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'financial services authority' related content

Editorial content matching 'financial services authority'
Content with tags matching 'financial services authority':

News: UK's Financial Services Authority Consults On Changes To The Listing Rules

2432 days ago,(2012/01/26) - News Articles

News: Further Arrest In The UK’s Financial Services Authority And SOCA Insider Dealing Investigation

2410 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority: Coutts Fined £6.3m For Failings Relating To Its Sale Of An AIG Fund

2511 days ago,(2011/11/08) - News Articles

News: UK's Financial Services Authority Proposes Rules To Protect Unit-Linked Policyholders

2510 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Fines Dubai Based Investor US$ 9.6 Million For Market Abuse

2510 days ago,(2011/11/09) - News Articles

News: UK’s Financial Services Authority Fines HSBC £10.5million For Mis-Selling Products To Elderly Customers

2484 days ago,(2011/12/05) - News Articles

News: UK's Financial Services Authority Secures Interim Injunctions And Freezing Orders To Protect Consumers From Unauthorised Land Banking Firms

2468 days ago,(2011/12/21) - News Articles

News: UK’s Financial Services Authority Imposes £2.17 Million Fine For Failure By Direct Line And Churchill To Conduct Their Businesses With Due Skill, Care And Diligence

2440 days ago,(2012/01/18) - News Articles

News: UK's Financial Services Authority Bans And Fines Former UBS Adviser £150,000 For Not Being Fit And Proper

2473 days ago,(2011/12/16) - News Articles

News: UK's Financial Services Authority: Management Consultant Found Guilty Of Insider Dealing And Sentenced To Two Years

2473 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Obtains Another High Court Decision To Protect Consumers From Unauthorised Land Banking Firms

2474 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Moves To Raise Consumer Awareness Of Deposit Protection

2475 days ago,(2011/12/14) - News Articles

News: UK's Financial Services Authority Appoints John Spence As Non-Executive Director Of The Money Advice Service

2475 days ago,(2011/12/13) - News Articles

News: UK's Financial Services Authority Appoints Paul Stockton As Non-Executive Director Of The FSCS

2487 days ago,(2011/12/02) - News Articles

News: UK's Financial Services Authority Board Publishes Report Into The Failure Of The Royal Bank Of Scotland

2477 days ago,(2011/12/12) - News Articles

News: UK's Financial Services Authority Publishes The Policy Statement On The Review Of The Covered Bond Regime

2479 days ago,(2011/12/09) - News Articles

News: UK's Financial Services Authority: Swift Trade - Update

2488 days ago,(2011/11/30) - News Articles

News: UK's Financial Services Authority Warns Against 'Toxic' Traded Life Policy Investments

2491 days ago,(2011/11/28) - News Articles

News: UK's Financial Services Authority Fines Integrated Financial Arrangements Plc £3.5m For Client Money Breaches

2481 days ago,(2011/12/08) - News Articles

News: Two Arrests Made In UK's Financial Services Authority Investigation Into Unauthorised Financial Advisors

2495 days ago,(2011/11/23) - News Articles

News: UK’s Financial Services Authority Appoints Sir Nicholas Montagu As Chairman Of The Financial Ombudsman Service

2496 days ago,(2011/11/23) - News Articles

News: UK’s Financial Services Authority: Richard Joseph Charged With Insider Dealing

2446 days ago,(2012/01/11) - News Articles

News: UK’s Financial Services Authority Sets Out Its Expectations Of Non-Executive Directors In Managing Risks To Retail Customers

2482 days ago,(2011/12/07) - News Articles

News: UK’s Financial Services Authority Appoints New Board Chairman For Financial Services Compensation Scheme

2449 days ago,(2012/01/09) - News Articles

News: UK's Financial Services Authority: New Orthodoxy For Conduct Regulation – Fair Deal For Consumers

2432 days ago,(2012/01/25) - News Articles

News: UK’s Financial Services Authority: Former Compliance Officer At Greenlight Capital And JP Morgan Cazenove Trader Fined

2431 days ago,(2012/01/27) - News Articles

News: UK’s Financial Services Authority Announces A New Investment Banking Senior Advisor

2428 days ago,(2012/01/30) - News Articles

News: UK's Financial Services Authority Bans And Fines Former JC Flowers UK CEO Ravi Sinha £2.86m For Fraudulent Invoicing Scheme

2427 days ago,(2012/01/31) - News Articles

News: UK’s Financial Services Authority Announces Annual Funding Requirement For 2012/13

