Remember me

Register  |   Lost password?

The Trading Mesh

'commodity futures trading commission' related content

Editorial content matching 'commodity futures trading commission'
Content with tags matching 'commodity futures trading commission':

News: Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC - CFTC Chairman Gary Gensler

2486 days ago,(2011/12/05) - News Articles

News: Chairman Gary Gensler Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC

2471 days ago,(2011/12/20) - News Articles

News: ISDA And SIFMA File Lawsuits Challenging Commodity Futures Trading Commission’s Rule On Position Limits

2488 days ago,(2011/12/02) - News Articles

News: Opening Statement By Chairman Gary Gensler Before A Meeting Of The Commodity Futures Trading Commission

2449 days ago,(2012/01/11) - News Articles

News: Open Meeting Of The Commodity Futures Trading Commission, Statement By Commissioner Bart Chilton

2449 days ago,(2012/01/11) - News Articles

News: "Belt And Suspenders" - Opening Statement Of CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission

2485 days ago,(2011/12/06) - News Articles

News: Commodity Futures Trading Commission And Securities and Exchange Commission Release Joint Report To Congress On International Swap Regulation

2427 days ago,(2012/02/02) - News Articles

News: Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) to focus on High Frequency Trading [Press Release]

2419 days ago,(2012/02/10) - High Frequency Trading Review

News: Commodity Futures Trading Commission Votes To Establish A New Subcommittee Of The Technology Advisory Committee (TAC) To focus On High Frequency Trading - New Subcommittee On Automated And High Frequency Trading Is Seeking Nominations For Members

2419 days ago,(2012/02/10) - News Articles

News: "High-Wire Act" Statement By CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission, Washington

2406 days ago,(2012/02/23) - News Articles

News: "Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult " Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2317 days ago,(2012/05/22) - News Articles

News: Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult - Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2308 days ago,(2012/05/31) - News Articles

News: LedgerX Selects Ancoa to Deliver First Real-Time Market Surveillance Capability for Bitcoin Options Trading

1303 days ago,(2015/03/02) - Ancoa

News: Javelin Capital Markets selects Cinnober for SEF trading platform surveillance

1812 days ago,(2013/10/09) - Cinnober

News: First Derivatives Launch of Swap Execution Facility Initiative & Appointment of Chief Compliance Officer

2017 days ago,(2013/03/18) - First Derivatives

News: CFTC, SEC Face Data-Deficit in Coming High-Frequency Trading Fight [CFTC Law]

2085 days ago,(2013/01/09) - HFT Review

News: High Frequency Trading Arms Race Has Plenty of Drawbacks [Wall Street Journal - subscription]

2120 days ago,(2012/12/05) - HFT Review

News: SEC Chairman Mary Schapiro to Step Down Next Month [Press Release]

2129 days ago,(2012/11/26) - HFT Review

News: Are you engaged in HFT? CFTC working group takes new stab at definition

2154 days ago,(2012/11/01) - HFT Review

News: Fine "cheetah" traders by the second, regulator proposes [Reuters]

2169 days ago,(2012/10/17) - HFT Review

News: Buckets and Cheetahs? The CFTC's Chilton on High-Frequency Trading {CFTC Law]

2175 days ago,(2012/10/11) - HFT Review

News: Trading Technologies to Provide Connectivity to Eris Exchange

2210 days ago,(2012/09/06) - Trading Technologies

News: High-frequency trading is not the devil behind every market mishap [City AM]

2260 days ago,(2012/07/18) - HFT Review

News: CFTC Panel Urges Broad Definition of High-Frequency Trading [Bloomberg Businessweek]

2286 days ago,(2012/06/22) - HFT Review

News: High-Frequency Trading Registration Studied By U.S. Regulator [Bloomberg]

2288 days ago,(2012/06/20) - HFT Review

News: CFTC Moves to Brake High-Speed Traders [Wall Street Journal]

2288 days ago,(2012/06/20) - HFT Review

News: The CFTC Announces The Departure Of Chief Economist Andrei Kirilenko To The Massachusetts Institute Of Technology - Chairman Gensler, Commissioner O’Malia Praise The Chief Economist - Dr. Kirilenko Plans End-Of-Year Departure

2289 days ago,(2012/06/19) - News Articles

News: Testimony Before The U.S. House Committee On Financial Services - CFTC Chairman Gary Gensler

2289 days ago,(2012/06/19) - News Articles

News: TABB Group Forecasts Bursa Malaysia Derivatives Futures Volume Will Rise Nearly 50% By EOY 2013 - Expanding Economy, Improved Access To Markets, Regulatory Easing And Support From CME Group And Brokerage Community Point To Growth And Opportunity For Malaysia

2289 days ago,(2012/06/19) - News Articles

News: “I Have One Word For You: Technology” Remarks By CFTC Commissioner Scott D. O’malia At Sifma Tech Leaders Forum 2012, New York City, New York

2289 days ago,(2012/06/19) - News Articles

News: Redkite Deploys Market Surveillance Application on the Options PIPE® Private Financial Cloud

2289 days ago,(2012/06/19) - Options-IT

News: Redkite Deploys Market Surveillance Application On The Options PIPE® Private Financial Cloud - Firms Now Have On-Demand Access To A Fully Managed Real-Time Market Surveillance Solution Via The Ultra-Low Latency Options PIPE Velocity Service

2290 days ago,(2012/06/18) - News Articles

News: CFTC Announces Public Meeting Of The Technology Advisory Committee And Renewal Of The Committee Charter And Membership - Full Committee To Focus On Updates From The Subcommittee On Automated And High Frequency Trading And Aggregation Of Liquidity In The New Dodd-Frank World

2292 days ago,(2012/06/15) - News Articles

News: CFTC Certifies Dow Jones Industrial Average Futures Contract Submitted By Osaka Securities Exchange - Contract May Be Offered To U.S. Persons Through Direct Access Effective June 15, 2012

2293 days ago,(2012/06/15) - News Articles

News: CFTC To Hold Open Meeting To Consider Proposed Interpretive Guidance On Cross-Border Application Of Certain Swaps Provisions Of The Commodity Exchange Act And A Proposed Exemptive Order Regarding Compliance With Certain Regulations Under The Commodity Exchange Act

2293 days ago,(2012/06/14) - News Articles

News: Federal Court In Illinois Orders Defendants Richard C. Regan And Pro Trading Course, LLC To Pay More Than $600,000 In Restitution And Civil Monetary Penalties To Settle CFTC Anti-Fraud Action

2293 days ago,(2012/06/14) - News Articles

News: Remarks BY CFTC Chairman Gary Gensler On Derivatives And The Cross-Border Application Of Dodd-Frank Swap Market Reforms At The Institute Of International Bankers’ Membership Luncheon

2294 days ago,(2012/06/14) - News Articles

News: CFTC Settles Charges Against Defendant Robert Mihailovich, Jr. For Making False Statements To The CFTC - Federal Court In Texas Orders Mihailovich, Jr. To Pay $40,000 Fine And Bans Him From Registering With The CFTC For 10 Years And From Trading For Five Years

2294 days ago,(2012/06/13) - News Articles

News: CFTC nears comment period on high-frequency trading [Reuters]

2295 days ago,(2012/06/13) - HFT Review

News: Statement Of CFTC Chairman Gary Gensler Regarding Senate Appropriations Subcommittee’s Vote On The CFTC Budget

2295 days ago,(2012/06/12) - News Articles

News: KCBT Announces Changes To HRW Wheat Futures & Options Open Outcry Trading Hours

2300 days ago,(2012/06/08) - News Articles

News: CME Group To Expand CBOT Grain And Oilseed Open Outcry Trading Hours To 2 P.M. CT

2300 days ago,(2012/06/08) - News Articles

News: CME Group To Expand CBOT Grain And Oilseed Open Outcry Trading Hours To 2 P.M. CT

