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The Trading Mesh

'commodity exchange act' related content

Editorial content matching 'commodity exchange act'
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News: CFTC To Hold Open Meeting To Consider Proposed Interpretive Guidance On Cross-Border Application Of Certain Swaps Provisions Of The Commodity Exchange Act And A Proposed Exemptive Order Regarding Compliance With Certain Regulations Under The Commodity Exchange Act

2345 days ago,(2012/06/14) - News Articles

News: CFTC Certifies Dow Jones Industrial Average Futures Contract Submitted By Osaka Securities Exchange - Contract May Be Offered To U.S. Persons Through Direct Access Effective June 15, 2012

2345 days ago,(2012/06/15) - News Articles

News: CFTC To Hold Open Meeting To Consider Proposed Interpretive Guidance On Cross-Border Application Of Certain Swaps Provisions Of The Commodity Exchange Act And A Proposed Exemptive Order Regarding Compliance With Certain Regulations Under The Commodity Exchange Act

2345 days ago,(2012/06/14) - News Articles

News: Federal Court In Illinois Orders Defendants Richard C. Regan And Pro Trading Course, LLC To Pay More Than $600,000 In Restitution And Civil Monetary Penalties To Settle CFTC Anti-Fraud Action

2345 days ago,(2012/06/14) - News Articles

News: Taiwan Futures Exchange Monthly Newsletter - June 2012

2347 days ago,(2012/06/13) - News Articles

News: CFTC Orders Nevada Resident Luis Salazar-Correa And His Company, Prosperity Team, LLC, To Pay More Than $2.6 Million To Settle CFTC Anti-fraud Forex Action

2354 days ago,(2012/06/06) - News Articles

News: CFTC Certifies Nine Contracts Submitted By Eurex Deutschland - Contracts May Be Offered To U.S. Persons Through Direct Access Effective, June 5, 2012

2354 days ago,(2012/06/06) - News Articles

News: “Smart Regulatory Reform And The Perils Of High-Frequency Regulation” - Remarks By Commissioner Scott D. O’Malia At MarkitSERV’s 2012 Outlook For OTC Markets, New York City, New York

2360 days ago,(2012/05/31) - News Articles

News: CFTC: Federal Court In New Jersey Orders Victor Eugene Cilli And His Company, Progressive Investment Funds LLC, To Pay Over $700,000 In Restitution And Penalty In Commodity Pool Ponzi Scheme - Cilli Also Pled Guilty To Related Fraud And Other Criminal Charges

2361 days ago,(2012/05/30) - News Articles

News: CFTC Charges Washington, DC, Resident Marina Bühler-Miko And Her Company, Coventry Asset Managers, LLC, With Operating Fraudulent Forex Scheme

2366 days ago,(2012/05/25) - News Articles

News: Federal Court In New York Orders Chicago Resident And Former Floor Broker, Kent R.E. Whitney, To Pay $600,000 For Margin Call Avoidance Scheme - Court Permanently Bars Whitney From Commodities Industry - Whitney Made False And Misleading Statements To CME, FCMs, And Others In Connection With The Elaborate Scheme

2368 days ago,(2012/05/23) - News Articles

News: CFTC Approves Notice Of Proposed Rulemaking Regarding Regulations On Aggregation For Position Limits For Futures And Swaps

2372 days ago,(2012/05/18) - News Articles

News: CFTC Proposes Order Amending The Effective Date For Swap Regulation Order Issued On July 14, 2011

2380 days ago,(2012/05/10) - News Articles

News: Opening Statement On CFTC Open Meeting Regarding Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Mark P. Wetjen

2381 days ago,(2012/05/10) - News Articles

News: CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

2382 days ago,(2012/05/09) - News Articles

News: Federal Court In New York Orders Thomas Qualls And His Company, International Foreign Currency, To Pay More Than $4.6 Million In Restitution And Penalties In Connection With Off-Exchange Forex Futures Fraud - Qualls Was Convicted On Related Fraud And Obstruction Of Justice Charges

