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News: CFTC Commissioner Jill E. Sommers: Opening Statement Before The Sixth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2563 days ago,(2011/12/05) - News Articles

News: SEC Adopts Net Worth Standard For Accredited Investors Under Dodd-Frank Act

2547 days ago,(2011/12/21) - News Articles

News: Opening Statement, Seventh Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2548 days ago,(2011/12/20) - News Articles

News: SEC Seeks Public Comment For Financial Literacy Study Mandated By Dodd-Frank Act

2519 days ago,(2012/01/18) - News Articles

News: Opening Statement, Eighth Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2526 days ago,(2012/01/11) - News Articles

News: Testimony By Federal Reserve Governor Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2562 days ago,(2011/12/06) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2512 days ago,(2012/01/25) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2504 days ago,(2012/02/02) - News Articles

News: Opening Statement By Chairman Gary Gensler On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act

2483 days ago,(2012/02/23) - News Articles

News: Federal Court In Illinois Orders Australian Firm Enfinium Pty Ltd To Pay $80,000 Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Second Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2477 days ago,(2012/02/29) - News Articles

News: Federal Court In Illinois Orders Windsor Brokers, Ltd. Of Cyprus To Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2470 days ago,(2012/03/07) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act By CFTC's Chairman Gary Gensler

2457 days ago,(2012/03/20) - News Articles

News: Opening Statement, Tenth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act By CFTC Commission Jill E. Sommers

2457 days ago,(2012/03/20) - News Articles

News: CFTC Chairman Gary Gensler Remarks On The Dodd-Frank Act At The 6th Annual Capital Markets Summit Hosted By The U.S. Chamber Of Commerce, “Transparent Markets – Key To A Growing Economy”

2449 days ago,(2012/03/28) - News Articles

News: Three U.S. Federal Agencies Clarify Effective Date For Section 716 Of The Dodd-Frank Act

2447 days ago,(2012/03/30) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2428 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2428 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2428 days ago,(2012/04/18) - News Articles

News: CFTC Votes To Clarify Indemnification and Confidentiality Provisions In The Dodd-Frank Act - Commission Issues Proposed Interpretative Statement; Seeks Public Comment

2415 days ago,(2012/05/01) - News Articles

News: CFTC Commissioner Jill Sommers Opening Statement Regarding The Twelfth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2406 days ago,(2012/05/10) - News Articles

News: Open Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2406 days ago,(2012/05/10) - News Articles

News: Michael S. Gibson, Federal Reserve Director, Division Of Banking Supervision And Regulation - Systemically Important Financial Institutions And The Dodd-Frank Act - Before The Subcommittee On Financial Institutions And Consumer Credit, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C., May 16, 2012

2400 days ago,(2012/05/16) - News Articles

News: Testimony Of U.S. Treasury Deputy Assistant Secretary Lance Auer Before The House Financial Services Financial Institutions Subcommittee On Implementing Title I Of The Dodd-Frank Act: Regulating Ssystemically Important Nonbank Financial Institutions

2400 days ago,(2012/05/16) - News Articles

News: "Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult " Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2394 days ago,(2012/05/22) - News Articles

News: Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult - Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2385 days ago,(2012/05/31) - News Articles

News: Testimony By Federal Reserve Governor Daniel K. Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C., June 6, 2012

2379 days ago,(2012/06/06) - News Articles

News: SEC: Outline Of Dodd-Frank Act And JOBS Act By Lori Schock Director, Office of Investor Education and Advocacy, InvestEd 2012, Charlotte, North Carolina, June 9, 2012

2374 days ago,(2012/06/11) - News Articles

News: Testimony Before The U.S. House Committee On Financial Services - CFTC Chairman Gary Gensler

2366 days ago,(2012/06/19) - News Articles

News: Board Of Governors Of The Federal Reserve System: Scott G. Alvarez, General Counsel, Bank Supervision And Risk Management, Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

2367 days ago,(2012/06/18) - News Articles

News: Remarks BY CFTC Chairman Gary Gensler On Derivatives And The Cross-Border Application Of Dodd-Frank Swap Market Reforms At The Institute Of International Bankers’ Membership Luncheon