2300 days ago,(2012/06/08) - News Articles

News: Unique Swap Identifier (USI): An Overview Document

2300 days ago,(2012/06/07) - News Articles

News: CFTC Charges Jose S. Rubio And His Florida Firm, Rubio Wealth Management, LLC, With Commodity Pool Fraud - Defendants Also Charged With Misappropriation, False Statements, Commingling Investor Funds, And Failure To Register - Defendants Allegedly Fraudulently Solicited Over $1.8 Million From At Least 21 Individuals

2300 days ago,(2012/06/07) - News Articles

News: CFTC Orders Futures Commission Merchant Open E Cry, LLC To Pay $250,000 To Settle Failure To Supervise Charges

2300 days ago,(2012/06/07) - News Articles

News: Keynote Address By Chairman Gary Gensler On Dodd-Frank Swaps Market Reform At The Sandler O’Neill Global Exchange & Brokerage Conference

2301 days ago,(2012/06/07) - News Articles

News: CFTC Charges Ronnie Gene Wilson Of South Carolina And His Company, Atlantic Bullion & Coin, Inc., With Operating A $90 Million Silver Bullion Ponzi Scheme - Defendants Are Allegedly To Have Fraudulently Sold Contracts Of Sale Of Silver In A Nationwide Scheme

2301 days ago,(2012/06/06) - News Articles

News: CFTC Orders Nevada Resident Luis Salazar-Correa And His Company, Prosperity Team, LLC, To Pay More Than $2.6 Million To Settle CFTC Anti-fraud Forex Action

2302 days ago,(2012/06/06) - News Articles

News: Statement Of CFTC Chairman Gary Gensler Regarding House Appropriations Subcommittee’s Vote On The CFTC Budget

2302 days ago,(2012/06/06) - News Articles

News: Testimony Before The Committee On Financial Services By FINRA’s Chairman And Chief Executive Officer, Richard G. Ketchum

2302 days ago,(2012/06/06) - News Articles

News: CFTC Certifies Nine Contracts Submitted By Eurex Deutschland - Contracts May Be Offered To U.S. Persons Through Direct Access Effective, June 5, 2012

2302 days ago,(2012/06/06) - News Articles

News: CFTC Files A General Creditor Claim In The Liquidation Of MF Global

2306 days ago,(2012/06/01) - News Articles

News: SEC Approves Proposals To Address Extraordinary Volatility In Individual Stocks And Broader Stock Market

2307 days ago,(2012/06/01) - News Articles

News: CFTC's O'Malia says 'high frequency regulation' causing angst [Automated Trader]

2307 days ago,(2012/06/01) - High Frequency Trading Review

News: Federal Court In Georgia Orders Over $10 Million In Sanctions Against Defendant Eldon A. Gresham In Forex Ponzi Scheme - Relief Defendants Werner H. Beiersdoerfer And Interveston Wines, LLC Ordered To Pay An Additional $5 Million In Relief

2307 days ago,(2012/05/31) - News Articles

News: Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult - Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2308 days ago,(2012/05/31) - News Articles

News: “Smart Regulatory Reform And The Perils Of High-Frequency Regulation” - Remarks By Commissioner Scott D. O’Malia At MarkitSERV’s 2012 Outlook For OTC Markets, New York City, New York

2308 days ago,(2012/05/31) - News Articles

News: Statement Regarding Public Roundtable To Discuss the Proposed Volcker Rule - CFTC Chairman Gary Gensler

2308 days ago,(2012/05/31) - News Articles

News: CFTC: Federal Court In New Jersey Orders Victor Eugene Cilli And His Company, Progressive Investment Funds LLC, To Pay Over $700,000 In Restitution And Penalty In Commodity Pool Ponzi Scheme - Cilli Also Pled Guilty To Related Fraud And Other Criminal Charges

2309 days ago,(2012/05/30) - News Articles

News: On the Hunt for Flash-Crashing Cheetahs [Barron's]

2311 days ago,(2012/05/28) - High Frequency Trading Review

News: CFTC Charges Washington, DC, Resident Marina Bühler-Miko And Her Company, Coventry Asset Managers, LLC, With Operating Fraudulent Forex Scheme

2314 days ago,(2012/05/25) - News Articles

News: KCBT to Alter HRW Wheat Futures & Options Open Outcry Trading Hours on USDA Report Days

2314 days ago,(2012/05/25) - News Articles

News: CFTC Staff To Host A Public Roundtable To Discuss Proposed Regulations Implementing Core Principle 9 For Designated Contract Markets

2314 days ago,(2012/05/25) - News Articles

News: CME Group To Expand CBOT Grain And Oilseed Open Out-Cry Trading Hours During USDA Crop Reports

2314 days ago,(2012/05/25) - News Articles

News: CFTC Charges Chicago-based Trader Bradley Schiller With $7.8 Million Commodity Fraud

2314 days ago,(2012/05/24) - News Articles

News: CFTC Staff To Host A Public Roundtable To Discuss The Proposed Volcker Rule

2314 days ago,(2012/05/24) - News Articles

News: Federal Court In New York Orders Chicago Resident And Former Floor Broker, Kent R.E. Whitney, To Pay $600,000 For Margin Call Avoidance Scheme - Court Permanently Bars Whitney From Commodities Industry - Whitney Made False And Misleading Statements To CME, FCMs, And Others In Connection With The Elaborate Scheme

2316 days ago,(2012/05/23) - News Articles

News: "Update On Rulemakings Pursuant To The Dodd Frank Act: It Shouldn’t Be This Difficult " Remarks By Commissioner Scott D. O’Malia, U.S. Commodity Futures Trading Commission At The Annual Nuclear Industry Conference: Nuclear Energy Assembly, Nuclear Energy Institute, Charlotte, NC

2317 days ago,(2012/05/22) - News Articles

News: Testimony On Implementing Derivatives Reform: Reducing Systemic Risk And Improving Market Oversight By SEC Chairman Mary L. Schapiro - Before The Committee On Banking, Housing, And Urban Affairs United States Senate

2317 days ago,(2012/05/22) - News Articles

News: Testimony Before The US Senate Committee On Banking, Housing And Urban Affairs, Washington, DC, CFTC Chairman Gary Gensler

2317 days ago,(2012/05/22) - News Articles

News: Keynote Address On The Cross-Border Application Of Dodd-Frank Swaps Market Reforms Before The 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler

2318 days ago,(2012/05/21) - News Articles

News: CFTC Approves Notice Of Proposed Rulemaking Regarding Regulations On Aggregation For Position Limits For Futures And Swaps

2320 days ago,(2012/05/18) - News Articles

News: MGEX Announces Revised Expanded Trading Hours

2320 days ago,(2012/05/18) - News Articles

News: KCBT Changes To HRW Wheat Futures & Options Electronic Trading Hours Effective 5/21 Business Date

2321 days ago,(2012/05/18) - News Articles

News: CME Group To Start Expanded CBOT Grain And Oilseed Trading Hours May 20

2321 days ago,(2012/05/18) - News Articles

News: KCBT Revises Modifications To HRW Wheat Futures & Options Electronic Trading Hours

2322 days ago,(2012/05/17) - News Articles

News: CME Group Introduces New CBOT Grain And Oilseed Trading Hours In Support Of Grain Industry Participants

2322 days ago,(2012/05/17) - News Articles

News: ASIC Chief Elected Chair Of IOSCO Board

2322 days ago,(2012/05/17) - News Articles

News: Federal Court In South Carolina Orders Ronald E. Satterfield And Nicholas And Patricia Bos To Pay Over $7.5 Million For Fraud In Connection With A Forex Ponzi Scheme

2322 days ago,(2012/05/16) - News Articles

News: IPC’s Connexus Provides Reliable and Secure Connectivity to Eris Exchange

2324 days ago,(2012/05/15) - IPC Systems

News: R.J. O’Brien Calls On Exchanges, Regulator To Heed Industry Feedback On Extended Hours For Grain And Oilseed Contracts - Firm Recommends Trading Halt On 15 Days A Year When USDA Crop Reports Are Issued

2324 days ago,(2012/05/15) - News Articles

News: CFTC Orders ACI Capital Group, L.L.C. And Alexandre P. Guimaraes To Pay Approximately $850,000 In Restitution And Penalty To Settle Forex Fraud Charges