2387 days ago,(2012/05/03) - News Articles

News: CFTC Charges Sidney J. Charles, Jr. And His Maryland-Based Company, The Borrowing Station, LLC, In Forex Ponzi Scheme - Federal Court In Maryland Enters Order Freezing Defendants’ Assets And Protecting Books And Records

2390 days ago,(2012/05/01) - News Articles

News: CFTC: Federal Court In California Orders Forex Liquidity LLC To Pay $400,000 For Failing To Maintain Required Net Capital And Books And Records - Forex Liquidity Also Permanently Barred From The Industry

2397 days ago,(2012/04/23) - News Articles

News: The Montreal Exchange’s S&P/TSX 60 Index Mini Futures Contract Has Been Deemed Certified And May Be Offered To U.S. Persons Through Direct Access Effective April 19, 2012

2402 days ago,(2012/04/18) - News Articles

News: Remarks Before The Agribusiness Club Of Washington, DC, CFTC Chairman Gary Gensler

2422 days ago,(2012/03/30) - News Articles

News: CFTC: Singapore Exchange Derivatives Trading Limited’s Euro Stoxx 50 Index Futures Contract Has Been Certified And May Be Offered To U.S. Persons Through Direct Access Effective March 23, 2012

2425 days ago,(2012/03/27) - News Articles

News: CFTC Seeks Public Comment On Request From NYPC For Order Permitting Cross Margining For Market Professionals

2428 days ago,(2012/03/23) - News Articles

News: “Almost Certainly MSU (making stuff up)”[1] Remarks By SEC Commissioner Scott D. O’malia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

2429 days ago,(2012/03/23) - News Articles

News: “Almost Certainly MSU (making stuff up)”[1] Remarks By SEC Commissioner Scott D. O’malia At The Eighth Annual Energy Trading Conference, Bauer College Global Energy Management Institute, University Of Houston

2429 days ago,(2012/03/23) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

2430 days ago,(2012/03/22) - News Articles

News: CFTC Revokes Registrations Of Richard Allan Finger, Jr. And His Company, Black Diamond Futures, LLC Based On Criminal Action

2430 days ago,(2012/03/21) - News Articles

News: CFTC Seeks Public Comment On Request From ICE Clear Europe For Order Permitting Portfolio Margining Of Cleared Swaps And Foreign Futures Contracts

2432 days ago,(2012/03/20) - News Articles

News: CFTC Vacates CME Clearing Europe Limited Registration As A Derivatives Clearing Organization

2438 days ago,(2012/03/13) - News Articles

News: CFTC Charges MBF Clearing Corp. With Violations Of Customer Fund Segregation Requirements

2439 days ago,(2012/03/13) - News Articles

News: J.P. Morgan Securities LLC Agrees To Pay $140,000 Penalty For Confirming The Execution Of A Prearranged Trade On The CBOT - Trade Was In Ten Year U.S. Treasury Note Futures Spreads

2443 days ago,(2012/03/08) - News Articles

News: BlackRock Institutional Trust Co. NA Agrees To Pay $250,000 Penalty To Settle Charges Of Prearranged Trading And Fictitious Sales On The CBOT - Trade Was In Ten Year U.S. Treasury Note Futures Spreads

2443 days ago,(2012/03/08) - News Articles

News: Federal Court In Illinois Orders Windsor Brokers, Ltd. Of Cyprus To Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2444 days ago,(2012/03/07) - News Articles

News: CFTC Orders New York Firm D.E. Shaw & Co. L.P. To Pay $140,000 Penalty For Violating Soybean And Corn Futures Speculative Position Limits

2458 days ago,(2012/02/22) - News Articles

News: CFTC Settles Action Against Aaron Klein For Failing To Disclose He Was A Registrant’s Principal - CFTC Requires Klein To Pay A Penalty And Permanently Bars Him From Registration

2459 days ago,(2012/02/22) - News Articles

News: CFTC Charges Puerto Rico Resident Angel F. Collazo And His Companies, ACJ Capital Inc. And Solid View Capital LLC, In Forex Fraud Ponzi Scheme - Court Orders Asset Freeze And Preliminary Injunction

2465 days ago,(2012/02/15) - News Articles

News: Chairman’s Letter, President’s Budget And Performance Plan For Fiscal Year 2013 - CFTC Chairman Gary Gensler

