Executives With Securities Fraud - Companies Agree To Cooperate In SEC Actions

2075 days ago,(2011/12/16) - News Articles

News: Japan's Financial Services Agency: Remarks By Shozaburo Jimi, Minister Of State For Financial Services

2075 days ago,(2011/12/16) - News Articles

News: SEC Halts Father-Son Ponzi Scheme In Utah Involving Purported Real Estate Investments

2076 days ago,(2011/12/15) - News Articles

News: SEC Statement On Citigroup Case

2076 days ago,(2011/12/15) - News Articles

News: FINRA Fines Wells Fargo $2 Million For Unsuitable Sales Of Reverse Convertibles To Elderly Customers And Failure To Provide Breakpoints On UIT Sales - Firm Agrees To Pay Restitution To Affected Customers

2076 days ago,(2011/12/15) - News Articles

News: Testimony By FINRA Chairman And Chief Executive Officer, Richard G. Ketchum, Before The Subcommittee On Oversight And Investigations Committee On Financial Services

2076 days ago,(2011/12/15) - News Articles

News: SEC Reform After Dodd-Frank And The Financial Crisis By SEC Commissioner Daniel M. Gallagher

2077 days ago,(2011/12/14) - News Articles

News: FINRA Vice Chairman Stephen Luparello Testimony Before The Subcommittee On Securities, Insurance, And Investment Committee On Banking, Housing, And Urban Affairs

2077 days ago,(2011/12/14) - News Articles

News: FTEN and Object Trading Offer Transparent Real-Time Risk Controls and Global Cross-Market Access

2077 days ago,(2011/12/14) - FTEN

News: Boosting Capital Market By Improving Investors' Rationality - The Shanghai Stock Exchange Will Do Its Best To Build Online Investors' School

2078 days ago,(2011/12/13) - News Articles

News: SEC Charges Options Trader For Illegal Short Selling Tactics

2078 days ago,(2011/12/13) - News Articles

News: SIFMA Addresses High-Frequency Trading, Other Market Structure Issues and Presents Considerations for Regulatory Change in New White Paper

2078 days ago,(2011/12/13) - High Frequency Trading Review

News: CFTC Commissioner Jill E. Sommers Testimony Before The United States Senate, Committee On Agriculture, Washington, DC

2078 days ago,(2011/12/13) - News Articles

News: KDPW, Poland: Number Of Securities Accounts In November 2011

2078 days ago,(2011/12/13) - News Articles

News: Wall Street Group Puts Up Defense of High-Frequency Trading [Wall Street Journal]

2078 days ago,(2011/12/13) - High Frequency Trading Review

News: DTCC Files With SEC To Operate A CCP For Mortgage-Backed Securities

2079 days ago,(2011/12/12) - News Articles

News: NYSE Member Firms Report Third-Quarter 2011 Results

2079 days ago,(2011/12/12) - News Articles

News: SEC Charges "Shell Packagers" And Several Others In Penny Stock Scheme

2079 days ago,(2011/12/12) - News Articles

News: Keynote Address Before Edison Electric Institute, CFTC Dodd Frank - Compliance Forum - CFTC Commissioner Scott D. OMalia

2079 days ago,(2011/12/12) - News Articles

News: International Securities Exchange Adopts Exegy Ticker Plant

2079 days ago,(2011/12/12) - News Articles

News: Exchange Council Appoints Peter Reitz To The Management Board Of The Exchange - French Futures Switched To Financial Settlement Report On EUA Primary Market Auction Election Committee Appointed

2079 days ago,(2011/12/12) - News Articles

News: Japan's Securities And Exchange Surveillance Commission: Recommendation For Administrative Action based On Findings Of The Inspection Of Citigroup Global Markets Japan Inc.