2324 days ago,(2012/05/14) - News Articles

News: CME Group Announces The Launch Of Short-Dated New Crop Options On Grain And Oilseed Futures

2328 days ago,(2012/05/11) - News Articles

News: CFTC Charges Michael J. Leighton Of Torrance, Calif., With $1.6 Million Commodity Pool Fraud - In A Related Action, U.S. Attorney’s Office In Los Angeles Charges Leighton With Commodities Fraud

2328 days ago,(2012/05/11) - News Articles

News: The Draft CFTC 2012 Rulemaking Schedule

2328 days ago,(2012/05/10) - News Articles

News: Statement On The Proposed Exemptive Order Regarding Certain Dodd-Frank Effective Dates - CFTC Chairman Gary Gensler

2328 days ago,(2012/05/10) - News Articles

News: Concurrence Statement On The Amendment To The July 17, 2011 Exemptive Order - CFTC Commissioner Scott D. O’Malia

2328 days ago,(2012/05/10) - News Articles

News: CFTC Proposes Order Amending The Effective Date For Swap Regulation Order Issued On July 14, 2011

2328 days ago,(2012/05/10) - News Articles

News: Opening Statement On CFTC Open Meeting Regarding Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Mark P. Wetjen

2329 days ago,(2012/05/10) - News Articles

News: Opening Statement, Open Meeting To Consider One Final Rule On Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Scott D. O’Malia

2329 days ago,(2012/05/10) - News Articles

News: Open Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2329 days ago,(2012/05/10) - News Articles

News: Former CFTC Acting Chairman And Commissioner Michael V. Dunn Appointed Chairman Of DTCC's U.S. Swap Data Repository (SDR) - Dunn To Lead U.S. SDR Development Effort

2329 days ago,(2012/05/09) - News Articles

News: CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

2330 days ago,(2012/05/09) - News Articles

News: CFTC Obtains Default Judgment Against Former Florida Resident Juvenal E. Machado And His Company, Invers Forex, LLC, For Off-Exchange Forex Scam - Court Orders Defendants To Pay More Than $4 Million In Customer Restitution And Penalty And Permanently Bars Them From The Commodities Industry

2330 days ago,(2012/05/08) - News Articles

News: CME wins reprieve on CFTC margin rules [Financial Times]

2332 days ago,(2012/05/07) - High Frequency Trading Review

News: CME Group Receives 90-Day Extension For Margin Changes To August 5, 2012

2335 days ago,(2012/05/04) - News Articles

News: CFTC To Hold Open Meeting To Consider A Final Rule On Core Principles And Other Requirements For Designated Contract Markets And A Proposed Order Amending The Effective Date For Swap Regulation

2335 days ago,(2012/05/03) - News Articles

News: Federal Court In New York Orders Thomas Qualls And His Company, International Foreign Currency, To Pay More Than $4.6 Million In Restitution And Penalties In Connection With Off-Exchange Forex Futures Fraud - Qualls Was Convicted On Related Fraud And Obstruction Of Justice Charges

2335 days ago,(2012/05/03) - News Articles

News: CME Group Adds Ethanol To Expanded CBOT Grain And Oilseed Trading Hours On CME Globex - Expanded Hours to be Effective Monday, May 21 On CME Globex

2336 days ago,(2012/05/03) - News Articles

News: CFTC Charges Utah Residents Christopher Hales, Eric Richardson And Their Company, Bentley Equities, LLC, With Fraud And Misappropriation - CFTC Seeks An Emergency Restraining Order Freezing Defendants’ Assets

2336 days ago,(2012/05/03) - News Articles

News: CFTC Charges Illinois Resident Dimitry Vishnevetsky And His Company, Oxford Capital, LLC, With Commodity Pool Fraud - Federal Court Enters Emergency Order Freezing Defendants’

2336 days ago,(2012/05/03) - News Articles

News: April Trading At CBOE Futures Exchange Up 103% Over Year Ago - Average Daily Volume For Month Is Second-Highest All-Time

2337 days ago,(2012/05/02) - News Articles

News: Remarks By CFTC Chairman Gary Gensler Before The International Swaps And Derivatives Association’s 27 Annual General Meeting

2337 days ago,(2012/05/02) - News Articles

News: ICE Reports 21% Increase In Futures Volume For April

2337 days ago,(2012/05/02) - News Articles

News: Statement Of Support Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Scott D. O’Malia

2337 days ago,(2012/05/01) - News Articles

News: Statement Of Concurrence Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Jill E. Sommers

2337 days ago,(2012/05/01) - News Articles

News: Proposed Interpretative Statement Regarding The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection, CFTC Chairman Gary Gensler

2338 days ago,(2012/05/01) - News Articles

News: CFTC Charges Sidney J. Charles, Jr. And His Maryland-Based Company, The Borrowing Station, LLC, In Forex Ponzi Scheme - Federal Court In Maryland Enters Order Freezing Defendants’ Assets And Protecting Books And Records

2338 days ago,(2012/05/01) - News Articles

News: CFTC Votes To Clarify Indemnification and Confidentiality Provisions In The Dodd-Frank Act - Commission Issues Proposed Interpretative Statement; Seeks Public Comment

2338 days ago,(2012/05/01) - News Articles

News: ISDA Highlights Safe And Efficient Global Derivatives Markets At The Association’s 27th Annual General Meeting

2338 days ago,(2012/04/30) - News Articles

News: CFTC Settles Action Against Florida Resident Ghassan Tawachi For Fraud And Misappropriation - CFTC Orders Tawachi To Pay $140,000 Monetary Penalty And Over $140,800 In Restitution To Settle CFTC Anti-Fraud Action And Permanently Bans Him From The Commodities Industry

2343 days ago,(2012/04/26) - News Articles

News: CFTC Charges Georgia Resident Robert A. Christy And His Company Crabapple Capital Group LLC With Foreign Currency Fraud And Misappropriation - Federal Court Enters Emergency Order Freezing Defendants’ Assets And Protecting Books And Records

2343 days ago,(2012/04/25) - News Articles

News: CFTC Releases Rule Enforcement Review Of NYSE Liffe U.S.

2344 days ago,(2012/04/25) - News Articles

News: Testimony On “SEC Oversight” By Chairman Mary L. Schapiro U.S. Securities And Exchange Commission - Before The Capital Markets And Government Sponsored Enterprises Subcommittee And Financial Institution And Consumer Credit Subcommittee Of The U.S. House Of Representatives Committee On Financial Services

2344 days ago,(2012/04/25) - News Articles

News: Testimony By Richard G. Ketchum, Chairman & CEO, FINRA Before the Committee on Banking, Housing, and Urban Affairs, United States Senate

2345 days ago,(2012/04/24) - News Articles

News: Testimony Before The United States Senate Committee On Banking, Housing, And Urban Affairs, By CFTC Commissioner Jill E. Sommers

2345 days ago,(2012/04/24) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

2345 days ago,(2012/04/24) - News Articles

News: CFTC: Federal Court In California Orders Forex Liquidity LLC To Pay $400,000 For Failing To Maintain Required Net Capital And Books And Records - Forex Liquidity Also Permanently Barred From The Industry

2345 days ago,(2012/04/23) - News Articles

News: 'Milestone' US oil manipulation case unsettles traders [Reuters]

2346 days ago,(2012/04/23) - High Frequency Trading Review

News: US. Agencies - Volcker Rule Conformance Period Clarified

2350 days ago,(2012/04/19) - News Articles

News: DTCC, EFETnet Launch Global Trade Repository For Commodities Derivatives

2350 days ago,(2012/04/19) - News Articles

News: CFTC’s Division Of Swap Dealer And Intermediary Oversight Provides Financial Reporting Guidance To Futures Commission Merchants

2350 days ago,(2012/04/18) - News Articles

News: Federal Court Orders Colorado Defendants Flint-McClung Capital LLC And Shawon McClung To Pay Over $6 Million In CFTC Action Charging Them With Running Forex Ponzi Scheme