2424 days ago,(2012/02/02) - News Articles

News: UK's Financial Services Authority Review Into Sale And Rent Back Finds Widespread Poor Practice And Sees Market Temporarily Closed

2424 days ago,(2012/02/03) - News Articles

News: Delivering A Twin Peaks Regulatory Model Within The UK's Financial Services Authority

2421 days ago,(2012/02/06) - News Articles

News: Dubai Financial Services Authority Receives Delegation Of Powers From The DIFC Registrar Of Companies

2411 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority Managing Director, Margaret Cole, To Leave This Year

2411 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined £350,000 For Disclosing Inside Information

2411 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority Secures €77,000 For Victims Of Boiler Room Fraud

2410 days ago,(2012/02/17) - News Articles

News: UK's Financial Services Authority: Santander Fined £1.5 Million For Failing To Clarify FSCS Cover On Structured Products

2407 days ago,(2012/02/20) - News Articles

News: UK’s Financial Services Authority Publishes Proposals To Change The Way Pension Transfer Values Are Calculated

2399 days ago,(2012/02/28) - News Articles

News: Three Arrested In UK’s Financial Services Authority Insider Dealing Investigation

2397 days ago,(2012/03/01) - News Articles

News: UK’s Financial Services Authority Publishes Guidance Consultation To Help Firms Provide Redress To Victims Of PPI Mis-Selling

2392 days ago,(2012/03/06) - News Articles

News: UK's Financial Services Authority: Pritchard Stockbrokers Ltd Enters Special Administration Regime

2389 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority Publishes Censure Against Bank Of Scotland Plc In Respect Of Failings Within Its Corporate Division Between January 2006 And December 2008

2388 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority: Head Of European Credit Sales At Credit Suisse Fined £210,000 For Improper Market Conduct, Disclosing Client Confidential Information And Exhibiting A Lack Of Skill, Care And Diligence

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Mortgage Lending Data Published

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2383 days ago,(2012/03/14) - News Articles

News: UK's Financial Services Authority Chief Executive To Leave Organisation At The End Of June

2382 days ago,(2012/03/16) - News Articles

News: UK's Financial Services Authority: WorldSpreads Limited Enters Special Administration Regime

2379 days ago,(2012/03/18) - News Articles

News: UK's Financial Services Authority Secures £32 Million High Court Judgment Against Three Land Banks But Victims Are Unlikely To Get Their Money Back

2377 days ago,(2012/03/21) - News Articles

News: UK's Financial Services Authority Publishes Business Plan For 2012/13

2376 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Publishes Final Guidance On Structured Products

2375 days ago,(2012/03/23) - News Articles

News: UK's Financial Services Authority Fines Coutts £8.75 Million For Anti-Money Laundering Control Failings

2372 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Publicly Censures Two Glasgow Credit Unions

2372 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Bans NI Adviser And Fines Him £95,200 Over Mortgage Fraud

2371 days ago,(2012/03/27) - News Articles

News: UK’s Financial Services Authority Publishes Six-Monthly Firm Complaints Data For The Second Half Of 2011

2370 days ago,(2012/03/28) - News Articles

News: UK's Financial Services Authority Bans And Fines Directors A Total Of £600,000 For Publishing Misleading Information About Cattles Plc

2370 days ago,(2012/03/28) - News Articles

News: UK’s Financial Services Authority Review Into Anti-Bribery And Corruption Systems And Controls In Investment Banks And Proposed New Guidance For All Firms

2369 days ago,(2012/03/29) - News Articles

News: UK's Financial Services Authority Contacts More Than 75,000 People To Warn Them They Are Being Targeted By Financial Conmen

2343 days ago,(2012/04/24) - News Articles

News: UK’s Financial Services Authority: Delivering Effective Corporate Governance: The Financial Regulator’s Role

2343 days ago,(2012/04/24) - News Articles

News: UK’s Financial Services Authority Confirms Traded Life Policy Investments Should Not Generally Be Promoted To UK Investors

2342 days ago,(2012/04/25) - News Articles

News: UK’s Financial Services Authority: Exillon Energy Plc Fined £292,950 For Listing Rule Breaches

2341 days ago,(2012/04/26) - News Articles

News: UK’s Financial Services Authority: Exillon Energy Plc Fined £292,950 For Listing Rule Breaches

2341 days ago,(2012/04/26) - News Articles

News: UK's Financial Services Authority Publishes New Rules To Ensure Pension Transfers Are Suitable For Scheme Members

