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'financial services authority' related content

Editorial content matching 'financial services authority'
Content with tags matching 'financial services authority':

News: UK's Financial Services Authority Consults On Changes To The Listing Rules

2275 days ago,(2012/01/26) - News Articles

News: Further Arrest In The UKs Financial Services Authority And SOCA Insider Dealing Investigation

2254 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority: Coutts Fined 6.3m For Failings Relating To Its Sale Of An AIG Fund

2354 days ago,(2011/11/08) - News Articles

News: UK's Financial Services Authority Proposes Rules To Protect Unit-Linked Policyholders

2353 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Fines Dubai Based Investor US$ 9.6 Million For Market Abuse

2353 days ago,(2011/11/09) - News Articles

News: UKs Financial Services Authority Fines HSBC 10.5million For Mis-Selling Products To Elderly Customers

2327 days ago,(2011/12/05) - News Articles

News: UK's Financial Services Authority Secures Interim Injunctions And Freezing Orders To Protect Consumers From Unauthorised Land Banking Firms

2311 days ago,(2011/12/21) - News Articles

News: UKs Financial Services Authority Imposes 2.17 Million Fine For Failure By Direct Line And Churchill To Conduct Their Businesses With Due Skill, Care And Diligence

2283 days ago,(2012/01/18) - News Articles

News: UK's Financial Services Authority Bans And Fines Former UBS Adviser 150,000 For Not Being Fit And Proper

2316 days ago,(2011/12/16) - News Articles

News: UK's Financial Services Authority: Management Consultant Found Guilty Of Insider Dealing And Sentenced To Two Years

2317 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Obtains Another High Court Decision To Protect Consumers From Unauthorised Land Banking Firms

2317 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Moves To Raise Consumer Awareness Of Deposit Protection

2319 days ago,(2011/12/14) - News Articles

News: UK's Financial Services Authority Appoints John Spence As Non-Executive Director Of The Money Advice Service

2319 days ago,(2011/12/13) - News Articles

News: UK's Financial Services Authority Appoints Paul Stockton As Non-Executive Director Of The FSCS

2330 days ago,(2011/12/02) - News Articles

News: UK's Financial Services Authority Board Publishes Report Into The Failure Of The Royal Bank Of Scotland

2321 days ago,(2011/12/12) - News Articles

News: UK's Financial Services Authority Publishes The Policy Statement On The Review Of The Covered Bond Regime

2323 days ago,(2011/12/09) - News Articles

News: UK's Financial Services Authority: Swift Trade - Update

2332 days ago,(2011/11/30) - News Articles

News: UK's Financial Services Authority Warns Against 'Toxic' Traded Life Policy Investments

2334 days ago,(2011/11/28) - News Articles

News: UK's Financial Services Authority Fines Integrated Financial Arrangements Plc 3.5m For Client Money Breaches

2324 days ago,(2011/12/08) - News Articles

News: Two Arrests Made In UK's Financial Services Authority Investigation Into Unauthorised Financial Advisors

2339 days ago,(2011/11/23) - News Articles

News: UKs Financial Services Authority Appoints Sir Nicholas Montagu As Chairman Of The Financial Ombudsman Service

2339 days ago,(2011/11/23) - News Articles

News: UKs Financial Services Authority: Richard Joseph Charged With Insider Dealing

2290 days ago,(2012/01/11) - News Articles

News: UKs Financial Services Authority Sets Out Its Expectations Of Non-Executive Directors In Managing Risks To Retail Customers

2325 days ago,(2011/12/07) - News Articles

News: UKs Financial Services Authority Appoints New Board Chairman For Financial Services Compensation Scheme

2292 days ago,(2012/01/09) - News Articles

News: UK's Financial Services Authority: New Orthodoxy For Conduct Regulation Fair Deal For Consumers

2276 days ago,(2012/01/25) - News Articles

News: UKs Financial Services Authority: Former Compliance Officer At Greenlight Capital And JP Morgan Cazenove Trader Fined

2274 days ago,(2012/01/27) - News Articles

News: UKs Financial Services Authority Announces A New Investment Banking Senior Advisor

2271 days ago,(2012/01/30) - News Articles

News: UK's Financial Services Authority Bans And Fines Former JC Flowers UK CEO Ravi Sinha 2.86m For Fraudulent Invoicing Scheme