2350 days ago,(2012/04/18) - News Articles

News: Virginia Federal Court Orders Ronald W. Smith, Jr., Doing Business As Safeguard 3030 Investment Club, To Pay More Than $3 Million In Forex Ponzi Scheme - In A Related Criminal Proceeding, Smith Pleaded Guilty To Federal Criminal Felony Charges

2350 days ago,(2012/04/18) - News Articles

News: The Montreal Exchange’s S&P/TSX 60 Index Mini Futures Contract Has Been Deemed Certified And May Be Offered To U.S. Persons Through Direct Access Effective April 19, 2012

2350 days ago,(2012/04/18) - News Articles

News: SEC Adopts Rule Defining Swaps-Related Terms For Regulating Derivatives

2350 days ago,(2012/04/18) - News Articles

News: Statement At Open Meeting To Adopt The Joint Final Rule, Joint Interim Final Rule, And Final Interpretations Regarding The Further Definition Of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant," and "Eligible Contract Participant" By SEC Commissioner Daniel M. Gallagher

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement At SEC Open Meeting: Defining Swaps-Related Terms By SEC Chairman Mary Schapiro

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2351 days ago,(2012/04/18) - News Articles

News: Defining Security-Based Swap Dealers And Major Security-Based Swap Participants By SEC Commissioner Luis A. Aguilar

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Open Meeting On Two Final Rules And Two Interim Final Rules - CFTC Commissioner Scott D. O’Malia

2351 days ago,(2012/04/18) - News Articles

News: Statement Of Dissent By CFTC Commissioner Scott D. O’Malia - Further Definition Of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant,” And “Eligible Contract Participant”[1]

2351 days ago,(2012/04/18) - News Articles

News: "Architecture" - Statement Of CFTC Commissioner Bart Chilton Regarding Entities Definitions Final Rule And Commodity Options Final Rule And Interim Final Rule, Washington, Dc

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, CFTC Open Meeting By Commissioner Mark P. Wetjen

2351 days ago,(2012/04/18) - News Articles

News: Five Questions: Irene Aldridge on High Frequency Trading [Institutional Investor]

2356 days ago,(2012/04/13) - High Frequency Trading Review

News: Remarks Before The Agribusiness Club Of Washington, DC, CFTC Chairman Gary Gensler

2370 days ago,(2012/03/30) - News Articles

News: Oral Testimony By Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government

2370 days ago,(2012/03/29) - News Articles

News: CFTC Technology Advisory Committee - Opening Statement By Commissioner Scott D. O’Malia

2371 days ago,(2012/03/29) - News Articles

News: Opening Statement By Chairman Gary Gensler, CFTC Technology Advisory Committee

2371 days ago,(2012/03/29) - News Articles

News: CFTC Technology Advisory Committee Meeting [Automated Trader]

2371 days ago,(2012/03/29) - High Frequency Trading Review

News: CFTC Seeks To Revoke The Registrations Of Illinois Resident Joseph A. Dawson And His Company, Strategic Research LLC

2371 days ago,(2012/03/28) - News Articles

News: CFTC Chairman Gary Gensler Remarks On The Dodd-Frank Act At The 6th Annual Capital Markets Summit Hosted By The U.S. Chamber Of Commerce, “Transparent Markets – Key To A Growing Economy”

2372 days ago,(2012/03/28) - News Articles

News: US regulator convenes panel on HFT [Financial Times]

2372 days ago,(2012/03/28) - High Frequency Trading Review

News: GreenX To Launch Emission Reduction Unit (ERU) Futures And Options Contracts

2372 days ago,(2012/03/28) - News Articles

News: CFTC: Singapore Exchange Derivatives Trading Limited’s Euro Stoxx 50 Index Futures Contract Has Been Certified And May Be Offered To U.S. Persons Through Direct Access Effective March 23, 2012

2373 days ago,(2012/03/27) - News Articles

News: CFTC’s Division Of Market Oversight Issues Advisory Addressing Bona Fide Hedge Transactions And Positions

2373 days ago,(2012/03/27) - News Articles

News: CFTC’s Division Of Market Oversight Issues Advisory Highlighting The Commission’s Special Call Authorities Relating To Claimed Exemptions From Speculative Position Limits

2373 days ago,(2012/03/27) - News Articles

News: CFTC Selects TABB Group CEO Larry Tabb To Join Its Subcommittee On Automated And High Frequency Trading

2373 days ago,(2012/03/27) - News Articles

News: Federal Court In Puerto Rico Orders Angel F. Collazo And ACJ Capital, Inc. To Pay Over $3.7 Million For Solicitation Fraud And Issuing False Statements In An Off-Exchange Foreign Currency Scheme - Collazo Also Pled Guilty To Related Criminal Charges

2373 days ago,(2012/03/26) - News Articles

News: CFTC Seeks Public Comment On Request From NYPC For Order Permitting Cross Margining For Market Professionals

2376 days ago,(2012/03/23) - News Articles

News: “Almost Certainly MSU (making stuff up)”[1] Remarks By SEC Commissioner Scott D. O’malia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

2377 days ago,(2012/03/23) - News Articles

News: “Almost Certainly MSU (making stuff up)”[1] Remarks By SEC Commissioner Scott D. O’malia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

2377 days ago,(2012/03/23) - News Articles

News: CFTC’s Division Of Market Oversight Issues Letter To Market Participants Regarding Compliance With Large Trader Reporting System For Physical Commodity Swaps And Swaptions - Division To Provide Temporary And Conditional No-Action Relief For Less Than Fully Compliant Reporting

2377 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies, Washington, DC

2378 days ago,(2012/03/22) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

2378 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

2378 days ago,(2012/03/22) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations By CFTC Commissioner Scott D. O’Malia

2378 days ago,(2012/03/22) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations - CFTC Commissioner Scott D. O’Malia

2378 days ago,(2012/03/21) - News Articles

News: Testimony, Hearing On H.R. The Swap Data And Clearinghouse Indemnification Correction Act Of 2012 Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, Committee On Financial Services, United States House Of Representatives, CFTC General Counsel Dan M. Berkovitz

2378 days ago,(2012/03/21) - News Articles

News: CFTC Revokes Registrations Of Richard Allan Finger, Jr. And His Company, Black Diamond Futures, LLC Based On Criminal Action

2378 days ago,(2012/03/21) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government, Washington, DC

2378 days ago,(2012/03/21) - News Articles

News: ISDA Statement On CFTC Final Rule On Customer Clearing Documentation, Timing Of Acceptance For Clearing, And Clearing Member Risk Management

2379 days ago,(2012/03/21) - News Articles

News: Testimony Of General Counsel Dan M. Berkovitz, Hearing On H.R. - The Swap Data And Clearinghouse Indemnification Correction Act Of 2012 Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, Committee On Financial Services, United States House Of Representatives

2379 days ago,(2012/03/21) - News Articles

News: Regulators Are Slow to Act on Speed Traders [Bloomberg Businessweek]

2379 days ago,(2012/03/21) - High Frequency Trading Review

News: CFTC Seeks Public Comment On Request From ICE Clear Europe For Order Permitting Portfolio Margining Of Cleared Swaps And Foreign Futures Contracts

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement, Open Meeting On One Final Rule, CFTC Commissioner Scott D. O’Malia

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement, Tenth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act By CFTC Commission Jill E. Sommers

2380 days ago,(2012/03/20) - News Articles

News: Statement Of Support By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: "Logistics" - Statement Of Commissioner Bart Chilton Before The CFTC Public Meeting, Washington, DC

2380 days ago,(2012/03/20) - News Articles

News: CFTC Releases Staff Analysis Of Market Data Related To Single-Name And Index Credit Default Swaps

2383 days ago,(2012/03/16) - News Articles

News: CFTC Targets Rapid Trades [Wall Street Journal]

2384 days ago,(2012/03/16) - High Frequency Trading Review

News: Availability Of Staff Analysis Of Market Data Related To Credit Default Swap Transactions

2384 days ago,(2012/03/15) - News Articles

News: CFTC Charges Joseph F. Welsh III, Former MF Global Broker, With Attempted Manipulation Of Palladium And Platinum Futures Prices