2340 days ago,(2012/04/27) - News Articles

News: UK’s Financial Services Authority Launches Redress Scheme Consultation For Arch Cru Investors

2337 days ago,(2012/04/30) - News Articles

News: UK’s Financial Services Authority Secures Four And A Half Year Jail Sentence For Man Convicted Of Laundering Boiler Room Funds

2337 days ago,(2012/04/30) - News Articles

News: UK's Financial Services Authority Fines Christchurch Investment Management Limited And Compliance Officer For Client Money Breaches

2336 days ago,(2012/05/01) - News Articles

News: UK's Financial Services Authority: "Rebuilding Trust And Confidence In Banks And Bankers" Speech By Martin Wheatley At The Chartered Institute Of Bankers

2333 days ago,(2012/05/04) - News Articles

News: UK's Financial Services Authority Insider Dealer Ordered To Pay £570,000 In Confiscation

2329 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority Managing Director, Martin Wheatley, Addresses The Building Societies Association’s Annual Conference

2327 days ago,(2012/05/10) - News Articles

News: United Kingdom's Financial Services Authority Publishes Recovery And Resolution Plan (RRP) Update

2327 days ago,(2012/05/10) - News Articles

News: deVere Group Comes Out In Support Of Increased Industry Scrutiny By UK's Financial Services Authority

2326 days ago,(2012/05/10) - News Articles

News: UK's Financial Services Authority Fines And Bans Scottish Broker £335,204 For Insurance Fraud And Bans And Censures His Wife

2326 days ago,(2012/05/11) - News Articles

News: UK’s Financial Services Authority Fines Habib Bank AG Zurich £525,000 And Money Laundering Reporting Officer £17,500 For Anti-Money Laundering Control Failings

2322 days ago,(2012/05/15) - News Articles

News: UK’s Financial Services Authority Decides To Ban BGC Senior Executive Anthony Verrier

2321 days ago,(2012/05/16) - News Articles

News: Tribunal Upholds UK’s Financial Services Authority Decision To Ban And Fine Former UBS Advisers £1.3m For Not Being Fit And Proper In Relation To An Unauthorised Trading Scheme

2316 days ago,(2012/05/21) - News Articles

News: UK's Financial Services Authority: Three Guilty Of Insider Dealing

2308 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority New Chairman Of The Practitioner Panel Appointed

2309 days ago,(2012/05/28) - News Articles

News: UK’s Financial Services Authority Introduces Rules Telling Banks To Display Depositor Compensation Arrangements

2309 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority Decides To Ban And Fine Hedge Fund CEO Alberto Micalizzi £3 Million

2308 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Confirms Its Regulatory Fees And Levies For 2012/13

2308 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Takes Action Against IFA Patrick Francis O’Donnell Over The Sale Of Non-Mainstream Investments

2307 days ago,(2012/05/30) - News Articles

News: Further Arrest In UK’s Financial Services Authority Unauthorised Business Investigation

2307 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Consults On Lowering Its Projection Rates

2306 days ago,(2012/05/31) - News Articles

News: UK’s Financial Services Authority Publishes Annual Report For 2011/12

2287 days ago,(2012/06/19) - News Articles

News: LMAX Exchange Chooses Azul Systems' Innovative Zing to Further Optimize Execution Performance

1994 days ago,(2013/04/08) - Azul Systems

News: NASDAQ OMX NLX Selects Mellanox’s InfiniBand Solutions for Core Trading Interconnect

2045 days ago,(2013/02/15) - Mellanox

News: Kyte Group goes live on AlgoSpan Low Latency Infrastructure and Exchange Access

2064 days ago,(2013/01/28) - AlgoSpan

News: TMX Atrium Selected as Preferred NLX Connectivity Supplier

2134 days ago,(2012/11/19) - TMX Atrium

News: Squawker® gives BT Radianz Cloud Community Direct Access to Find and Negotiate Block Trades

2141 days ago,(2012/11/12) - Squawker

News: Regulation: Watchdog gets Smarts to keep eye on deals [Financial Times]

2167 days ago,(2012/10/17) - HFT Review

News: FSA ramps up technology to spot market abuse [Financial Times]

2203 days ago,(2012/09/11) - HFT Review

News: Squawker® Launches Sell-Side Block Trading Negotiation Venue

2211 days ago,(2012/09/03) - Squawker

News: CME Plans Exchange in London [Wall Street Journal]