2371 days ago,(2012/06/14) - News Articles

News: U.S.A Agencies Seek Comment On Regulatory Capital Rules And Finalize Market Risk Rule

2373 days ago,(2012/06/12) - News Articles

News: SEC: Outline Of Dodd-Frank Act And JOBS Act By Lori Schock Director, Office of Investor Education and Advocacy, InvestEd 2012, Charlotte, North Carolina, June 9, 2012

2374 days ago,(2012/06/11) - News Articles

News: Keynote Address By Chairman Gary Gensler On Dodd-Frank Swaps Market Reform At The Sandler O’Neill Global Exchange & Brokerage Conference

2378 days ago,(2012/06/07) - News Articles

News: Testimony By Federal Reserve Governor Daniel K. Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C., June 6, 2012

2379 days ago,(2012/06/06) - News Articles

News: Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult - Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2385 days ago,(2012/05/31) - News Articles

News: “Smart Regulatory Reform And The Perils Of High-Frequency Regulation” - Remarks By Commissioner Scott D. O’Malia At MarkitSERV’s 2012 Outlook For OTC Markets, New York City, New York

2385 days ago,(2012/05/31) - News Articles

News: Statement Regarding Public Roundtable To Discuss the Proposed Volcker Rule - CFTC Chairman Gary Gensler

2385 days ago,(2012/05/31) - News Articles

News: "Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult " Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2394 days ago,(2012/05/22) - News Articles

News: Testimony Before The US Senate Committee On Banking, Housing And Urban Affairs, Washington, DC, CFTC Chairman Gary Gensler

2394 days ago,(2012/05/22) - News Articles

News: Keynote Address On The Cross-Border Application Of Dodd-Frank Swaps Market Reforms Before The 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler

2395 days ago,(2012/05/21) - News Articles

News: CFTC Chairman Gary Gensler Statement Of Supporting - SWAP Data Recordkeeping And Reporting Requirements: Pre-Enactment And Transition SWAPS

2398 days ago,(2012/05/18) - News Articles

News: Michael S. Gibson, Federal Reserve Director, Division Of Banking Supervision And Regulation - Systemically Important Financial Institutions And The Dodd-Frank Act - Before The Subcommittee On Financial Institutions And Consumer Credit, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C., May 16, 2012

2400 days ago,(2012/05/16) - News Articles

News: U.S. Agencies Finalize Large Bank Stress Testing Guidance

2402 days ago,(2012/05/14) - News Articles

News: Statement On The Proposed Exemptive Order Regarding Certain Dodd-Frank Effective Dates - CFTC Chairman Gary Gensler

2406 days ago,(2012/05/10) - News Articles

News: Concurrence Statement On The Amendment To The July 17, 2011 Exemptive Order - CFTC Commissioner Scott D. O’Malia

2406 days ago,(2012/05/10) - News Articles

News: Opening Statement, Open Meeting To Consider One Final Rule On Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Scott D. O’Malia

2406 days ago,(2012/05/10) - News Articles

News: Open Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2406 days ago,(2012/05/10) - News Articles

News: Advocating For Greater Federal And State Securities Regulatory Cooperation And Collaboration By Commissioner Luis A. Aguilar, U.S. Securities and Exchange Commission

2409 days ago,(2012/05/07) - News Articles

News: Remarks By CFTC Chairman Gary Gensler Before The International Swaps And Derivatives Association’s 27 Annual General Meeting

2414 days ago,(2012/05/02) - News Articles

News: Proposed Interpretative Statement Regarding The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection, CFTC Chairman Gary Gensler

2415 days ago,(2012/05/01) - News Articles

News: CFTC Votes To Clarify Indemnification and Confidentiality Provisions In The Dodd-Frank Act - Commission Issues Proposed Interpretative Statement; Seeks Public Comment

2415 days ago,(2012/05/01) - News Articles

News: Testimony On “SEC Oversight” By Chairman Mary L. Schapiro U.S. Securities And Exchange Commission - Before The Capital Markets And Government Sponsored Enterprises Subcommittee And Financial Institution And Consumer Credit Subcommittee Of The U.S. House Of Representatives Committee On Financial Services