2385 days ago,(2012/03/14) - News Articles

News: "The Changeling" - Opening Remarks At The Futures Industry Association's Panel On The Evolution Of Commodity Markets, Boca Raton, Florida - CFTC Commissioner Bart Chilton

2385 days ago,(2012/03/14) - News Articles

News: ICE Announces Over-The-Counter Foreign Exchange Clearing Service

2385 days ago,(2012/03/14) - News Articles

News: Remarks On Dodd-Frank Financial Reform At The FIA International Futures Industry Conference - CFTC Chairman Gary Gensler

2386 days ago,(2012/03/14) - News Articles

News: CFTC To Hold Open Meeting To Consider One Final Rule

2386 days ago,(2012/03/13) - News Articles

News: CFTC Vacates CME Clearing Europe Limited Registration As A Derivatives Clearing Organization

2386 days ago,(2012/03/13) - News Articles

News: CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, And Brian Reynolds With Commodity Pool Fraud

2386 days ago,(2012/03/13) - News Articles

News: CFTC Orders Goldman Sachs Execution & Clearing, L.P., A Registered Futures Commission Merchant, To Pay $7 Million For Supervision Failures In Handling Accounts It Carried

2386 days ago,(2012/03/13) - News Articles

News: CFTC Orders Chicago Futures Commission Merchant Fcstone, LLC And New York Introducing Broker Commodity Operations Inc. To Pay $260,000 For Supervision Violations

2387 days ago,(2012/03/13) - News Articles

News: CFTC Charges MBF Clearing Corp. With Violations Of Customer Fund Segregation Requirements

2387 days ago,(2012/03/13) - News Articles

News: CFTC’s Division Of Swap Dealer And Intermediary Oversight Provides Annual Report Guidance To Commodity Pool Operators

2388 days ago,(2012/03/12) - News Articles

News: High-Frequency Traders Should Be Registered to Aid Oversight, Chilton Says [Bloomberg]

2388 days ago,(2012/03/12) - High Frequency Trading Review

News: CFTC Announces Process to Designate The Provider Of CFTC Interim Compliant Identifiers

2390 days ago,(2012/03/09) - News Articles

News: CFTC Charges Illinois Resident Christopher Varlesi With Commodity Pool Fraud, Misappropriation, False Statements, And Failure To Register - Defendant Charged With Fraudulent Solicitation Of Over $1 Million From At Least 18 Individuals - Federal Court Enters Emergency Order Freezing Varlesi’s Assets And Protecting Books And Records

2390 days ago,(2012/03/09) - News Articles

News: J.P. Morgan Securities LLC Agrees To Pay $140,000 Penalty For Confirming The Execution Of A Prearranged Trade On The CBOT - Trade Was In Ten Year U.S. Treasury Note Futures Spreads

2391 days ago,(2012/03/08) - News Articles

News: BlackRock Institutional Trust Co. NA Agrees To Pay $250,000 Penalty To Settle Charges Of Prearranged Trading And Fictitious Sales On The CBOT - Trade Was In Ten Year U.S. Treasury Note Futures Spreads

2391 days ago,(2012/03/08) - News Articles

News: Federal Court In Illinois Orders Windsor Brokers, Ltd. Of Cyprus To Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2392 days ago,(2012/03/07) - News Articles

News: CFTC Charges Alabama Resident John David Stroud And His Companies With Commodity Pool Fraud And Misappropriation - Defendants Allegedly Stole More Than $2.2 Million From Pool Participants And Lost More Than $1.1 Million Trading - Federal Court Enters Emergency Order Freezing Defendants’ Assets And Protecting Books And Records

2392 days ago,(2012/03/07) - News Articles

News: HFT controls could pose threat to price formation in US [The Trade USA]

2393 days ago,(2012/03/06) - High Frequency Trading Review

News: Ongoing Regulatory Reform In The Global Capital Markets - Commissioner Daniel M. Gallagher U.S. Securities And Exchange Commission Annual Conference Of The Institute of International Bankers Washington, D.C., March 5, 2012

2394 days ago,(2012/03/06) - News Articles

News: Remarks Before The Institute Of International Bankers, Annual Washington Conference - CFTC Commissioner Jill E. Sommers

2394 days ago,(2012/03/05) - News Articles

News: February Is Second Most-Active Trading Month In CBOE Futures Exchange History - Volume Increased 70% Over 2011, Two New Contracts Launched During Month: CBOE Brazil ETF Volatility Index And A Radar Logic Real Estate Index

2397 days ago,(2012/03/02) - News Articles

News: Remarks On Dodd-Frank Financial Reform At George Washington University Law School, CFTC Chairman Gary Gensler

2398 days ago,(2012/03/02) - News Articles

News: Listing Of GreenX European Union Aviation Allowance (EUAA) Futures Contract

2399 days ago,(2012/03/01) - News Articles

News: GreenX To Launch European Union Aviation Allowance (EUAA) Futures Contract

2399 days ago,(2012/03/01) - News Articles

News: CFTC seeks to tighten regulation on 'algos' [Financial Times]

2399 days ago,(2012/03/01) - High Frequency Trading Review

News: IntercontinentalExchange Announces First Year Results of High Frequency Trading Policy [Press Release]

2399 days ago,(2012/03/01) - High Frequency Trading Review

News: Proprietary-Trading Firms Said to Face Dodd-Frank Swap Dealer Regulations [Bloomberg]

2399 days ago,(2012/03/01) - High Frequency Trading Review

News: Federal Court In Illinois Orders Australian Firm Enfinium Pty Ltd To Pay $80,000 Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Second Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2399 days ago,(2012/02/29) - News Articles

News: Testimony Before The U.S. House Committee On Agriculture, Washington, DC - CFTC Chairman Gary Gensler

2400 days ago,(2012/02/29) - News Articles

News: FIA Task Force Issues Initial Recommendations For Enhancing Customer Funds Protections

2400 days ago,(2012/02/29) - News Articles

News: CFTC Charges IAG Capital Management, LLC And William Patrick Kelly, Of Conn., With Commodity Pool Fraud, Commingling Pool Funds, And Making False Statements To The NFA - IAG And Kelly Ordered To Pay $280,000 Monetary Penalty To Settle CFTC Anti-Fraud Action And Are Permanently Banned From The Commodities Industry

2400 days ago,(2012/02/28) - News Articles

News: CFTC Proposes Rules To Help Prevent And Detect Identity Theft

2400 days ago,(2012/02/28) - News Articles

News: SEC Proposes Rules To Help Prevent And Detect Identity Theft

2400 days ago,(2012/02/28) - News Articles

News: CFTC Charges Alexander Giap Of Annandale, Va., With Fraud By An Unregistered Commodity Trading Advisor - Giap’s Firm, iTRADE LLC Of Falls Church, Va., Named As Relief Defendant

2401 days ago,(2012/02/27) - News Articles

News: CFTC Orders James G. Brandolino To Pay $1 Million Penalty To Settle CFTC Charges Of Commodity Futures Fraud - Brandolino Pleaded Guilty To Mail Fraud In 2011 And Is Currently In Federal Custody Awaiting Sentencing

2401 days ago,(2012/02/27) - News Articles

News: CFTC: Federal Court In Illinois Orders Former Futures Trader David Sklena To Pay Over $6.6 Million For Cheating Customers - Court Permanently Bars Sklena From Futures Industry

2401 days ago,(2012/02/27) - News Articles

News: CFTC: Federal Court In Illinois Orders Former Futures Trader David Sklena To Pay Over $6.6 Million For Cheating Customers - Court Permanently Bars Sklena From Futures Industry

2401 days ago,(2012/02/27) - News Articles

News: Speculators And Commodity Prices—Redux: CFTC Commissioner Bart Chilton

2405 days ago,(2012/02/24) - News Articles

News: Remarks By SEC Commissioner Daniel M. Gallagher At The Credit Suisse Global Equity Trading Forum

2405 days ago,(2012/02/24) - News Articles

News: Speech By SEC Chairman, Mary L. Schapiro: Remarks At The Practising Law Institute’s SEC Speaks

2405 days ago,(2012/02/24) - News Articles

News: CFTC Staff To Host A Two-Day Public Roundtable To Discuss Additional Customer Collateral Protections