2468 days ago,(2012/02/13) - News Articles

News: Arizona Federal Court Orders Anthony Eugene Linton To Pay More Than $1.7 Million For Operating Ponzi Scheme - Court Permanently Bars Linton From Commodities Industry

2478 days ago,(2012/02/02) - News Articles

News: Commodity Futures Trading Commission And Securities and Exchange Commission Release Joint Report To Congress On International Swap Regulation

2479 days ago,(2012/02/02) - News Articles

News: “Where Are We? And Where Should We Be? Thoughts On MF Global And High Frequency Trading” - Address By CFTC Commissioner Scott D. O’Malia At The Center On Financial Services Law Of New York Law School

2480 days ago,(2012/01/31) - News Articles

News: Markets Media (Subscription Required), Futures, Options and Vendors

2486 days ago,(2012/01/26) - OneMarketData In The News

News: CFTC Staff To Host Public Roundtable To Discuss The “Available To Trade” Provision for Swap Execution Facilities And Designated Contract Markets

2487 days ago,(2012/01/25) - News Articles

News: CFTC Files Enforcement Action Against Two Indian Citizens For Allegedly Engaging In An Illegal Trading Scheme - Deepak And Meera Singhal Charged With Non-Competitive, Fictitious Trading On The CME

2499 days ago,(2012/01/12) - News Articles

News: CFTC Orders Newedge USA, LLC, A Registered Futures Commission Merchant, To Pay $700,000 For Submitting Inaccurate Large Trader Reports To The CFTC And For Violating A Prior CFTC Order

2503 days ago,(2012/01/09) - News Articles

News: CFTC Chairman Names Vincente Martinez As Director Of Recently Opened Whistleblower Office

2506 days ago,(2012/01/06) - News Articles

News: CFTC Issues Final Order Amending The Effective Date For Swap Regulation

2523 days ago,(2011/12/19) - News Articles

News: CFTC Orders Merrill Lynch Commodities, Inc. To Pay $350,000 Civil Penalty For Violating Cotton Futures Speculative Position Limits

2536 days ago,(2011/12/07) - News Articles

News: CFTC Charges San Diego Resident Charles Steven Goodie And His Company, CSG Commodity Services Group, With Commodity Pool Fraud - Defendants Charged With Fraudulent Solicitation, Misappropriation Of Customer Funds, And False Statements

2536 days ago,(2011/12/06) - News Articles

News: Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC - CFTC Chairman Gary Gensler

2538 days ago,(2011/12/05) - News Articles

News: Statements Of Support By CFTC Chairman Gary Gensler

2538 days ago,(2011/12/05) - News Articles

News: CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority

2540 days ago,(2011/12/02) - News Articles

News: CFTC Orders London-Based Enskilda Futures Ltd. And Its Swedish Principal, Skandinaviska Enskilda Banken AB, To Pay A $150,000 Civil Penalty For Supervision Violations

2544 days ago,(2011/11/28) - News Articles

News: CFTC To Hold Open Meeting To Consider Two Final Rules And Two Proposals

2544 days ago,(2011/11/28) - News Articles

News: CFTC: Federal Court Orders Wisconsin-Based Forex Dealer Jacob Juma Omukwe And His Companies To Pay Over $2.6 Million In Restitution And Penalties In Foreign Currency Scheme

2550 days ago,(2011/11/23) - News Articles

News: CFTC Commissioner Jill E. Sommers To Act As Senior Commissioner For The Agency In Any Matters Relating To The Bankruptcy Of MF Global, Inc.

2563 days ago,(2011/11/10) - News Articles

News: CFTC Orders South Florida Resident Alan A. Grant And His Company, Francis Grant Investments Inc., To Pay $500,000 In Forex Fraud Charges

2563 days ago,(2011/11/09) - News Articles

News: CFTC Charges GID Group, Inc., Rodney And Roger Wagner With Fraud And Misappropriation In Connection With A $5.5 Million Forex Ponzi Scheme - Court Issues Restraining Order Freezing Defendants’ Assets And Preserving Records

2564 days ago,(2011/11/09) - News Articles