2080 days ago,(2011/12/11) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date November 30, 2011

2082 days ago,(2011/12/09) - News Articles

News: ESMA: Global Regulators Discuss OTC Derivatives Regulation

2082 days ago,(2011/12/09) - News Articles

News: SEC Beefs Up Market Structure Crimes Unit [Traders Magazine]

2082 days ago,(2011/12/09) - High Frequency Trading Review

News: SEC Names Lacey Dingman As Director Of The Office Of Human Resources

2083 days ago,(2011/12/08) - News Articles

News: Prepared Remarks For The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities And Exchange Commission

2083 days ago,(2011/12/08) - News Articles

News: Stephen Luparello, Vice Chairman FINRA, Testimony Before The Committee On Agriculture, U.S. House Of Representatives

2083 days ago,(2011/12/08) - News Articles

News: Luis A. Aguilar Sworn In For Second Term As SEC Commissioner

2083 days ago,(2011/12/08) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities and Exchange Commission

2083 days ago,(2011/12/08) - News Articles

News: SEC Charges Wachovia With Fraudulent Bid Rigging In Municipal Bond Proceeds - Wachovia Agrees To $148 Million Settlement With SEC And Other Authorities

2083 days ago,(2011/12/08) - News Articles

News: SEC Announces National Seminar For Compliance Officers And Senior Personnel At Investment Management Firms

2083 days ago,(2011/12/08) - News Articles

News: Testimony Before The U.S. House Of Representatives, Committee On Agriculture, Washington, DC - CFTC Commissioner Jill E. Sommers

2083 days ago,(2011/12/08) - News Articles

News: Trading Technologies Connects to Osaka Securities Exchange

2083 days ago,(2011/12/08) - TT News Releases Feed

News: Mizuho Securities USA Inc. Selects Trading Technologies Global Hosting Solution, TTNET™

2083 days ago,(2011/12/08) - TT News Releases Feed

News: Trading Technologies and Mizuho Securities USA Inc. Expand Global Relationship

2083 days ago,(2011/12/08) - TT News Releases Feed

News: Trading Technologies to Connect to Osaka Securities Exchange

2083 days ago,(2011/12/08) - TT News Releases Feed

News: U.S. Agencies Seek Comment On Additional Revisions To The Market Risk Capital Rules

2084 days ago,(2011/12/07) - News Articles

News: SEC Names Eric Pan As Associate Director In Office Of International Affairs

2085 days ago,(2011/12/06) - News Articles

News: SEC Halts Prime Bank Scheme By Washington D.C. Law Firm And Pennsylvania Company

2085 days ago,(2011/12/06) - News Articles

News: Testimony On H.R. 1148, The Stop Trading On Congressional Knowledge Act By Robert Khuzami, Director, Division Of Enforcement, U.S. Securities And Exchange Commission - Before The Committee On Financial Services Of The U.S. House Of Representatives

2085 days ago,(2011/12/06) - News Articles

News: Testimony On Continued Oversight Of The Implementation Of The Wall Street Reform Act By SEC Chairman Mary L. Schapiro - Before The United States Senate Committee On Banking, Housing, And Urban Affairs

2085 days ago,(2011/12/06) - News Articles

News: SEC Freezes Assets Of Four Chinese Citizens Charged With Insider Trading

2085 days ago,(2011/12/06) - News Articles

News: Written Testimony Of Deputy U.S. Treasury Secretary Neal S. Wolin Before The Senate Committee On Banking, Housing, And Urban Affairs - Continued Oversight Of The Implementation Of The Wall Street Reform Act

2085 days ago,(2011/12/06) - News Articles

News: Testimony By Federal Reserve Governor Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2085 days ago,(2011/12/06) - News Articles

News: b-next Launches CMC:Cloud Via Thomson Reuters Elektron Platform - Compliance Teams Can Deliver Data From A Local To Central Location - Quickly Deploy ESMA & SEC Insider Dealing And Market Manipulation Controls

2085 days ago,(2011/12/06) - News Articles

News: France wants tougher ultra-fast EU trading curbs [Reuters]

2085 days ago,(2011/12/06) - High Frequency Trading Review

News: Shanghai Stock Exchange To Build Integrity-oriented Legal System For Market

2085 days ago,(2011/12/06) - News Articles

News: Shenzhen Stock Exchange To Launch Legal System Promotion Activity For China Legal System Promotion Day

2085 days ago,(2011/12/06) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Jason K. Plourde, Professional Accounting Fellow, Office Of The Chief Accountant, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Christian Peo, Professional Accounting Fellow, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: BATS Exchange Now Offers Primary Listing Services - Issuers Can Conduct IPOs And Transfer Their Listings To BATS Exchange