2270 days ago,(2012/01/31) - News Articles

News: UKs Financial Services Authority Announces Annual Funding Requirement For 2012/13

2268 days ago,(2012/02/02) - News Articles

News: UK's Financial Services Authority Review Into Sale And Rent Back Finds Widespread Poor Practice And Sees Market Temporarily Closed

2267 days ago,(2012/02/03) - News Articles

News: Delivering A Twin Peaks Regulatory Model Within The UK's Financial Services Authority

2264 days ago,(2012/02/06) - News Articles

News: Dubai Financial Services Authority Receives Delegation Of Powers From The DIFC Registrar Of Companies

2255 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority Managing Director, Margaret Cole, To Leave This Year

2255 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined 350,000 For Disclosing Inside Information

2254 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority Secures 77,000 For Victims Of Boiler Room Fraud

2253 days ago,(2012/02/17) - News Articles

News: UK's Financial Services Authority: Santander Fined 1.5 Million For Failing To Clarify FSCS Cover On Structured Products

2250 days ago,(2012/02/20) - News Articles

News: UKs Financial Services Authority Publishes Proposals To Change The Way Pension Transfer Values Are Calculated

2242 days ago,(2012/02/28) - News Articles

News: Three Arrested In UKs Financial Services Authority Insider Dealing Investigation

2240 days ago,(2012/03/01) - News Articles

News: UKs Financial Services Authority Publishes Guidance Consultation To Help Firms Provide Redress To Victims Of PPI Mis-Selling

2235 days ago,(2012/03/06) - News Articles

News: UK's Financial Services Authority: Pritchard Stockbrokers Ltd Enters Special Administration Regime

2232 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority Publishes Censure Against Bank Of Scotland Plc In Respect Of Failings Within Its Corporate Division Between January 2006 And December 2008

2232 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority: Head Of European Credit Sales At Credit Suisse Fined 210,000 For Improper Market Conduct, Disclosing Client Confidential Information And Exhibiting A Lack Of Skill, Care And Diligence

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Mortgage Lending Data Published

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2227 days ago,(2012/03/14) - News Articles

News: UK's Financial Services Authority Chief Executive To Leave Organisation At The End Of June

2225 days ago,(2012/03/16) - News Articles

News: UK's Financial Services Authority: WorldSpreads Limited Enters Special Administration Regime

2223 days ago,(2012/03/18) - News Articles

News: UK's Financial Services Authority Secures 32 Million High Court Judgment Against Three Land Banks But Victims Are Unlikely To Get Their Money Back

2220 days ago,(2012/03/21) - News Articles

News: UK's Financial Services Authority Publishes Business Plan For 2012/13

2219 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Publishes Final Guidance On Structured Products

2218 days ago,(2012/03/23) - News Articles

News: UK's Financial Services Authority Fines Coutts 8.75 Million For Anti-Money Laundering Control Failings

2215 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Publicly Censures Two Glasgow Credit Unions

2215 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Bans NI Adviser And Fines Him 95,200 Over Mortgage Fraud

2214 days ago,(2012/03/27) - News Articles

News: UKs Financial Services Authority Publishes Six-Monthly Firm Complaints Data For The Second Half Of 2011

2213 days ago,(2012/03/28) - News Articles

News: UK's Financial Services Authority Bans And Fines Directors A Total Of 600,000 For Publishing Misleading Information About Cattles Plc

2213 days ago,(2012/03/28) - News Articles

News: UKs Financial Services Authority Review Into Anti-Bribery And Corruption Systems And Controls In Investment Banks And Proposed New Guidance For All Firms

2212 days ago,(2012/03/29) - News Articles

News: UK's Financial Services Authority Contacts More Than 75,000 People To Warn Them They Are Being Targeted By Financial Conmen

2186 days ago,(2012/04/24) - News Articles

News: UKs Financial Services Authority: Delivering Effective Corporate Governance: The Financial Regulators Role

2186 days ago,(2012/04/24) - News Articles

News: UKs Financial Services Authority Confirms Traded Life Policy Investments Should Not Generally Be Promoted To UK Investors

2185 days ago,(2012/04/25) - News Articles

News: UKs Financial Services Authority: Exillon Energy Plc Fined 292,950 For Listing Rule Breaches

2184 days ago,(2012/04/26) - News Articles

News: UKs Financial Services Authority: Exillon Energy Plc Fined 292,950 For Listing Rule Breaches

