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'cftc' related content

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News: CFTC Charges Michael J. Leighton Of Torrance, Calif., With $1.6 Million Commodity Pool Fraud - In A Related Action, U.S. Attorney’s Office In Los Angeles Charges Leighton With Commodities Fraud

2328 days ago,(2012/05/11) - News Articles

News: CFTC Statement Regarding Enforcement Investigation Of The Silver Markets

2517 days ago,(2011/11/04) - News Articles

News: “The High Test” - Speech Of CFTC Commissioner Bart Chilton To The Society Of Independent Gasoline Marketers Of America Annual Meeting, JW Marriott, Washington, DC

2517 days ago,(2011/11/04) - News Articles

News: CFTC Obtains Orders Against Patrick Rakotonanahary And His Company, Cyber Market Group LLC, For Defrauding Customers In A Multi-Million Dollar Foreign Currency Ponzi Scheme - Defendants Also Misappropriated Customer Funds In Hawaii And Elsewhere In The United States

2516 days ago,(2011/11/04) - News Articles

News: IntercontinentalExchange Submits Swap Data Repository Registration To CFTC - ICE Trade Vault Prepares Energy And Commodities Data Repository For 2012 Launch

2514 days ago,(2011/11/07) - News Articles

News: Remarks Before The SIFMA 2011 Annual Meeting - CFTC Chairman Gary Gensler

2514 days ago,(2011/11/07) - News Articles

News: “T Minus 0” - Speech Of CFTC Commissioner Bart Chilton To The 4th Annual Risk Management In Energy Trading Conference, Hotel Derek, Houston, Texas

2513 days ago,(2011/11/08) - News Articles

News: CFTC Charges Denver Man Nicholas Trimble And His Two Companies With Solicitation Fraud And Misappropriating Customer Funds In Million Dollar Foreign Currency Scheme - Federal Court Enters Order Freezing Defendants’ Assets

2512 days ago,(2011/11/09) - News Articles

News: CFTC Charges GID Group, Inc., Rodney And Roger Wagner With Fraud And Misappropriation In Connection With A $5.5 Million Forex Ponzi Scheme - Court Issues Restraining Order Freezing Defendants’ Assets And Preserving Records

2512 days ago,(2011/11/09) - News Articles

News: CFTC Sanctions Velocity Futures, LLC, for Supervision Violations - Velocity Agrees To Pay A Civil Monetary Penalty Of $180,000

2512 days ago,(2011/11/09) - News Articles

News: CFTC Orders South Florida Resident Alan A. Grant And His Company, Francis Grant Investments Inc., To Pay $500,000 In Forex Fraud Charges

2511 days ago,(2011/11/09) - News Articles

News: CFTC Commissioner Jill E. Sommers To Act As Senior Commissioner For The Agency In Any Matters Relating To The Bankruptcy Of MF Global, Inc.

2511 days ago,(2011/11/10) - News Articles

News: CFTC’s O’Malia plans test to define HFT [Financial Times]

2504 days ago,(2011/11/17) - High Frequency Trading Review

News: CFTC Chairman Names Vincente Martinez As Director Of Recently Opened Whistleblower Office

2454 days ago,(2012/01/06) - News Articles

News: Opening Statement Before A Meeting Of The Commodity Futures Trading Commission, Washington, DC - CFTC Chairman Gary Gensler

2486 days ago,(2011/12/05) - News Articles

News: CFTC Commissioner Jill E. Sommers: Opening Statement Before The Sixth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2486 days ago,(2011/12/05) - News Articles

News: Statements Of Support By CFTC Chairman Gary Gensler

2486 days ago,(2011/12/05) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On December 5, 2011 - Final Rules On Regulation 1.25, Registration Of FBOTs, And Proposed Rule On Made Available For Trade

2486 days ago,(2011/12/05) - News Articles

News: Federal Court Orders CFTC Defendant Larry Benny Groover To Pay $2.69 Million For Defrauding Customers In Forex Ponzi Scheme

2454 days ago,(2012/01/05) - News Articles

News: CFTC Commences 90-day Review Of NADEX’s Proposed Political Event Derivatives Contracts - Seeks Public Comment On The Proposed Contracts