2421 days ago,(2012/04/25) - News Articles

News: DTCC, EFETnet Launch Global Trade Repository For Commodities Derivatives

2427 days ago,(2012/04/19) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2428 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2428 days ago,(2012/04/18) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2428 days ago,(2012/04/18) - News Articles

News: Opening Statement, Open Meeting On Two Final Rules And Two Interim Final Rules - CFTC Commissioner Scott D. O’Malia

2428 days ago,(2012/04/18) - News Articles

News: Statement Of Dissent By CFTC Commissioner Scott D. O’Malia - Further Definition Of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant,” And “Eligible Contract Participant”[1]

2428 days ago,(2012/04/18) - News Articles

News: Remarks Before The Agribusiness Club Of Washington, DC, CFTC Chairman Gary Gensler

2447 days ago,(2012/03/30) - News Articles

News: European Commission: Regulation On Over-The-Counter Derivatives And Market Infrastructures – Frequently Asked Questions

2448 days ago,(2012/03/29) - News Articles

News: CFTC Chairman Gary Gensler Remarks On The Dodd-Frank Act At The 6th Annual Capital Markets Summit Hosted By The U.S. Chamber Of Commerce, “Transparent Markets – Key To A Growing Economy”

2449 days ago,(2012/03/28) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies, Washington, DC

2455 days ago,(2012/03/22) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

2455 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

2455 days ago,(2012/03/22) - News Articles

News: Federal Reserve Governor Daniel K. Tarullo, Regulatory Reform Before The Committee on Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2456 days ago,(2012/03/21) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government, Washington, DC

2456 days ago,(2012/03/21) - News Articles

News: Speech By SEC Commissioner Luis A. Aguilar: Why Seniors Are More Vulnerable Now As Targets For Financial Abuse

2456 days ago,(2012/03/21) - News Articles

News: Statement Of Support By CFTC's Chairman Gary Gensler

2457 days ago,(2012/03/20) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act By CFTC's Chairman Gary Gensler

2457 days ago,(2012/03/20) - News Articles

News: CFTC Releases Staff Analysis Of Market Data Related To Single-Name And Index Credit Default Swaps

2461 days ago,(2012/03/16) - News Articles

News: Remarks On Dodd-Frank Financial Reform At The FIA International Futures Industry Conference - CFTC Chairman Gary Gensler

2463 days ago,(2012/03/14) - News Articles

News: Keynote Address At PLI - Eleventh Annual Institute On Securities Regulation In Europe By Meredith Cross, Director, Division Of Corporation Finance, U.S. Securities And Exchange Commission

2465 days ago,(2012/03/12) - News Articles

News: Testimony Before The Subcommittee On Financial Services And General Government Committee On Appropriations - United States House Of Representatives By Chairman Mary L. Schapiro, U.S. Securities And Exchange Commission

2471 days ago,(2012/03/06) - News Articles

News: Remarks On Dodd-Frank Financial Reform At George Washington University Law School, CFTC Chairman Gary Gensler

2475 days ago,(2012/03/02) - News Articles

News: Testimony Before The U.S. House Committee On Agriculture, Washington, DC - CFTC Chairman Gary Gensler

2477 days ago,(2012/02/29) - News Articles

News: “Unreasonably Feeble” - Opening Statement Of CFTC Commissioner Scott D. O’Malia Regarding Open Meeting On One Final Rule And One Proposed Rule1

2483 days ago,(2012/02/23) - News Articles

News: CFTC Chairman Gensler’s Statement Of Support Of The Dodd-Frank Rulemakings

2483 days ago,(2012/02/23) - News Articles

News: Opening Statement By Chairman Gary Gensler On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act

2483 days ago,(2012/02/23) - News Articles

News: Statement Of Dissent By CFTC Commissioner Jill E. Sommers And CFTC Commissioner Scott D. O’Malia - Fiscal Year 2011 Annual Performance Report