2184 days ago,(2012/04/26) - News Articles

News: UK's Financial Services Authority Publishes New Rules To Ensure Pension Transfers Are Suitable For Scheme Members

2183 days ago,(2012/04/27) - News Articles

News: UKs Financial Services Authority Launches Redress Scheme Consultation For Arch Cru Investors

2180 days ago,(2012/04/30) - News Articles

News: UKs Financial Services Authority Secures Four And A Half Year Jail Sentence For Man Convicted Of Laundering Boiler Room Funds

2180 days ago,(2012/04/30) - News Articles

News: UK's Financial Services Authority Fines Christchurch Investment Management Limited And Compliance Officer For Client Money Breaches

2179 days ago,(2012/05/01) - News Articles

News: UK's Financial Services Authority: "Rebuilding Trust And Confidence In Banks And Bankers" Speech By Martin Wheatley At The Chartered Institute Of Bankers

2176 days ago,(2012/05/04) - News Articles

News: UK's Financial Services Authority Insider Dealer Ordered To Pay 570,000 In Confiscation

2172 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority Managing Director, Martin Wheatley, Addresses The Building Societies Associations Annual Conference

2170 days ago,(2012/05/10) - News Articles

News: United Kingdom's Financial Services Authority Publishes Recovery And Resolution Plan (RRP) Update

2170 days ago,(2012/05/10) - News Articles

News: deVere Group Comes Out In Support Of Increased Industry Scrutiny By UK's Financial Services Authority

2170 days ago,(2012/05/10) - News Articles

News: UK's Financial Services Authority Fines And Bans Scottish Broker 335,204 For Insurance Fraud And Bans And Censures His Wife

2169 days ago,(2012/05/11) - News Articles

News: UKs Financial Services Authority Fines Habib Bank AG Zurich 525,000 And Money Laundering Reporting Officer 17,500 For Anti-Money Laundering Control Failings

2165 days ago,(2012/05/15) - News Articles

News: UKs Financial Services Authority Decides To Ban BGC Senior Executive Anthony Verrier

2164 days ago,(2012/05/16) - News Articles

News: Tribunal Upholds UKs Financial Services Authority Decision To Ban And Fine Former UBS Advisers 1.3m For Not Being Fit And Proper In Relation To An Unauthorised Trading Scheme

2159 days ago,(2012/05/21) - News Articles

News: UK's Financial Services Authority: Three Guilty Of Insider Dealing

2152 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority New Chairman Of The Practitioner Panel Appointed

2152 days ago,(2012/05/28) - News Articles

News: UKs Financial Services Authority Introduces Rules Telling Banks To Display Depositor Compensation Arrangements

2153 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority Decides To Ban And Fine Hedge Fund CEO Alberto Micalizzi 3 Million

2151 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Confirms Its Regulatory Fees And Levies For 2012/13

2151 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Takes Action Against IFA Patrick Francis ODonnell Over The Sale Of Non-Mainstream Investments

2150 days ago,(2012/05/30) - News Articles

News: Further Arrest In UKs Financial Services Authority Unauthorised Business Investigation

2150 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Consults On Lowering Its Projection Rates

2149 days ago,(2012/05/31) - News Articles

News: UKs Financial Services Authority Publishes Annual Report For 2011/12

2130 days ago,(2012/06/19) - News Articles

News: LMAX Exchange Chooses Azul Systems' Innovative Zing to Further Optimize Execution Performance

1837 days ago,(2013/04/08) - Azul Systems

News: NASDAQ OMX NLX Selects Mellanoxs InfiniBand Solutions for Core Trading Interconnect

1889 days ago,(2013/02/15) - Mellanox

News: Kyte Group goes live on AlgoSpan Low Latency Infrastructure and Exchange Access

1907 days ago,(2013/01/28) - AlgoSpan

News: TMX Atrium Selected as Preferred NLX Connectivity Supplier

1977 days ago,(2012/11/19) - TMX Atrium

News: Squawker gives BT Radianz Cloud Community Direct Access to Find and Negotiate Block Trades

1984 days ago,(2012/11/12) - Squawker

News: Regulation: Watchdog gets Smarts to keep eye on deals [Financial Times]

2010 days ago,(2012/10/17) - HFT Review

News: FSA ramps up technology to spot market abuse [Financial Times]