2225 days ago,(2012/08/20) - HFT Review

News: U.K. considers more high-frequency trade rules [MarketWatch]

2231 days ago,(2012/08/14) - HFT Review

News: UK’s Financial Services Authority Publishes Annual Report For 2011/12

2287 days ago,(2012/06/19) - News Articles

News: Defunct day-trading group challenges FSA [Financial Times]

2294 days ago,(2012/06/12) - HFT Review

News: London Stock Exchange Group Directorate And Management Changes

2294 days ago,(2012/06/12) - News Articles

News: First Chair Of The New UK’s Financial Conduct Authority Appointed

2295 days ago,(2012/06/11) - News Articles

News: PLUS Markets Group PLC Commentary On Issues Raised By Shareholders

2298 days ago,(2012/06/08) - News Articles

News: PLUS Markets Group PLC Update Re PLUS Stock Exchange Plc

2299 days ago,(2012/06/07) - News Articles

News: FSA to spot-check City firms [Financial Times]

2300 days ago,(2012/06/06) - High Frequency Trading Review

News: UK's Financial Services Authority Consults On Lowering Its Projection Rates

2306 days ago,(2012/05/31) - News Articles

News: Further Arrest In UK’s Financial Services Authority Unauthorised Business Investigation

2307 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Takes Action Against IFA Patrick Francis O’Donnell Over The Sale Of Non-Mainstream Investments

2307 days ago,(2012/05/30) - News Articles

News: UK's Financial Services Authority Confirms Its Regulatory Fees And Levies For 2012/13

2308 days ago,(2012/05/29) - News Articles

News: UK's Financial Services Authority Decides To Ban And Fine Hedge Fund CEO Alberto Micalizzi £3 Million

2308 days ago,(2012/05/29) - News Articles

News: DIFC Publishes Monetary & Financial Statistics For The Period 2008-2012

2308 days ago,(2012/05/29) - News Articles

News: DIFC-Based Companies Record Substantial Financial Growth Over The Last Three Years

2308 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority: Three Guilty Of Insider Dealing

2308 days ago,(2012/05/28) - News Articles

News: UK's Financial Services Authority New Chairman Of The Practitioner Panel Appointed

2309 days ago,(2012/05/28) - News Articles

News: UK’s Financial Services Authority Introduces Rules Telling Banks To Display Depositor Compensation Arrangements

2309 days ago,(2012/05/28) - News Articles

News: IOSCO: Final Communiqué On The 37th Annual Conference

2314 days ago,(2012/05/22) - News Articles

News: Tribunal Upholds UK’s Financial Services Authority Decision To Ban And Fine Former UBS Advisers £1.3m For Not Being Fit And Proper In Relation To An Unauthorised Trading Scheme

2316 days ago,(2012/05/21) - News Articles

News: ASIC Chief Elected Chair Of IOSCO Board

2320 days ago,(2012/05/17) - News Articles

News: DIFC Continues To Broaden Strategic International Ties - Centre Signs MoU With New South Wales Trade & Investment

2320 days ago,(2012/05/17) - News Articles

News: UK’s Financial Services Authority Decides To Ban BGC Senior Executive Anthony Verrier

2321 days ago,(2012/05/16) - News Articles

News: IOSCO Prepares For The Regulatory And Financial Challenges Ahead

2321 days ago,(2012/05/16) - News Articles

News: The IOSCO MMoU: Ten Years Of Enhancing Cross-Border Enforcement Cooperation

2321 days ago,(2012/05/16) - News Articles

News: DIFC: Asiya Investments Launches Advisory Services Arm - Expansion Of The First GCC Based Investment Firm Focussed On Asia - Asiya To Hold Seminar On “The Arab Investor’s Route To Asia”

2321 days ago,(2012/05/15) - News Articles

News: UK’s Financial Services Authority Fines Habib Bank AG Zurich £525,000 And Money Laundering Reporting Officer £17,500 For Anti-Money Laundering Control Failings

2322 days ago,(2012/05/15) - News Articles

News: Chartered Institute for Securities & Investment Announces 2012th Chartered Member

2323 days ago,(2012/05/14) - News Articles

News: UK's Financial Services Authority Fines And Bans Scottish Broker £335,204 For Insurance Fraud And Bans And Censures His Wife

2326 days ago,(2012/05/11) - News Articles

News: deVere Group Comes Out In Support Of Increased Industry Scrutiny By UK's Financial Services Authority