2492 days ago,(2012/02/14) - News Articles

News: Remarks Before The PLI Investment Management Institute 2012 By Eileen P. Rominger, Director, Division Of Investment Management, U.S. Securities And Exchange Commission

2492 days ago,(2012/02/14) - News Articles

News: Chairman’s Letter, President’s Budget And Performance Plan For Fiscal Year 2013 - CFTC Chairman Gary Gensler

2493 days ago,(2012/02/13) - News Articles

News: CFTC Chairman Gary Gensler: Statements Of Support, Amendments To Compliance Obligations And Harmonization Proposal

2497 days ago,(2012/02/09) - News Articles

News: SEC Deputy Inspector General To Serve As Agency’s Interim Inspector General

2509 days ago,(2012/01/28) - News Articles

News: Remarks Before The American Bar Association, Committee On Derivatives And Futures Law, CFTC Chairman Gary Gensler

2510 days ago,(2012/01/27) - News Articles

News: SEC Seeks Public Comment For Financial Literacy Study Mandated By Dodd-Frank Act

2519 days ago,(2012/01/18) - News Articles

News: Testimony By Federal Reserve Board Governor Daniel K. Tarullo On The Volcker Rule - Before The Subcommittee On Capital Markets And Government Sponsored Enterprises And The Subcommittee On Financial Institutions And Consumer Credit, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

2519 days ago,(2012/01/18) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2519 days ago,(2012/01/18) - News Articles

News: Statement of Support by CFTC Chairman Gary Gensler

2526 days ago,(2012/01/11) - News Articles

News: Opening Statement By Chairman Gary Gensler Before A Meeting Of The Commodity Futures Trading Commission

2526 days ago,(2012/01/11) - News Articles

News: CFTC Chairman Names Vincente Martinez As Director Of Recently Opened Whistleblower Office

2531 days ago,(2012/01/06) - News Articles

News: SEC Adopts Net Worth Standard For Accredited Investors Under Dodd-Frank Act

2547 days ago,(2011/12/21) - News Articles

News: Chairman Gary Gensler Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC

2548 days ago,(2011/12/20) - News Articles

News: Testimony On “Continued Oversight Of The Implementation Of The Wall Street Reform Act” By SEC Chairman Mary L. Schapiro - Before The United States Senate Committee On Banking, Housing, And Urban Affairs

2562 days ago,(2011/12/06) - News Articles

News: Written Testimony Of Deputy U.S. Treasury Secretary Neal S. Wolin Before The Senate Committee On Banking, Housing, And Urban Affairs - “Continued Oversight Of The Implementation Of The Wall Street Reform Act”

2562 days ago,(2011/12/06) - News Articles

News: Testimony Before The U.S. Senate Committee On Banking, Housing And Urban Affairs, Washington, DC - CFTC Chairman Gary Gensler

2562 days ago,(2011/12/06) - News Articles

News: Testimony By Federal Reserve Governor Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2562 days ago,(2011/12/06) - News Articles

News: Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC - CFTC Chairman Gary Gensler

2563 days ago,(2011/12/05) - News Articles

News: MiFID II Places High-Frequency Trading Squarely in European Regulators' Crosshairs [Advanced Trading]

2563 days ago,(2011/12/05) - High Frequency Trading Review

News: CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority

2566 days ago,(2011/12/02) - News Articles

News: Remarks At A Conference Hosted By The Office Of Financial Research And The Financial Stability Oversight Council - CFTC Chairman Gary Gensler

2566 days ago,(2011/12/02) - News Articles

News: Testimony Before The US Senate Committee On Agriculture, Nutrition And Forestry, Washington, DC, CFTC Chairman Gary Gensler

2567 days ago,(2011/12/01) - News Articles

News: Keynote Address Of The 7th Annual FIA Asia Derivatives Conference - CFTC Commissioner Scott D. O’Malia

2568 days ago,(2011/11/30) - News Articles

News: Remarks Before The SIFMA 2011 Annual Meeting - CFTC Chairman Gary Gensler

2591 days ago,(2011/11/07) - News Articles