2046 days ago,(2012/09/11) - HFT Review

News: Squawker Launches Sell-Side Block Trading Negotiation Venue

2055 days ago,(2012/09/03) - Squawker

News: CME Plans Exchange in London [Wall Street Journal]

2068 days ago,(2012/08/20) - HFT Review

News: U.K. considers more high-frequency trade rules [MarketWatch]

2074 days ago,(2012/08/14) - HFT Review

News: UKs Financial Services Authority Publishes Annual Report For 2011/12

2130 days ago,(2012/06/19) - News Articles

News: Defunct day-trading group challenges FSA [Financial Times]

2138 days ago,(2012/06/12) - HFT Review

News: London Stock Exchange Group Directorate And Management Changes

2138 days ago,(2012/06/12) - News Articles

News: First Chair Of The New UKs Financial Conduct Authority Appointed

2138 days ago,(2012/06/11) - News Articles

News: PLUS Markets Group PLC Commentary On Issues Raised By Shareholders

2142 days ago,(2012/06/08) - News Articles

News: PLUS Markets Group PLC Update Re PLUS Stock Exchange Plc

2142 days ago,(2012/06/07) - News Articles

News: FSA to spot-check City firms [Financial Times]

2144 days ago,(2012/06/06) - High Frequency Trading Review

News: UK's Financial Services Authority Consults On Lowering Its Projection Rates

2149 days ago,(2012/05/31) - News Articles

News: Further Arrest In UKs Financial Services Authority Unauthorised Business Investigation

2150 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Takes Action Against IFA Patrick Francis ODonnell Over The Sale Of Non-Mainstream Investments

2150 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Confirms Its Regulatory Fees And Levies For 2012/13

2151 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Decides To Ban And Fine Hedge Fund CEO Alberto Micalizzi 3 Million

2151 days ago,(2012/05/29) - News Articles

News: DIFC Publishes Monetary & Financial Statistics For The Period 2008-2012

2152 days ago,(2012/05/29) - News Articles

News: DIFC-Based Companies Record Substantial Financial Growth Over The Last Three Years

2152 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority: Three Guilty Of Insider Dealing

2152 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority New Chairman Of The Practitioner Panel Appointed

2152 days ago,(2012/05/28) - News Articles

News: UKs Financial Services Authority Introduces Rules Telling Banks To Display Depositor Compensation Arrangements

2153 days ago,(2012/05/28) - News Articles

News: IOSCO: Final Communiqu On The 37th Annual Conference

2158 days ago,(2012/05/22) - News Articles

News: Tribunal Upholds UKs Financial Services Authority Decision To Ban And Fine Former UBS Advisers 1.3m For Not Being Fit And Proper In Relation To An Unauthorised Trading Scheme

2159 days ago,(2012/05/21) - News Articles

News: ASIC Chief Elected Chair Of IOSCO Board

2163 days ago,(2012/05/17) - News Articles

News: DIFC Continues To Broaden Strategic International Ties - Centre Signs MoU With New South Wales Trade & Investment

2163 days ago,(2012/05/17) - News Articles

News: UKs Financial Services Authority Decides To Ban BGC Senior Executive Anthony Verrier

2164 days ago,(2012/05/16) - News Articles

News: IOSCO Prepares For The Regulatory And Financial Challenges Ahead

2165 days ago,(2012/05/16) - News Articles

News: The IOSCO MMoU: Ten Years Of Enhancing Cross-Border Enforcement Cooperation

2165 days ago,(2012/05/16) - News Articles

News: DIFC: Asiya Investments Launches Advisory Services Arm - Expansion Of The First GCC Based Investment Firm Focussed On Asia - Asiya To Hold Seminar On The Arab Investors Route To Asia

2165 days ago,(2012/05/15) - News Articles

News: UKs Financial Services Authority Fines Habib Bank AG Zurich 525,000 And Money Laundering Reporting Officer 17,500 For Anti-Money Laundering Control Failings

2165 days ago,(2012/05/15) - News Articles

News: Chartered Institute for Securities & Investment Announces 2012th Chartered Member

2166 days ago,(2012/05/14) - News Articles

News: UK's Financial Services Authority Fines And Bans Scottish Broker 335,204 For Insurance Fraud And Bans And Censures His Wife