2326 days ago,(2012/05/10) - News Articles

News: SEC Charges Scotland-Based Firm For Improperly Boosting Hedge Fund Client At Expense Of U.S. Fund Investors

2326 days ago,(2012/05/10) - News Articles

News: FSA Fines Martin Currie £3.5 Million For Failing To Manage A Conflict Of Interests Between Clients

2327 days ago,(2012/05/10) - News Articles

News: United Kingdom's Financial Services Authority Publishes Recovery And Resolution Plan (RRP) Update

2327 days ago,(2012/05/10) - News Articles

News: UK's Financial Services Authority Managing Director, Martin Wheatley, Addresses The Building Societies Association’s Annual Conference

2327 days ago,(2012/05/10) - News Articles

News: CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

2327 days ago,(2012/05/09) - News Articles

News: CFTC Obtains Default Judgment Against Former Florida Resident Juvenal E. Machado And His Company, Invers Forex, LLC, For Off-Exchange Forex Scam - Court Orders Defendants To Pay More Than $4 Million In Customer Restitution And Penalty And Permanently Bars Them From The Commodities Industry

2328 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority Insider Dealer Ordered To Pay £570,000 In Confiscation

2329 days ago,(2012/05/08) - News Articles

News: FSA Bans Executive Chairman Of Wholesale Insurer And Imposes Fines Of Almost £3.5Million On The Firm

2329 days ago,(2012/05/08) - News Articles

News: UK's Financial Services Authority: "Rebuilding Trust And Confidence In Banks And Bankers" Speech By Martin Wheatley At The Chartered Institute Of Bankers

2333 days ago,(2012/05/04) - News Articles

News: ICAP Expands Financial Futures And Options Team With New Hires And Opens Office In Dubai

2335 days ago,(2012/05/02) - News Articles

News: INTL FCStone Closes On Purchase Of TRX Futures Limited

2335 days ago,(2012/05/01) - News Articles

News: CFTC Charges Sidney J. Charles, Jr. And His Maryland-Based Company, The Borrowing Station, LLC, In Forex Ponzi Scheme - Federal Court In Maryland Enters Order Freezing Defendants’ Assets And Protecting Books And Records

2335 days ago,(2012/05/01) - News Articles

News: UK's Financial Services Authority Fines Christchurch Investment Management Limited And Compliance Officer For Client Money Breaches

2336 days ago,(2012/05/01) - News Articles

News: UK’s Financial Services Authority Secures Four And A Half Year Jail Sentence For Man Convicted Of Laundering Boiler Room Funds

2337 days ago,(2012/04/30) - News Articles

News: UK’s Financial Services Authority Launches Redress Scheme Consultation For Arch Cru Investors

2337 days ago,(2012/04/30) - News Articles

News: Regulatory Reform Is Subject Of Seventh City Of London Swiss Financial Roundtable - The Regulatory Reform Programme Must Start Paying More Attention To Its Impact On Economic Growth

2339 days ago,(2012/04/27) - News Articles

News: UK's Financial Services Authority Publishes New Rules To Ensure Pension Transfers Are Suitable For Scheme Members

2340 days ago,(2012/04/27) - News Articles

News: UK’s Financial Services Authority: Exillon Energy Plc Fined £292,950 For Listing Rule Breaches

2341 days ago,(2012/04/26) - News Articles

News: UK’s Financial Services Authority: Exillon Energy Plc Fined £292,950 For Listing Rule Breaches

2341 days ago,(2012/04/26) - News Articles

News: UK’s Financial Services Authority Confirms Traded Life Policy Investments Should Not Generally Be Promoted To UK Investors

2342 days ago,(2012/04/25) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

2342 days ago,(2012/04/24) - News Articles

News: UK’s Financial Services Authority: Delivering Effective Corporate Governance: The Financial Regulator’s Role

2343 days ago,(2012/04/24) - News Articles

News: UK's Financial Services Authority Contacts More Than 75,000 People To Warn Them They Are Being Targeted By Financial Conmen

2343 days ago,(2012/04/24) - News Articles

News: ICE Futures Europe Statement: UK Government Emissions Auction

2344 days ago,(2012/04/23) - News Articles

News: Japan's Financial Services Agency Extends Temporary Measures Regarding Restrictions On Short Selling And Purchase Of Own Stocks By Listed Companies

2347 days ago,(2012/04/20) - News Articles

News: Algorithmic Trading May Spur Volatility, Mispricing, Turner Says [Bloomberg Businessweek]