2086 days ago,(2011/12/05) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By James L. Kroeker, Chief Accountant, Office Of The Chief Accountant, U.S. Securities And Exchange Commission

2086 days ago,(2011/12/05) - News Articles

News: The Autorit Des Marchs Financiers Enforcement Committee Sanctions Two Investment Management Companies For Their Failure To Establish And Maintain Procedures That Could Have Allowed Them To Identify The Risks Relating To Some Of Their Madoff Investments

2086 days ago,(2011/12/05) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On December 5, 2011 - Final Rules On Regulation 1.25, Registration Of FBOTs, And Proposed Rule On Made Available For Trade

2086 days ago,(2011/12/05) - News Articles

News: SGX Strengthens Regulatory Team With New Appointments

2086 days ago,(2011/12/05) - News Articles

News: NYSE Sub-Penny Proposal Dead on Arrival, Knight's CEO says [Traders Magazine]

2086 days ago,(2011/12/05) - High Frequency Trading Review

News: SEC Charges Multiple Hedge Fund Managers With Fraud In Inquiry Targeting Suspicious Investment Returns

2090 days ago,(2011/12/01) - News Articles

News: SEC, U.S. Attorney And FBI Announce 13 Charged In Connection With Securities Kickback Schemes - SEC Suspends Trading In Seven Companies

2090 days ago,(2011/12/01) - News Articles

News: Remarks By U.S. Treasury Secretary Tim Geithner "The Macroprudential Toolkit: Measurement And Analysis" Conference

2090 days ago,(2011/12/01) - News Articles

News: Testimony Before The US Senate Committee On Agriculture, Nutrition And Forestry, Washington, DC, CFTC Chairman Gary Gensler

2090 days ago,(2011/12/01) - News Articles

News: Rogue Algos, Splash Crashes and More Regulation in 2012

2090 days ago,(2011/12/01) - Progress Software

News: SEC Staff And FINRA Issue Risk Alert On Broker-Dealer Branch Office Inspections

2091 days ago,(2011/11/30) - News Articles

News: Keynote Address Of The 7th Annual FIA Asia Derivatives Conference - CFTC Commissioner Scott D. OMalia

2091 days ago,(2011/11/30) - News Articles

News: Hong Kong's Securities and Futures Commission Quarterly Report Recounts Key Regulatory Activities

2091 days ago,(2011/11/30) - News Articles

News: President Zhang Yujun Of The Shanghai Stock Exchange: Boosting Sustained Sound Growth Of SSE Market By Building Legal, Integrity Systems

2091 days ago,(2011/11/30) - News Articles

News: FINRA Sanctions Eight Firms And 10 Individuals For Selling Interests In Troubled Private Placements, Including Medical Capital, Provident Royalties And DBSI, Without Conducting A Reasonable Investigation - More Than $3.2 Million In Restitution Ordered To Affected Customers

2092 days ago,(2011/11/29) - News Articles

News: Kristin Snyder Named Head Of Examinations Program In SEC's San Francisco Regional Office

2092 days ago,(2011/11/29) - News Articles

News: SEC Penalizes Investment Advisers For Compliance Failures

2093 days ago,(2011/11/28) - News Articles

News: Thai Stock Market Flood Relief Fund Joins Red Cross To Aid Flood Victims

2093 days ago,(2011/11/28) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date November 15, 2011

2096 days ago,(2011/11/25) - News Articles

News: FINRA Fines Wells Investment Securities $300,000 For Use Of Misleading Marketing Materials For REIT Offering

2098 days ago,(2011/11/23) - News Articles

News: Speech By SEC Commissioner Elisse B. Walter : Remarks At The Closing Of The International Institute For Securities Enforcement And Market Oversight

2098 days ago,(2011/11/23) - News Articles

News: Direct Edge To Open New Exchange in Brazil, Home To Hottest Emerging HFT Market [Wall Street & Tech]

2098 days ago,(2011/11/23) - High Frequency Trading Review

News: Esma sets tight deadline for HFT rules [Financial Times]

2098 days ago,(2011/11/23) - High Frequency Trading Review

News: SEC Needs Resources to Police Algorithmic Trading, Khuzami Says [Bloomberg]