2169 days ago,(2012/05/11) - News Articles

News: deVere Group Comes Out In Support Of Increased Industry Scrutiny By UK's Financial Services Authority

2170 days ago,(2012/05/10) - News Articles

News: SEC Charges Scotland-Based Firm For Improperly Boosting Hedge Fund Client At Expense Of U.S. Fund Investors

2170 days ago,(2012/05/10) - News Articles

News: FSA Fines Martin Currie 3.5 Million For Failing To Manage A Conflict Of Interests Between Clients

2170 days ago,(2012/05/10) - News Articles

News: United Kingdom's Financial Services Authority Publishes Recovery And Resolution Plan (RRP) Update

2170 days ago,(2012/05/10) - News Articles

News: UK's Financial Services Authority Managing Director, Martin Wheatley, Addresses The Building Societies Associations Annual Conference

2170 days ago,(2012/05/10) - News Articles

News: CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

2171 days ago,(2012/05/09) - News Articles

News: CFTC Obtains Default Judgment Against Former Florida Resident Juvenal E. Machado And His Company, Invers Forex, LLC, For Off-Exchange Forex Scam - Court Orders Defendants To Pay More Than $4 Million In Customer Restitution And Penalty And Permanently Bars Them From The Commodities Industry

2172 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority Insider Dealer Ordered To Pay 570,000 In Confiscation

2172 days ago,(2012/05/08) - News Articles

News: FSA Bans Executive Chairman Of Wholesale Insurer And Imposes Fines Of Almost 3.5Million On The Firm

2172 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority: "Rebuilding Trust And Confidence In Banks And Bankers" Speech By Martin Wheatley At The Chartered Institute Of Bankers

2176 days ago,(2012/05/04) - News Articles

News: ICAP Expands Financial Futures And Options Team With New Hires And Opens Office In Dubai

2178 days ago,(2012/05/02) - News Articles

News: INTL FCStone Closes On Purchase Of TRX Futures Limited

2179 days ago,(2012/05/01) - News Articles

News: CFTC Charges Sidney J. Charles, Jr. And His Maryland-Based Company, The Borrowing Station, LLC, In Forex Ponzi Scheme - Federal Court In Maryland Enters Order Freezing Defendants Assets And Protecting Books And Records

2179 days ago,(2012/05/01) - News Articles

News: UK's Financial Services Authority Fines Christchurch Investment Management Limited And Compliance Officer For Client Money Breaches

2179 days ago,(2012/05/01) - News Articles

News: UKs Financial Services Authority Secures Four And A Half Year Jail Sentence For Man Convicted Of Laundering Boiler Room Funds

2180 days ago,(2012/04/30) - News Articles

News: UKs Financial Services Authority Launches Redress Scheme Consultation For Arch Cru Investors

2180 days ago,(2012/04/30) - News Articles

News: Regulatory Reform Is Subject Of Seventh City Of London Swiss Financial Roundtable - The Regulatory Reform Programme Must Start Paying More Attention To Its Impact On Economic Growth

2183 days ago,(2012/04/27) - News Articles

News: UK's Financial Services Authority Publishes New Rules To Ensure Pension Transfers Are Suitable For Scheme Members

2183 days ago,(2012/04/27) - News Articles

News: UKs Financial Services Authority: Exillon Energy Plc Fined 292,950 For Listing Rule Breaches

2184 days ago,(2012/04/26) - News Articles

News: UKs Financial Services Authority: Exillon Energy Plc Fined 292,950 For Listing Rule Breaches

2184 days ago,(2012/04/26) - News Articles

News: UKs Financial Services Authority Confirms Traded Life Policy Investments Should Not Generally Be Promoted To UK Investors

2185 days ago,(2012/04/25) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

2186 days ago,(2012/04/24) - News Articles

News: UKs Financial Services Authority: Delivering Effective Corporate Governance: The Financial Regulators Role

2186 days ago,(2012/04/24) - News Articles

News: UK's Financial Services Authority Contacts More Than 75,000 People To Warn Them They Are Being Targeted By Financial Conmen

2186 days ago,(2012/04/24) - News Articles

News: ICE Futures Europe Statement: UK Government Emissions Auction

2187 days ago,(2012/04/23) - News Articles

News: Japan's Financial Services Agency Extends Temporary Measures Regarding Restrictions On Short Selling And Purchase Of Own Stocks By Listed Companies