2405 days ago,(2012/02/23) - News Articles

News: “Unreasonably Feeble” - Opening Statement Of CFTC Commissioner Scott D. O’Malia Regarding Open Meeting On One Final Rule And One Proposed Rule1

2405 days ago,(2012/02/23) - News Articles

News: Opening Statement Regarding Ninth Open Meeting To Consider Final Dodd-Frank Rules - CFTC Commissioner Jill E. Sommers

2405 days ago,(2012/02/23) - News Articles

News: CFTC Orders Iowa Resident Jeffrey J. Kinseth And His Company, Virtual Vision Inc., To Pay More Than $1 Million In Restitution And Penalties In Fraud Action

2406 days ago,(2012/02/23) - News Articles

News: CFTC Chairman Gensler’s Statement Of Support Of The Dodd-Frank Rulemakings

2406 days ago,(2012/02/23) - News Articles

News: "High-Wire Act" Statement By CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission, Washington

2406 days ago,(2012/02/23) - News Articles

News: Opening Statement By Chairman Gary Gensler On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act

2406 days ago,(2012/02/23) - News Articles

News: CFTC Orders New York Firm D.E. Shaw & Co. L.P. To Pay $140,000 Penalty For Violating Soybean And Corn Futures Speculative Position Limits

2406 days ago,(2012/02/22) - News Articles

News: CFTC Settles Action Against Aaron Klein For Failing To Disclose He Was A Registrant’s Principal - CFTC Requires Klein To Pay A Penalty And Permanently Bars Him From Registration

2407 days ago,(2012/02/22) - News Articles

News: CFTC To Hold Open Meeting To Consider One Final Rule And One Proposed Rule - Revised Agenda

2407 days ago,(2012/02/21) - News Articles

News: Pakistan Mercantile Exchange Announces First Trades In Sugar Futures Contract

2408 days ago,(2012/02/21) - News Articles

News: CFTC Charges Mitchell Brian Huffman Of North Carolina With Operating A Fraudulent $3.2 Million Commodity Pool Scheme - Huffman Allegedly Misappropriated Participants’ Funds For Personal Uses, Such As Purchasing Automobiles, Personal Travel, Luxury Vacations, And Making Charitable Contributions

2411 days ago,(2012/02/17) - News Articles

News: CFTC To Hold Open Meeting To Consider Two Final Rules And One Proposed Rule

2412 days ago,(2012/02/16) - News Articles

News: CFTC Charges Puerto Rico Resident Angel F. Collazo And His Companies, ACJ Capital Inc. And Solid View Capital LLC, In Forex Fraud Ponzi Scheme - Court Orders Asset Freeze And Preliminary Injunction

2413 days ago,(2012/02/15) - News Articles

News: Georgia Federal Court Enters Order For Permanent Injunction Against Joseph L. Autry, Jr. And His Company, Autry Capital Management LLC, For Commodity Fraud - Autry Also Was Sentenced To 27 Months In Prison In A Related Criminal Action

2413 days ago,(2012/02/15) - News Articles

News: Statement Of Dissent By CFTC Commissioner Jill E. Sommers And CFTC Commissioner Scott D. O’Malia - Fiscal Year 2011 Annual Performance Report

2414 days ago,(2012/02/14) - News Articles

News: Statement Of Dissent, FY 2013 President’s Budget And Performance Review - CFTC Commissioner Scott D. O’Malia

2415 days ago,(2012/02/13) - News Articles

News: Chairman’s Letter, President’s Budget And Performance Plan For Fiscal Year 2013 - CFTC Chairman Gary Gensler

2415 days ago,(2012/02/13) - News Articles

News: “Heart Of The Matter: Resources” - Statement Of CFTC Commissioner Bart Chilton On The Administrations FY 2013 Budget

2416 days ago,(2012/02/13) - News Articles

News: SIFMA Offers Ideas To Reorient Proposed Volcker Rule Regulations

2416 days ago,(2012/02/13) - News Articles

News: Commodity Futures Trading Commission Votes To Establish A New Subcommittee Of The Technology Advisory Committee (TAC) To focus On High Frequency Trading - New Subcommittee On Automated And High Frequency Trading Is Seeking Nominations For Members

2419 days ago,(2012/02/10) - News Articles

News: CFTC Issues Final Rule Amending Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors - Also Issues A Proposed Rule To Harmonize Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators

2419 days ago,(2012/02/10) - News Articles

News: Statement Of Concurrence, Harmonization Of Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators, CFTC Commissioner Jill E. Sommers

2419 days ago,(2012/02/10) - News Articles

News: Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) to focus on High Frequency Trading [Press Release]

2419 days ago,(2012/02/10) - High Frequency Trading Review

News: CFTC Chairman Gary Gensler: Statements Of Support, Amendments To Compliance Obligations And Harmonization Proposal

2420 days ago,(2012/02/09) - News Articles

News: CFTC Commissioner Jill E. Sommers: Dissenting Statement, Commodity Pool Operators And Commodity Trading Advisors: Amendments To Compliance Obligations

2420 days ago,(2012/02/09) - News Articles

News: CFTC Charges Texas Resident Christopher B. Cornett In Foreign Currency Fraud Action

2420 days ago,(2012/02/08) - News Articles

News: Arizona Federal Court Orders Anthony Eugene Linton To Pay More Than $1.7 Million For Operating Ponzi Scheme - Court Permanently Bars Linton From Commodities Industry

2426 days ago,(2012/02/02) - News Articles

News: Commodity Futures Trading Commission And Securities and Exchange Commission Release Joint Report To Congress On International Swap Regulation

2427 days ago,(2012/02/02) - News Articles

News: CME Group Establishes $100M Fund To Provide Additional Protection For Family Farmers And Ranchers - Fund Launched As Initial Step In Restoring Confidence Of Market Users

2427 days ago,(2012/02/02) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2427 days ago,(2012/02/02) - News Articles

News: ICE Reports Daily Futures Volume For January - $27 Trillion Cleared In CDS Globally To Date

2427 days ago,(2012/02/02) - News Articles

News: MGEX Reports Impressive Month Over Month Volume Increase

2427 days ago,(2012/02/01) - News Articles

News: High Frequency Trading to Face CFTC Scrutiny

2428 days ago,(2012/02/01) - High Frequency Traders

News: “Where Are We? And Where Should We Be? Thoughts On MF Global And High Frequency Trading” - Address By CFTC Commissioner Scott D. O’Malia At The Center On Financial Services Law Of New York Law School

2428 days ago,(2012/01/31) - News Articles

News: CFTC Issues Consumer Advisory Alerting Public To Possible Precious Metals Fraud

2428 days ago,(2012/01/31) - News Articles

News: CFTC to Examine Rapid Trading [Wall Street Journal]

2429 days ago,(2012/01/31) - High Frequency Trading Review

News: ICE Clear Credit Launches Portfolio Margining Benefits For Clearing Participants

2429 days ago,(2012/01/30) - News Articles

News: SGX Gets U.S. CFTC Approval For FTSE China A50 And MSCI Asia APEX 50 Futures Contracts

2430 days ago,(2012/01/30) - News Articles

News: Remarks Before The Domestic Trade Policy Committee Of The National Association Of Wheat Growers Winter Meeting, CFTC Commissioner Jill Sommers

2433 days ago,(2012/01/27) - News Articles

News: Remarks Before The American Bar Association, Committee On Derivatives And Futures Law, CFTC Chairman Gary Gensler

2433 days ago,(2012/01/27) - News Articles

News: CFTC Releases Results Of Limited Reviews Of Futures Commission Merchants - CFTC Did Not Find Any Material Breaches Of Customer Funds Protection Requirements During The Spot Check

2434 days ago,(2012/01/25) - News Articles

News: Kansas City Board Of Trade Appoints Public Directors For 2012 - Michael V. Dunn Joins The KCBT Board Of Directors

2434 days ago,(2012/01/25) - News Articles

News: CFTC Staff To Host Public Roundtable To Discuss The “Available To Trade” Provision for Swap Execution Facilities And Designated Contract Markets