2347 days ago,(2012/04/20) - High Frequency Trading Review

News: UK’s Financial Services Authority Review Into Anti-Bribery And Corruption Systems And Controls In Investment Banks And Proposed New Guidance For All Firms

2369 days ago,(2012/03/29) - News Articles

News: UK's Financial Services Authority Bans And Fines Directors A Total Of £600,000 For Publishing Misleading Information About Cattles Plc

2370 days ago,(2012/03/28) - News Articles

News: UK’s Financial Services Authority Publishes Six-Monthly Firm Complaints Data For The Second Half Of 2011

2370 days ago,(2012/03/28) - News Articles

News: UK's Financial Services Authority Bans NI Adviser And Fines Him £95,200 Over Mortgage Fraud

2371 days ago,(2012/03/27) - News Articles

News: Federal Court In Puerto Rico Orders Angel F. Collazo And ACJ Capital, Inc. To Pay Over $3.7 Million For Solicitation Fraud And Issuing False Statements In An Off-Exchange Foreign Currency Scheme - Collazo Also Pled Guilty To Related Criminal Charges

2371 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Publicly Censures Two Glasgow Credit Unions

2372 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Fines Coutts £8.75 Million For Anti-Money Laundering Control Failings

2372 days ago,(2012/03/26) - News Articles

News: SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts

2374 days ago,(2012/03/23) - News Articles

News: UK's Financial Services Authority Publishes Final Guidance On Structured Products

2375 days ago,(2012/03/23) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

2375 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Publishes Business Plan For 2012/13

2376 days ago,(2012/03/22) - News Articles

News: UK's Financial Services Authority Secures £32 Million High Court Judgment Against Three Land Banks But Victims Are Unlikely To Get Their Money Back

2377 days ago,(2012/03/21) - News Articles

News: UK's Financial Services Authority: WorldSpreads Limited Enters Special Administration Regime

2379 days ago,(2012/03/18) - News Articles

News: UK's Financial Services Authority Chief Executive To Leave Organisation At The End Of June

2382 days ago,(2012/03/16) - News Articles

News: Japan's Financial Services Agency Publishes Newsletter No.103

2382 days ago,(2012/03/16) - News Articles

News: INTL FCStone UK Subsidiary Agrees To Purchase TRX Futures Limited

2382 days ago,(2012/03/15) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2383 days ago,(2012/03/14) - News Articles

News: Shadow Banking And Financial Instability - Speech By Lord Turner, FSA Chairman At The CASS Business School

2383 days ago,(2012/03/14) - News Articles

News: CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, And Brian Reynolds With Commodity Pool Fraud

2384 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Mortgage Lending Data Published

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority: Head Of European Credit Sales At Credit Suisse Fined £210,000 For Improper Market Conduct, Disclosing Client Confidential Information And Exhibiting A Lack Of Skill, Care And Diligence

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes An Analysis Of The Main Risks Facing Consumers

2385 days ago,(2012/03/13) - News Articles

News: UK's Financial Services Authority Publishes Censure Against Bank Of Scotland Plc In Respect Of Failings Within Its Corporate Division Between January 2006 And December 2008

2388 days ago,(2012/03/09) - News Articles

News: UK's Financial Services Authority: Pritchard Stockbrokers Ltd Enters Special Administration Regime

2389 days ago,(2012/03/09) - News Articles

News: FSA Bans And Fines Former Royal Liver Assurance FD George McGregor £109,000

2390 days ago,(2012/03/08) - News Articles

News: UK’s Financial Services Authority Publishes Guidance Consultation To Help Firms Provide Redress To Victims Of PPI Mis-Selling

2392 days ago,(2012/03/06) - News Articles

News: ICE Reports February Futures Volume - $28 Trillion Cleared In CDS

2395 days ago,(2012/03/02) - News Articles

News: Three Arrested In UK’s Financial Services Authority Insider Dealing Investigation

2397 days ago,(2012/03/01) - News Articles

News: UK’s Financial Services Authority Publishes Proposals To Change The Way Pension Transfer Values Are Calculated

2399 days ago,(2012/02/28) - News Articles

News: Irish Stock Exchange And Malta Stock Exchange Launch The European Wholesale Securities Market

2405 days ago,(2012/02/21) - News Articles

News: IOSCO Consults On Suitability Requirements For Complex Financial Products

2405 days ago,(2012/02/21) - News Articles

News: ICE Futures Europe Announces Status As Recognised Auction Platform

2406 days ago,(2012/02/20) - News Articles

News: UK's Financial Services Authority: Santander Fined £1.5 Million For Failing To Clarify FSCS Cover On Structured Products