2191 days ago,(2012/04/20) - News Articles

News: Algorithmic Trading May Spur Volatility, Mispricing, Turner Says [Bloomberg Businessweek]

2191 days ago,(2012/04/20) - High Frequency Trading Review

News: UKs Financial Services Authority Review Into Anti-Bribery And Corruption Systems And Controls In Investment Banks And Proposed New Guidance For All Firms

2212 days ago,(2012/03/29) - News Articles

News: UK's Financial Services Authority Bans And Fines Directors A Total Of 600,000 For Publishing Misleading Information About Cattles Plc

2213 days ago,(2012/03/28) - News Articles

News: UKs Financial Services Authority Publishes Six-Monthly Firm Complaints Data For The Second Half Of 2011

2213 days ago,(2012/03/28) - News Articles

News: UK's Financial Services Authority Bans NI Adviser And Fines Him 95,200 Over Mortgage Fraud

2214 days ago,(2012/03/27) - News Articles

News: Federal Court In Puerto Rico Orders Angel F. Collazo And ACJ Capital, Inc. To Pay Over $3.7 Million For Solicitation Fraud And Issuing False Statements In An Off-Exchange Foreign Currency Scheme - Collazo Also Pled Guilty To Related Criminal Charges

2215 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Publicly Censures Two Glasgow Credit Unions

2215 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Fines Coutts 8.75 Million For Anti-Money Laundering Control Failings

2215 days ago,(2012/03/26) - News Articles

News: SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts

2218 days ago,(2012/03/23) - News Articles

News: UK's Financial Services Authority Publishes Final Guidance On Structured Products

2218 days ago,(2012/03/23) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

2219 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Publishes Business Plan For 2012/13

2219 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Secures 32 Million High Court Judgment Against Three Land Banks But Victims Are Unlikely To Get Their Money Back

2220 days ago,(2012/03/21) - News Articles

News: UK's Financial Services Authority: WorldSpreads Limited Enters Special Administration Regime

2223 days ago,(2012/03/18) - News Articles

News: UK's Financial Services Authority Chief Executive To Leave Organisation At The End Of June

2225 days ago,(2012/03/16) - News Articles

News: Japan's Financial Services Agency Publishes Newsletter No.103

2226 days ago,(2012/03/16) - News Articles

News: INTL FCStone UK Subsidiary Agrees To Purchase TRX Futures Limited

2226 days ago,(2012/03/15) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2227 days ago,(2012/03/14) - News Articles

News: Shadow Banking And Financial Instability - Speech By Lord Turner, FSA Chairman At The CASS Business School

2227 days ago,(2012/03/14) - News Articles

News: CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, And Brian Reynolds With Commodity Pool Fraud

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Mortgage Lending Data Published

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority: Head Of European Credit Sales At Credit Suisse Fined 210,000 For Improper Market Conduct, Disclosing Client Confidential Information And Exhibiting A Lack Of Skill, Care And Diligence

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2228 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes Censure Against Bank Of Scotland Plc In Respect Of Failings Within Its Corporate Division Between January 2006 And December 2008

2232 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority: Pritchard Stockbrokers Ltd Enters Special Administration Regime

2232 days ago,(2012/03/09) - News Articles

News: FSA Bans And Fines Former Royal Liver Assurance FD George McGregor 109,000

2233 days ago,(2012/03/08) - News Articles

News: UKs Financial Services Authority Publishes Guidance Consultation To Help Firms Provide Redress To Victims Of PPI Mis-Selling

2235 days ago,(2012/03/06) - News Articles

News: ICE Reports February Futures Volume - $28 Trillion Cleared In CDS

2239 days ago,(2012/03/02) - News Articles

News: Three Arrested In UKs Financial Services Authority Insider Dealing Investigation

2240 days ago,(2012/03/01) - News Articles

News: UKs Financial Services Authority Publishes Proposals To Change The Way Pension Transfer Values Are Calculated

2242 days ago,(2012/02/28) - News Articles

News: Irish Stock Exchange And Malta Stock Exchange Launch The European Wholesale Securities Market

2249 days ago,(2012/02/21) - News Articles

News: IOSCO Consults On Suitability Requirements For Complex Financial Products

2249 days ago,(2012/02/21) - News Articles

News: ICE Futures Europe Announces Status As Recognised Auction Platform

2250 days ago,(2012/02/20) - News Articles

News: UK's Financial Services Authority: Santander Fined 1.5 Million For Failing To Clarify FSCS Cover On Structured Products