2455 days ago,(2012/01/05) - News Articles

News: CFTC sets date for Volcker proposal [The Trade News]

2455 days ago,(2012/01/05) - High Frequency Trading Review

News: CFTC To Hold Open Meeting To Consider Three Final Rules, One Proposed Rule And A Delegation Of Authority Order

2455 days ago,(2012/01/04) - News Articles

News: CFTC Orders Conn. Resident Timothy Michael Murphy And His Company, Centurion Global Capital Management LLC, To Pay $360,000 For Commodity Pool Solicitation Fraud

2436 days ago,(2012/01/23) - News Articles

News: Statements Of Support By CFTC Chairman Gary Gensler - Swap Data Recordkeeping And Reporting Requirements

2471 days ago,(2011/12/20) - News Articles

News: Opening Statement, Open Meeting On Final Rules On Swap Data Recordkeeping And Reporting Requirements And Real Time Reporting, CFTC Commissioner Scott D. O’Malia

2471 days ago,(2011/12/20) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On December 20, 2011 - Final Rules On Swap Data Recordkeeping/Reporting And Real-Time Reporting Of Swap Transaction Data

2471 days ago,(2011/12/20) - News Articles

News: SIFMA Statement On CFTC Swaps Reporting Rules

2471 days ago,(2011/12/20) - News Articles

News: Opening Statement, Seventh Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2471 days ago,(2011/12/20) - News Articles

News: CFTC Issues Final Order Amending The Effective Date For Swap Regulation

2472 days ago,(2011/12/19) - News Articles

News: CFTC: Michigan Federal Court Orders Jeffrey L. Groendyke And JG Forex Fund To Pay Over $1.4 Million For Operating A Forex Ponzi Scheme

2472 days ago,(2011/12/19) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2442 days ago,(2012/01/18) - News Articles

News: CFTC Commissioner Bart Chilton Statement Regarding MF Global

2476 days ago,(2011/12/15) - News Articles

News: CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States

2477 days ago,(2011/12/14) - News Articles

News: CFTC To Hold Open Meeting To Consider Three Final Rules

2477 days ago,(2011/12/13) - News Articles

News: CFTC Commissioner Jill E. Sommers Testimony Before The United States Senate, Committee On Agriculture, Washington, DC

2478 days ago,(2011/12/13) - News Articles

News: Keynote Address Before Edison Electric Institute, CFTC – Dodd Frank - Compliance Forum - CFTC Commissioner Scott D. O’Malia

2479 days ago,(2011/12/12) - News Articles

News: CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority

2488 days ago,(2011/12/02) - News Articles

News: Remarks At A Conference Hosted By The Office Of Financial Research And The Financial Stability Oversight Council - CFTC Chairman Gary Gensler

2489 days ago,(2011/12/02) - News Articles

News: CFTC Files Enforcement Action Against Two Indian Citizens For Allegedly Engaging In An Illegal Trading Scheme - Deepak And Meera Singhal Charged With Non-Competitive, Fictitious Trading On The CME

2448 days ago,(2012/01/12) - News Articles

News: CFTC Charges Brant L. Rushton And Melissa C. Rushston And Their Company, Summit Trading & Capital LLC, With Misappropriation And Issuing False Statements In Fraudulent Commodity Scheme - Federal Court Issues Order Freezing Defendants’ Assets And Prohibiting Destruction Of Books And Records

2489 days ago,(2011/12/01) - News Articles

News: Testimony Before The US Senate Committee On Agriculture, Nutrition And Forestry, Washington, DC, CFTC Chairman Gary Gensler

2490 days ago,(2011/12/01) - News Articles

News: "Top Priority" - Statement Of CFTC Commissioner Bart Chilton Regarding The Importance Of Protecting Customer Funds

2490 days ago,(2011/12/01) - News Articles

News: Remarks Before The Eighth Annual Women In Power Forum, Washington, DC - CFTC Commissioner Jill E. Sommers

2490 days ago,(2011/12/01) - News Articles

News: Testimony Before The U.S. House Of Representatives, Committee On Agriculture, Washington, DC - CFTC Commissioner Jill E. Sommers