2435 days ago,(2012/01/25) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2435 days ago,(2012/01/25) - News Articles

News: FIA Establishes Task Force To Respond To MF Global

2436 days ago,(2012/01/24) - News Articles

News: Savvis Provides Ultra Low Latency Connectivity to Eris Exchange, the Leading Open Access Futures Exchange

2436 days ago,(2012/01/24) - Savvis

News: CFTC Orders Conn. Resident Timothy Michael Murphy And His Company, Centurion Global Capital Management LLC, To Pay $360,000 For Commodity Pool Solicitation Fraud

2436 days ago,(2012/01/23) - News Articles

News: ELX Names Richard Jaycobs Chief Executive Officer

2439 days ago,(2012/01/20) - News Articles

News: MGEX Announces Changes To Hard Red Spring Wheat Contract

2441 days ago,(2012/01/19) - News Articles

News: Futures Industry Self-Regulatory Organizations Form Joint Committee To Address Customer Segregation Issues

2441 days ago,(2012/01/19) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2442 days ago,(2012/01/18) - News Articles

News: MGEX: Position Limits Increase For U.S. Wheat Contracts

2447 days ago,(2012/01/13) - News Articles

News: CFTC Files Enforcement Action Against Two Indian Citizens For Allegedly Engaging In An Illegal Trading Scheme - Deepak And Meera Singhal Charged With Non-Competitive, Fictitious Trading On The CME

2447 days ago,(2012/01/12) - News Articles

News: SIFMA Statement On CFTC's Volcker Rule Proposal

2448 days ago,(2012/01/11) - News Articles

News: “That It Was All Very Complicated.” - Opening Statement Of CFTC Commissioner Scott D. O’Malia, Open Meeting On Three Final Rules, One Proposed Rule, And One Delegation Of Authority Order

2448 days ago,(2012/01/11) - News Articles

News: Opening Statement, Eighth Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2448 days ago,(2012/01/11) - News Articles

News: “What About MF Global?” Statement Of CFTC Commissioner Scott D. O’Malia

2448 days ago,(2012/01/11) - News Articles

News: Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds - Statement Of CFTC Commissioner Scott D. O’Malia, January 11, 2012

2448 days ago,(2012/01/11) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On January 11, 2012

2448 days ago,(2012/01/11) - News Articles

News: Statement of Support by CFTC Chairman Gary Gensler

2449 days ago,(2012/01/11) - News Articles

News: Opening Statement By Chairman Gary Gensler Before A Meeting Of The Commodity Futures Trading Commission

2449 days ago,(2012/01/11) - News Articles

News: Open Meeting Of The Commodity Futures Trading Commission, Statement By Commissioner Bart Chilton

2449 days ago,(2012/01/11) - News Articles

News: GreenX 2011 Year in Review

2449 days ago,(2012/01/11) - News Articles

News: CME Group Congratulates New FIA President Walt Lukken

2450 days ago,(2012/01/10) - News Articles

News: FIA Announces Leadership Succession

2450 days ago,(2012/01/10) - News Articles

News: CFTC Orders Newedge USA, LLC, A Registered Futures Commission Merchant, To Pay $700,000 For Submitting Inaccurate Large Trader Reports To The CFTC And For Violating A Prior CFTC Order

2451 days ago,(2012/01/09) - News Articles

News: CBOE Futures Exchange To Launch Security Futures Trading In Emerging Markets Volatility Index

2453 days ago,(2012/01/06) - News Articles

News: CFTC Chairman Names Vincente Martinez As Director Of Recently Opened Whistleblower Office

2454 days ago,(2012/01/06) - News Articles

News: Federal Court Orders CFTC Defendant Larry Benny Groover To Pay $2.69 Million For Defrauding Customers In Forex Ponzi Scheme

2454 days ago,(2012/01/05) - News Articles

News: CFTC Commences 90-day Review Of NADEX’s Proposed Political Event Derivatives Contracts - Seeks Public Comment On The Proposed Contracts

2455 days ago,(2012/01/05) - News Articles

News: CFTC sets date for Volcker proposal [The Trade News]

2455 days ago,(2012/01/05) - High Frequency Trading Review

News: CFTC To Hold Open Meeting To Consider Three Final Rules, One Proposed Rule And A Delegation Of Authority Order

2455 days ago,(2012/01/04) - News Articles

News: ICE Reports Record Futures Volume In 2011, ADV Up 16% - 2011 OTC Energy ADC Up 15% To A Record $1.6 Million - $26.2 Trillion Cleared In CDS, Record Annual CDS Revenues

2456 days ago,(2012/01/04) - News Articles

News: Protect HFT cheetahs from regulatory poachers [Financial Times]

2456 days ago,(2012/01/04) - High Frequency Trading Review

News: SEC Names Pamela A. Gibbs As Director Of The Office Of Minority And Women Inclusion

2456 days ago,(2012/01/03) - News Articles

News: SIFMA Statement On Volcker Rule Comment Period Extension

2467 days ago,(2011/12/23) - News Articles

News: SIFMA Statement On CFTC Swaps Reporting Rules

2471 days ago,(2011/12/20) - News Articles

News: Opening Statement, Open Meeting On Final Rules On Swap Data Recordkeeping And Reporting Requirements And Real Time Reporting, CFTC Commissioner Scott D. O’Malia

2471 days ago,(2011/12/20) - News Articles

News: Statements Of Support By CFTC Chairman Gary Gensler - Swap Data Recordkeeping And Reporting Requirements

2471 days ago,(2011/12/20) - News Articles

News: Chairman Gary Gensler Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC

2471 days ago,(2011/12/20) - News Articles

News: CFTC Issues Final Order Amending The Effective Date For Swap Regulation

2471 days ago,(2011/12/19) - News Articles

News: CFTC: Michigan Federal Court Orders Jeffrey L. Groendyke And JG Forex Fund To Pay Over $1.4 Million For Operating A Forex Ponzi Scheme

2472 days ago,(2011/12/19) - News Articles

News: Can High Frequency Trading Be Defined? [Waters Technology]

2472 days ago,(2011/12/19) - High Frequency Trading Review

News: Regulatory round-up — U.S. rules to know in 2012 [Reuters]

2472 days ago,(2011/12/19) - High Frequency Trading Review

News: FINRA's 2011 Activities Highlight Commitment To Investor Protection - Ordered $19 Million In Restitution To Harmed Investors

2475 days ago,(2011/12/16) - News Articles

News: CFTC Commissioner Bart Chilton Statement Regarding MF Global

2476 days ago,(2011/12/15) - News Articles

News: Testimony By FINRA Chairman And Chief Executive Officer, Richard G. Ketchum, Before The Subcommittee On Oversight And Investigations Committee On Financial Services

2476 days ago,(2011/12/15) - News Articles

News: CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States

2476 days ago,(2011/12/14) - News Articles

News: High stakes over definition of high frequency trading [Financial Times]

2477 days ago,(2011/12/14) - High Frequency Trading Review

News: Coordination Needed in Stock, Futures Oversight, Gira Says [Bloomberg]

2477 days ago,(2011/12/14) - High Frequency Trading Review

News: CFTC To Hold Open Meeting To Consider Three Final Rules

2477 days ago,(2011/12/13) - News Articles

News: CFTC Commissioner Jill E. Sommers Testimony Before The United States Senate, Committee On Agriculture, Washington, DC

2478 days ago,(2011/12/13) - News Articles

News: CME Group's Duffy To Appear Before The Senate Agriculture Committee

2478 days ago,(2011/12/13) - News Articles

News: Keynote Address Before Edison Electric Institute, CFTC – Dodd Frank - Compliance Forum - CFTC Commissioner Scott D. O’Malia

2479 days ago,(2011/12/12) - News Articles

News: ESMA: Global Regulators Discuss OTC Derivatives Regulation

2482 days ago,(2011/12/09) - News Articles

News: SEC Names Lacey Dingman As Director Of The Office Of Human Resources

2482 days ago,(2011/12/08) - News Articles

News: Stephen Luparello, Vice Chairman FINRA, Testimony Before The Committee On Agriculture, U.S. House Of Representatives