2407 days ago,(2012/02/20) - News Articles

News: UK's Financial Services Authority Secures €77,000 For Victims Of Boiler Room Fraud

2410 days ago,(2012/02/17) - News Articles

News: Further Arrest In The UK’s Financial Services Authority And SOCA Insider Dealing Investigation

2410 days ago,(2012/02/16) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined £350,000 For Disclosing Inside Information

2411 days ago,(2012/02/16) - News Articles

News: CFTC Charges Puerto Rico Resident Angel F. Collazo And His Companies, ACJ Capital Inc. And Solid View Capital LLC, In Forex Fraud Ponzi Scheme - Court Orders Asset Freeze And Preliminary Injunction

2411 days ago,(2012/02/15) - News Articles

News: Regulators Re-Elect Jean Guill, Kurt Pribil And Fernando Restoy To ESMA’s Management Board

2411 days ago,(2012/02/15) - News Articles

News: UK's Financial Services Authority Managing Director, Margaret Cole, To Leave This Year

2411 days ago,(2012/02/15) - News Articles

News: Dubai Financial Services Authority Receives Delegation Of Powers From The DIFC Registrar Of Companies

2411 days ago,(2012/02/15) - News Articles

News: CFTC Charges Texas Resident Christopher B. Cornett In Foreign Currency Fraud Action

2418 days ago,(2012/02/08) - News Articles

News: Delivering A Twin Peaks Regulatory Model Within The UK's Financial Services Authority

2421 days ago,(2012/02/06) - News Articles

News: UK's Financial Services Authority Review Into Sale And Rent Back Finds Widespread Poor Practice And Sees Market Temporarily Closed

2424 days ago,(2012/02/03) - News Articles

News: UBS Unauthorised Trading: FINMA Initiates Enforcement Proceedings

2424 days ago,(2012/02/03) - News Articles

News: UK’s Financial Services Authority Announces Annual Funding Requirement For 2012/13

2424 days ago,(2012/02/02) - News Articles

News: British Government Cabinet Office: Goodwin Knighthood Decision

2426 days ago,(2012/01/31) - News Articles

News: UK's Financial Services Authority Bans And Fines Former JC Flowers UK CEO Ravi Sinha £2.86m For Fraudulent Invoicing Scheme

2427 days ago,(2012/01/31) - News Articles

News: UK’s Financial Services Authority Announces A New Investment Banking Senior Advisor

2428 days ago,(2012/01/30) - News Articles

News: Trichet, Turner Question Real Value of Bigger, Faster Trading [Bloomberg]

2428 days ago,(2012/01/30) - High Frequency Trading Review

News: NASDAQ Dubai Joins Gulf Bond And Sukuk Association To Promote Region’s Debt Market

2428 days ago,(2012/01/30) - News Articles

News: UK Government Publishes Financial Services Bill

2430 days ago,(2012/01/27) - News Articles

News: UK’s Financial Services Authority: Former Compliance Officer At Greenlight Capital And JP Morgan Cazenove Trader Fined

2431 days ago,(2012/01/27) - News Articles

News: UK's Financial Services Authority Consults On Changes To The Listing Rules

2432 days ago,(2012/01/26) - News Articles

News: David Einhorn And Greenlight Capital Inc Fined £7.2m For Trading On Inside Information In Punch Taverns Plc.

2432 days ago,(2012/01/25) - News Articles

News: UK's Financial Services Authority: New Orthodoxy For Conduct Regulation – Fair Deal For Consumers

2432 days ago,(2012/01/25) - News Articles

News: NASDAQ Dubai And DFSA Hold Bond And Sukuk Listing Forum For Bankers And Lawyers

2434 days ago,(2012/01/23) - News Articles

News: UK’s Financial Services Authority Imposes £2.17 Million Fine For Failure By Direct Line And Churchill To Conduct Their Businesses With Due Skill, Care And Diligence

2440 days ago,(2012/01/18) - News Articles

News: DFSA Introduces New Regime For Designated Non-Financial Businesses And Professionals

2441 days ago,(2012/01/17) - News Articles

News: UK’s Financial Services Authority: Richard Joseph Charged With Insider Dealing

2446 days ago,(2012/01/11) - News Articles

News: UK’s Financial Services Authority Appoints New Board Chairman For Financial Services Compensation Scheme