2483 days ago,(2011/12/08) - News Articles

News: CFTC Charges Mississippi Residents Gary And Bradley Futch And Their Company, Tradewind Investments, LLC, With Commodity Options Fraud - Defendants’ Clients Lost All Of Their Investments Totaling Over $5 Million

2491 days ago,(2011/11/30) - News Articles

News: Keynote Address Of The 7th Annual FIA Asia Derivatives Conference - CFTC Commissioner Scott D. O’Malia

2491 days ago,(2011/11/30) - News Articles

News: CFTC To Hold Open Meeting To Consider Two Final Rules And Two Proposals

2492 days ago,(2011/11/28) - News Articles

News: CFTC Orders London-Based Enskilda Futures Ltd. And Its Swedish Principal, Skandinaviska Enskilda Banken AB, To Pay A $150,000 Civil Penalty For Supervision Violations

2492 days ago,(2011/11/28) - News Articles

News: SIFMA Statement On CFTC's Volcker Rule Proposal

2448 days ago,(2012/01/11) - News Articles

News: “That It Was All Very Complicated.” - Opening Statement Of CFTC Commissioner Scott D. O’Malia, Open Meeting On Three Final Rules, One Proposed Rule, And One Delegation Of Authority Order

2448 days ago,(2012/01/11) - News Articles

News: Opening Statement, Eighth Open Meeting To Consider Final Rules, Pursuant To The Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2448 days ago,(2012/01/11) - News Articles

News: “What About MF Global?” Statement Of CFTC Commissioner Scott D. O’Malia

2448 days ago,(2012/01/11) - News Articles

News: Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds - Statement Of CFTC Commissioner Scott D. O’Malia, January 11, 2012

2448 days ago,(2012/01/11) - News Articles

News: Opening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On January 11, 2012

2448 days ago,(2012/01/11) - News Articles

News: CFTC’s Division Of Market Oversight Issues Guidebook For Part 20 Reports

2483 days ago,(2011/12/07) - News Articles

News: CFTC Charges Pro Trading Course, LLC, And Richard Regan With Solicitation Fraud - Chicago-Based Defendants Charged With Fraudulently Soliciting The Public To Enroll In A Commodity Futures Training Program

2484 days ago,(2011/12/07) - News Articles

News: CFTC Orders Merrill Lynch Commodities, Inc. To Pay $350,000 Civil Penalty For Violating Cotton Futures Speculative Position Limits

2484 days ago,(2011/12/07) - News Articles

News: CFTC: Federal Court Orders Wisconsin-Based Forex Dealer Jacob Juma Omukwe And His Companies To Pay Over $2.6 Million In Restitution And Penalties In Foreign Currency Scheme

2498 days ago,(2011/11/23) - News Articles

News: CFTC Announces Public Meeting Of The Technology Advisory Committee - Committee To Focus On Market Structure, The Role Of High Frequency Traders, And Interim Recommendations Of The Subcommittee On Data Standardization

2484 days ago,(2011/12/07) - News Articles

News: Statement of Support by CFTC Chairman Gary Gensler

2449 days ago,(2012/01/11) - News Articles

News: CFTC Charges San Diego Resident Charles Steven Goodie And His Company, CSG Commodity Services Group, With Commodity Pool Fraud - Defendants Charged With Fraudulent Solicitation, Misappropriation Of Customer Funds, And False Statements

2484 days ago,(2011/12/06) - News Articles

News: CFTC Orders Newedge USA, LLC, A Registered Futures Commission Merchant, To Pay $700,000 For Submitting Inaccurate Large Trader Reports To The CFTC And For Violating A Prior CFTC Order

2451 days ago,(2012/01/09) - News Articles

News: "Belt And Suspenders" - Opening Statement Of CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission

2485 days ago,(2011/12/06) - News Articles

News: Testimony Before The U.S. Senate Committee On Banking, Housing And Urban Affairs, Washington, DC - CFTC Chairman Gary Gensler

2485 days ago,(2011/12/06) - News Articles

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2435 days ago,(2012/01/25) - News Articles

News: CFTC Staff To Host Public Roundtable To Discuss The “Available To Trade” Provision for Swap Execution Facilities And Designated Contract Markets