2483 days ago,(2011/12/08) - News Articles

News: Testimony Before The U.S. House Of Representatives, Committee On Agriculture, Washington, DC - CFTC Commissioner Jill E. Sommers

2483 days ago,(2011/12/08) - News Articles

News: CME Group's Duffy To Appear Before The House Agriculture Committee

2483 days ago,(2011/12/08) - News Articles

News: R.J. O’Brien CEO Corcoran Testifies On Behalf Of RJO And Commodity Markets Council At House Agriculture Committee Hearing On MF Global Bankruptcy Offers Ideas For Consideration On Strengthening Financial Safeguards

2483 days ago,(2011/12/08) - News Articles

News: CFTC’s Division Of Market Oversight Issues Guidebook For Part 20 Reports

2483 days ago,(2011/12/07) - News Articles

News: CFTC Charges Pro Trading Course, LLC, And Richard Regan With Solicitation Fraud - Chicago-Based Defendants Charged With Fraudulently Soliciting The Public To Enroll In A Commodity Futures Training Program

2484 days ago,(2011/12/07) - News Articles

News: CFTC Orders Merrill Lynch Commodities, Inc. To Pay $350,000 Civil Penalty For Violating Cotton Futures Speculative Position Limits

2484 days ago,(2011/12/07) - News Articles

News: CFTC Announces Public Meeting Of The Technology Advisory Committee - Committee To Focus On Market Structure, The Role Of High Frequency Traders, And Interim Recommendations Of The Subcommittee On Data Standardization

2484 days ago,(2011/12/07) - News Articles

News: CFTC Charges San Diego Resident Charles Steven Goodie And His Company, CSG Commodity Services Group, With Commodity Pool Fraud - Defendants Charged With Fraudulent Solicitation, Misappropriation Of Customer Funds, And False Statements

2484 days ago,(2011/12/06) - News Articles

News: "Belt And Suspenders" - Opening Statement Of CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission

2485 days ago,(2011/12/06) - News Articles

News: Testimony Before The U.S. Senate Committee On Banking, Housing And Urban Affairs, Washington, DC - CFTC Chairman Gary Gensler

2485 days ago,(2011/12/06) - News Articles

News: Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC - CFTC Chairman Gary Gensler

2486 days ago,(2011/12/05) - News Articles

News: CFTC Commissioner Jill E. Sommers: Opening Statement Before The Sixth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2486 days ago,(2011/12/05) - News Articles

News: Statements Of Support By CFTC Chairman Gary Gensler

2486 days ago,(2011/12/05) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On December 5, 2011 - Final Rules On Regulation 1.25, Registration Of FBOTs, And Proposed Rule On Made Available For Trade

2486 days ago,(2011/12/05) - News Articles

News: CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority

2488 days ago,(2011/12/02) - News Articles

News: ISDA And SIFMA File Lawsuits Challenging Commodity Futures Trading Commission’s Rule On Position Limits

2488 days ago,(2011/12/02) - News Articles

News: Remarks At A Conference Hosted By The Office Of Financial Research And The Financial Stability Oversight Council - CFTC Chairman Gary Gensler

2488 days ago,(2011/12/02) - News Articles

News: ICE Reports 14% Increase In Daily Futures Volume For November

2489 days ago,(2011/12/02) - News Articles

News: CFTC Charges Brant L. Rushton And Melissa C. Rushston And Their Company, Summit Trading & Capital LLC, With Misappropriation And Issuing False Statements In Fraudulent Commodity Scheme - Federal Court Issues Order Freezing Defendants’ Assets And Prohibiting Destruction Of Books And Records

2489 days ago,(2011/12/01) - News Articles

News: Testimony Before The US Senate Committee On Agriculture, Nutrition And Forestry, Washington, DC, CFTC Chairman Gary Gensler

2490 days ago,(2011/12/01) - News Articles

News: "Top Priority" - Statement Of CFTC Commissioner Bart Chilton Regarding The Importance Of Protecting Customer Funds

2490 days ago,(2011/12/01) - News Articles

News: CFTC Charges Mississippi Residents Gary And Bradley Futch And Their Company, Tradewind Investments, LLC, With Commodity Options Fraud - Defendants’ Clients Lost All Of Their Investments Totaling Over $5 Million

2490 days ago,(2011/11/30) - News Articles

News: Keynote Address Of The 7th Annual FIA Asia Derivatives Conference - CFTC Commissioner Scott D. O’Malia

2491 days ago,(2011/11/30) - News Articles

News: CFTC Orders London-Based Enskilda Futures Ltd. And Its Swedish Principal, Skandinaviska Enskilda Banken AB, To Pay A $150,000 Civil Penalty For Supervision Violations

2492 days ago,(2011/11/28) - News Articles

News: CFTC To Hold Open Meeting To Consider Two Final Rules And Two Proposals

2492 days ago,(2011/11/28) - News Articles

News: CFTC: Federal Court Orders Wisconsin-Based Forex Dealer Jacob Juma Omukwe And His Companies To Pay Over $2.6 Million In Restitution And Penalties In Foreign Currency Scheme

2498 days ago,(2011/11/23) - News Articles

News: CFTC’s O’Malia plans test to define HFT [Financial Times]

2504 days ago,(2011/11/17) - High Frequency Trading Review

News: CFTC Commissioner Jill E. Sommers To Act As Senior Commissioner For The Agency In Any Matters Relating To The Bankruptcy Of MF Global, Inc.

2510 days ago,(2011/11/10) - News Articles

News: ISDA Publishes Discussion Paper On: “Costs And Benefits Of Mandatory Electronic Execution Requirements For Interest Rate Products”

2511 days ago,(2011/11/10) - News Articles

News: FIA Issues Statement Regarding MF Global

2511 days ago,(2011/11/09) - News Articles

News: CFTC Orders South Florida Resident Alan A. Grant And His Company, Francis Grant Investments Inc., To Pay $500,000 In Forex Fraud Charges

2511 days ago,(2011/11/09) - News Articles

News: CFTC Sanctions Velocity Futures, LLC, for Supervision Violations - Velocity Agrees To Pay A Civil Monetary Penalty Of $180,000

2511 days ago,(2011/11/09) - News Articles

News: CFTC Charges GID Group, Inc., Rodney And Roger Wagner With Fraud And Misappropriation In Connection With A $5.5 Million Forex Ponzi Scheme - Court Issues Restraining Order Freezing Defendants’ Assets And Preserving Records

2511 days ago,(2011/11/09) - News Articles

News: CFTC Charges Denver Man Nicholas Trimble And His Two Companies With Solicitation Fraud And Misappropriating Customer Funds In Million Dollar Foreign Currency Scheme - Federal Court Enters Order Freezing Defendants’ Assets

2512 days ago,(2011/11/09) - News Articles

News: Remarks Before The SIFMA 2011 Annual Meeting - CFTC Chairman Gary Gensler

2513 days ago,(2011/11/07) - News Articles

News: IntercontinentalExchange Submits Swap Data Repository Registration To CFTC - ICE Trade Vault Prepares Energy And Commodities Data Repository For 2012 Launch

2514 days ago,(2011/11/07) - News Articles

News: CFTC Obtains Orders Against Patrick Rakotonanahary And His Company, Cyber Market Group LLC, For Defrauding Customers In A Multi-Million Dollar Foreign Currency Ponzi Scheme - Defendants Also Misappropriated Customer Funds In Hawaii And Elsewhere In The United States

2516 days ago,(2011/11/04) - News Articles

News: ICE Clearing Houses Statement On Transfer Of MF Global Customer Positions

2516 days ago,(2011/11/04) - News Articles

News: Court Orders Jeffery A. Lowrance And His Company To Pay More Than $4.5 Million For Operating Foreign Currency Ponzi Scheme - Court’s Order Permanently Bars Lowrance From Commodity-Related Activity

2516 days ago,(2011/11/04) - News Articles

News: CFTC Statement Regarding Enforcement Investigation Of The Silver Markets

2516 days ago,(2011/11/04) - News Articles