2449 days ago,(2012/01/09) - News Articles

News: Federal Court Orders CFTC Defendant Larry Benny Groover To Pay $2.69 Million For Defrauding Customers In Forex Ponzi Scheme

2452 days ago,(2012/01/05) - News Articles

News: Japan's Financial Services Agency Publishes Newsletter No.101

2461 days ago,(2011/12/28) - News Articles

News: UK's Financial Services Authority Secures Interim Injunctions And Freezing Orders To Protect Consumers From Unauthorised Land Banking Firms

2468 days ago,(2011/12/21) - News Articles

News: Attijariwafa Bank Launches Investment Banking Platform In Dubai International Financial Centre

2469 days ago,(2011/12/20) - News Articles

News: UK's Financial Services Authority Bans And Fines Former UBS Adviser £150,000 For Not Being Fit And Proper

2473 days ago,(2011/12/16) - News Articles

News: Japan's Financial Services Agency: Remarks By Shozaburo Jimi, Minister Of State For Financial Services

2473 days ago,(2011/12/16) - News Articles

News: UK's Financial Services Authority: Management Consultant Found Guilty Of Insider Dealing And Sentenced To Two Years

2473 days ago,(2011/12/15) - News Articles

News: UK's Financial Services Authority Obtains Another High Court Decision To Protect Consumers From Unauthorised Land Banking Firms

2474 days ago,(2011/12/15) - News Articles

News: Regulators approve Instinet Europe tape [Financial Times]

2475 days ago,(2011/12/14) - High Frequency Trading Review

News: Instinet BlockMatch Granted Approval To Reference European Consolidated Price

2475 days ago,(2011/12/14) - News Articles

News: UK's Financial Services Authority Appoints John Spence As Non-Executive Director Of The Money Advice Service

2475 days ago,(2011/12/13) - News Articles

News: UK's Financial Services Authority Board Publishes Report Into The Failure Of The Royal Bank Of Scotland

2477 days ago,(2011/12/12) - News Articles

News: UK's Financial Services Authority Publishes The Policy Statement On The Review Of The Covered Bond Regime

2479 days ago,(2011/12/09) - News Articles

News: Japan’s Financial Services Agency: Overview Of Major Banks' Financial Results As Of September 30, 2011

2480 days ago,(2011/12/09) - News Articles

News: UK's Financial Services Authority Fines Integrated Financial Arrangements Plc £3.5m For Client Money Breaches

2481 days ago,(2011/12/08) - News Articles

News: UK’s Financial Services Authority Sets Out Its Expectations Of Non-Executive Directors In Managing Risks To Retail Customers

2482 days ago,(2011/12/07) - News Articles

News: UK’s Financial Services Authority Fines HSBC £10.5million For Mis-Selling Products To Elderly Customers

2484 days ago,(2011/12/05) - News Articles

News: UK's Financial Services Authority Appoints Paul Stockton As Non-Executive Director Of The FSCS

2487 days ago,(2011/12/02) - News Articles

News: SEC Charges Multiple Hedge Fund Managers With Fraud In Inquiry Targeting Suspicious Investment Returns

2487 days ago,(2011/12/01) - News Articles

News: UK's Financial Services Authority: Swift Trade - Update

2488 days ago,(2011/11/30) - News Articles

News: UK's Financial Services Authority Warns Against 'Toxic' Traded Life Policy Investments

2491 days ago,(2011/11/28) - News Articles

News: Two Arrests Made In UK's Financial Services Authority Investigation Into Unauthorised Financial Advisors

2495 days ago,(2011/11/23) - News Articles

News: UK’s Financial Services Authority Appoints Sir Nicholas Montagu As Chairman Of The Financial Ombudsman Service

2496 days ago,(2011/11/23) - News Articles

News: British Bankers’ Association: International Coordination Is Best For Recovery And Resolution Plans

2509 days ago,(2011/11/10) - News Articles

News: CFTC Charges GID Group, Inc., Rodney And Roger Wagner With Fraud And Misappropriation In Connection With A $5.5 Million Forex Ponzi Scheme - Court Issues Restraining Order Freezing Defendants’ Assets And Preserving Records

2509 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Proposes Rules To Protect Unit-Linked Policyholders

2510 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority Fines Dubai Based Investor US$ 9.6 Million For Market Abuse

2510 days ago,(2011/11/09) - News Articles

News: UK's Financial Services Authority: Coutts Fined £6.3m For Failings Relating To Its Sale Of An AIG Fund

2511 days ago,(2011/11/08) - News Articles