2250 days ago,(2012/02/20) - News Articles

News: UK's Financial Services Authority Secures 77,000 For Victims Of Boiler Room Fraud

2253 days ago,(2012/02/17) - News Articles

News: Further Arrest In The UKs Financial Services Authority And SOCA Insider Dealing Investigation

2254 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined 350,000 For Disclosing Inside Information

2254 days ago,(2012/02/16) - News Articles

News: CFTC Charges Puerto Rico Resident Angel F. Collazo And His Companies, ACJ Capital Inc. And Solid View Capital LLC, In Forex Fraud Ponzi Scheme - Court Orders Asset Freeze And Preliminary Injunction

2255 days ago,(2012/02/15) - News Articles

News: Regulators Re-Elect Jean Guill, Kurt Pribil And Fernando Restoy To ESMAs Management Board

2255 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority Managing Director, Margaret Cole, To Leave This Year

2255 days ago,(2012/02/15) - News Articles

News: Dubai Financial Services Authority Receives Delegation Of Powers From The DIFC Registrar Of Companies

2255 days ago,(2012/02/15) - News Articles

News: CFTC Charges Texas Resident Christopher B. Cornett In Foreign Currency Fraud Action

2262 days ago,(2012/02/08) - News Articles

News: Delivering A Twin Peaks Regulatory Model Within The UK's Financial Services Authority

2264 days ago,(2012/02/06) - News Articles

News: UK's Financial Services Authority Review Into Sale And Rent Back Finds Widespread Poor Practice And Sees Market Temporarily Closed

2267 days ago,(2012/02/03) - News Articles

News: UBS Unauthorised Trading: FINMA Initiates Enforcement Proceedings

2267 days ago,(2012/02/03) - News Articles

News: UKs Financial Services Authority Announces Annual Funding Requirement For 2012/13

2268 days ago,(2012/02/02) - News Articles

News: British Government Cabinet Office: Goodwin Knighthood Decision

2270 days ago,(2012/01/31) - News Articles

News: UK's Financial Services Authority Bans And Fines Former JC Flowers UK CEO Ravi Sinha 2.86m For Fraudulent Invoicing Scheme

2270 days ago,(2012/01/31) - News Articles

News: UKs Financial Services Authority Announces A New Investment Banking Senior Advisor

2271 days ago,(2012/01/30) - News Articles

News: Trichet, Turner Question Real Value of Bigger, Faster Trading [Bloomberg]

2271 days ago,(2012/01/30) - High Frequency Trading Review

News: NASDAQ Dubai Joins Gulf Bond And Sukuk Association To Promote Regions Debt Market

2271 days ago,(2012/01/30) - News Articles

News: UK Government Publishes Financial Services Bill

2274 days ago,(2012/01/27) - News Articles

News: UKs Financial Services Authority: Former Compliance Officer At Greenlight Capital And JP Morgan Cazenove Trader Fined

2274 days ago,(2012/01/27) - News Articles

News: UK's Financial Services Authority Consults On Changes To The Listing Rules

2275 days ago,(2012/01/26) - News Articles

News: David Einhorn And Greenlight Capital Inc Fined 7.2m For Trading On Inside Information In Punch Taverns Plc.

2276 days ago,(2012/01/25) - News Articles

News: UK's Financial Services Authority: New Orthodoxy For Conduct Regulation Fair Deal For Consumers

2276 days ago,(2012/01/25) - News Articles

News: NASDAQ Dubai And DFSA Hold Bond And Sukuk Listing Forum For Bankers And Lawyers

2278 days ago,(2012/01/23) - News Articles

News: UKs Financial Services Authority Imposes 2.17 Million Fine For Failure By Direct Line And Churchill To Conduct Their Businesses With Due Skill, Care And Diligence

2283 days ago,(2012/01/18) - News Articles

News: DFSA Introduces New Regime For Designated Non-Financial Businesses And Professionals

2285 days ago,(2012/01/17) - News Articles

News: UKs Financial Services Authority: Richard Joseph Charged With Insider Dealing

2290 days ago,(2012/01/11) - News Articles

News: UKs Financial Services Authority Appoints New Board Chairman For Financial Services Compensation Scheme