2104 days ago,(2011/11/17) - High Frequency Trading Review

News: Japans Financial Services Agency: Remarks By Shozaburo Jimi, Minister Of State For Financial Services

2110 days ago,(2011/11/11) - News Articles

News: Remarks Before The FINRA Institute At Wharton Certified Regulatory And Compliance Professional (CRCP) Program - SEC Commissioner Elisse B. Walter

2111 days ago,(2011/11/10) - News Articles

News: SEC Charges China-Based Longtop Financial Technologies For Deficient Filings

2111 days ago,(2011/11/10) - News Articles

News: SEC Charges UBS With Faulty Recordkeeping Related To Short Sales

2111 days ago,(2011/11/10) - News Articles

News: TMX Maple Letter To Market Participants

2111 days ago,(2011/11/10) - News Articles

News: SEC Charges San Diego-Based Investment Adviser And Its President With Fraud

2111 days ago,(2011/11/10) - News Articles

News: FINRA Fines Morgan Stanley $1 Million And Orders Restitution Of $371,000 For Excessive Markups And Markdowns

2111 days ago,(2011/11/10) - News Articles

News: Three Former Directors At Military Body Armor Supplier Settle SEC Charges

2111 days ago,(2011/11/10) - News Articles

News: Autorit Des Marchs Financiers: Extension Of The Ban On The Taking Of Net Short Positions In Ten French Securities Of The Financial Sector

2111 days ago,(2011/11/10) - News Articles

News: Thai Bourse Updates On Progress Of Thai Stock Market Flood Relief Fund

2111 days ago,(2011/11/10) - News Articles

News: SEC Charges Feeders To Petters Ponzi Scheme

2112 days ago,(2011/11/09) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date October 31, 2011

2112 days ago,(2011/11/09) - News Articles

News: SEC Announces Agenda And Speakers For Government-Business Forum On Small Business Capital Formation

2112 days ago,(2011/11/09) - News Articles

News: SEC Approves New Rules To Toughen Listing Standards For Reverse Merger Companies

2112 days ago,(2011/11/09) - News Articles

News: SEC Enforcement Division Produces Record Results In Safeguarding Investors And Markets - Agencys Fiscal Year Totals Show Most Enforcement Actions Filed In Single Year

2112 days ago,(2011/11/09) - News Articles

News: SEC Obtains Record $92.8 Million Penalty Against Raj Rajaratnam

2113 days ago,(2011/11/08) - News Articles

News: Hong Kong's Securities And Futures Commission Proposes Amendments To Code Of Conduct To Facilitate Establishing FDRC

2113 days ago,(2011/11/08) - News Articles

News: Remarks At SIFMAs 2011 Annual Meeting - SEC Chairman Mary L. Schapiro

2114 days ago,(2011/11/07) - News Articles

News: Daniel Gallagher Sworn In As SEC Commissioner

2114 days ago,(2011/11/07) - News Articles

News: Osaka Securities Exchange Statement Denying News Reports Of Osaka Securities Exchange And Tokyo Stock Exchange Group Link-Up

2114 days ago,(2011/11/07) - News Articles

News: The High Test - Speech Of CFTC Commissioner Bart Chilton To The Society Of Independent Gasoline Marketers Of America Annual Meeting, JW Marriott, Washington, DC

2117 days ago,(2011/11/04) - News Articles

News: Court Orders Jeffery A. Lowrance And His Company To Pay More Than $4.5 Million For Operating Foreign Currency Ponzi Scheme - Courts Order Permanently Bars Lowrance From Commodity-Related Activity

2117 days ago,(2011/11/04) - News Articles

Event: High Frequency Trading World New York 2011 (New York)

Starting on: Tuesday 6th of December, 2011. Posted by: The Trading Mesh.          

High Frequency Trading World New York is where the leading hedge funds, proprietary traders, asset managers, brokers, exchanges, technology providers and institutional investors come together to explore the opportunities and challenges ahead for HFT. Now in it’s second year High Frequency Trading World New York promises to bring more HFT users than any other HFT event.

Bernard Madoff Fraud - in Quotations

MoneyScience 2315 days ago,(2011/04/20)          

Sandra Manzke's letter to Hedge Fund Investors

MoneyScience 2315 days ago,(2011/04/20)