2292 days ago,(2012/01/09) - News Articles

News: Federal Court Orders CFTC Defendant Larry Benny Groover To Pay $2.69 Million For Defrauding Customers In Forex Ponzi Scheme

2296 days ago,(2012/01/05) - News Articles

News: Japan's Financial Services Agency Publishes Newsletter No.101

2305 days ago,(2011/12/28) - News Articles

News: UK's Financial Services Authority Secures Interim Injunctions And Freezing Orders To Protect Consumers From Unauthorised Land Banking Firms

2311 days ago,(2011/12/21) - News Articles

News: Attijariwafa Bank Launches Investment Banking Platform In Dubai International Financial Centre

2313 days ago,(2011/12/20) - News Articles

News: UK's Financial Services Authority Bans And Fines Former UBS Adviser 150,000 For Not Being Fit And Proper

2316 days ago,(2011/12/16) - News Articles

News: Japan's Financial Services Agency: Remarks By Shozaburo Jimi, Minister Of State For Financial Services

2317 days ago,(2011/12/16) - News Articles

News: UK's Financial Services Authority: Management Consultant Found Guilty Of Insider Dealing And Sentenced To Two Years

2317 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Obtains Another High Court Decision To Protect Consumers From Unauthorised Land Banking Firms

2317 days ago,(2011/12/15) - News Articles

News: Regulators approve Instinet Europe tape [Financial Times]

2318 days ago,(2011/12/14) - High Frequency Trading Review

News: Instinet BlockMatch Granted Approval To Reference European Consolidated Price

2319 days ago,(2011/12/14) - News Articles

News: UK's Financial Services Authority Appoints John Spence As Non-Executive Director Of The Money Advice Service

2319 days ago,(2011/12/13) - News Articles

News: UK's Financial Services Authority Board Publishes Report Into The Failure Of The Royal Bank Of Scotland

2321 days ago,(2011/12/12) - News Articles

News: UK's Financial Services Authority Publishes The Policy Statement On The Review Of The Covered Bond Regime

2323 days ago,(2011/12/09) - News Articles

News: Japans Financial Services Agency: Overview Of Major Banks' Financial Results As Of September 30, 2011

2323 days ago,(2011/12/09) - News Articles

News: UK's Financial Services Authority Fines Integrated Financial Arrangements Plc 3.5m For Client Money Breaches

2324 days ago,(2011/12/08) - News Articles

News: UKs Financial Services Authority Sets Out Its Expectations Of Non-Executive Directors In Managing Risks To Retail Customers

2325 days ago,(2011/12/07) - News Articles

News: UKs Financial Services Authority Fines HSBC 10.5million For Mis-Selling Products To Elderly Customers

2327 days ago,(2011/12/05) - News Articles

News: UK's Financial Services Authority Appoints Paul Stockton As Non-Executive Director Of The FSCS

2330 days ago,(2011/12/02) - News Articles

News: SEC Charges Multiple Hedge Fund Managers With Fraud In Inquiry Targeting Suspicious Investment Returns

2331 days ago,(2011/12/01) - News Articles

News: UK's Financial Services Authority: Swift Trade - Update

2332 days ago,(2011/11/30) - News Articles

News: UK's Financial Services Authority Warns Against 'Toxic' Traded Life Policy Investments

2334 days ago,(2011/11/28) - News Articles

News: Two Arrests Made In UK's Financial Services Authority Investigation Into Unauthorised Financial Advisors

2339 days ago,(2011/11/23) - News Articles

News: UKs Financial Services Authority Appoints Sir Nicholas Montagu As Chairman Of The Financial Ombudsman Service

2339 days ago,(2011/11/23) - News Articles

News: British Bankers Association: International Coordination Is Best For Recovery And Resolution Plans

2352 days ago,(2011/11/10) - News Articles

News: CFTC Charges GID Group, Inc., Rodney And Roger Wagner With Fraud And Misappropriation In Connection With A $5.5 Million Forex Ponzi Scheme - Court Issues Restraining Order Freezing Defendants Assets And Preserving Records

2353 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Proposes Rules To Protect Unit-Linked Policyholders

2353 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Fines Dubai Based Investor US$ 9.6 Million For Market Abuse

2353 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority: Coutts Fined 6.3m For Failings Relating To Its Sale Of An AIG Fund

2354 days ago,(2011/11/08) - News Articles