2435 days ago,(2012/01/25) - News Articles

News: CFTC Releases Results Of Limited Reviews Of Futures Commission Merchants - CFTC Did Not Find Any Material Breaches Of Customer Funds Protection Requirements During The Spot Check

2434 days ago,(2012/01/25) - News Articles

News: Remarks Before The American Bar Association, Committee On Derivatives And Futures Law, CFTC Chairman Gary Gensler

2433 days ago,(2012/01/27) - News Articles

News: Remarks Before The Domestic Trade Policy Committee Of The National Association Of Wheat Growers Winter Meeting, CFTC Commissioner Jill Sommers

2433 days ago,(2012/01/27) - News Articles

News: SGX Gets U.S. CFTC Approval For FTSE China A50 And MSCI Asia APEX 50 Futures Contracts

2430 days ago,(2012/01/30) - News Articles

News: CFTC to Examine Rapid Trading [Wall Street Journal]

2429 days ago,(2012/01/31) - High Frequency Trading Review

News: Remarks At The John C. Bogle Legacy Forum - CFTC Chairman Gary Gensler

2429 days ago,(2012/01/31) - News Articles

News: CFTC Issues Consumer Advisory Alerting Public To Possible Precious Metals Fraud

2429 days ago,(2012/01/31) - News Articles

News: “Where Are We? And Where Should We Be? Thoughts On MF Global And High Frequency Trading” - Address By CFTC Commissioner Scott D. O’Malia At The Center On Financial Services Law Of New York Law School

2428 days ago,(2012/01/31) - News Articles

News: High Frequency Trading to Face CFTC Scrutiny

2428 days ago,(2012/02/01) - High Frequency Traders

News: Statement Of Dissent To The CFTC-SEC Report On International Swap Regulation Pursuant To Section 719(c) Of The Dodd-Frank Act (the “Report”), CFTC Commissioner Scott D. O’Malia

2427 days ago,(2012/02/02) - News Articles

News: CFTC Charges Texas Resident Christopher B. Cornett In Foreign Currency Fraud Action

2421 days ago,(2012/02/08) - News Articles

News: CFTC Commissioner Jill E. Sommers: Dissenting Statement, Commodity Pool Operators And Commodity Trading Advisors: Amendments To Compliance Obligations

2420 days ago,(2012/02/09) - News Articles

News: CFTC Chairman Gary Gensler: Statements Of Support, Amendments To Compliance Obligations And Harmonization Proposal

2420 days ago,(2012/02/09) - News Articles

News: Statement Of Concurrence, Harmonization Of Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators, CFTC Commissioner Jill E. Sommers

2419 days ago,(2012/02/10) - News Articles

News: CFTC Issues Final Rule Amending Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors - Also Issues A Proposed Rule To Harmonize Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators

2419 days ago,(2012/02/10) - News Articles

News: “Heart Of The Matter: Resources” - Statement Of CFTC Commissioner Bart Chilton On The Administrations FY 2013 Budget

2416 days ago,(2012/02/13) - News Articles

News: Chairman’s Letter, President’s Budget And Performance Plan For Fiscal Year 2013 - CFTC Chairman Gary Gensler

2416 days ago,(2012/02/13) - News Articles

News: Statement Of Dissent, FY 2013 President’s Budget And Performance Review - CFTC Commissioner Scott D. O’Malia

2416 days ago,(2012/02/13) - News Articles

News: EU High-Frequency Trades, CFTC Budget, Europe Trading Tax: Compliance [Bloomberg]

2415 days ago,(2012/02/14) - High Frequency Trading Review

News: Statement Of Dissent By CFTC Commissioner Jill E. Sommers And CFTC Commissioner Scott D. O’Malia - Fiscal Year 2011 Annual Performance Report

2414 days ago,(2012/02/14) - News Articles

News: CFTC Charges Puerto Rico Resident Angel F. Collazo And His Companies, ACJ Capital Inc. And Solid View Capital LLC, In Forex Fraud Ponzi Scheme - Court Orders Asset Freeze And Preliminary Injunction

2413 days ago,(2012/02/15) - News Articles

News: CFTC To Hold Open Meeting To Consider Two Final Rules And One Proposed Rule

2412 days ago,(2012/02/16) - News Articles

News: CFTC Charges Mitchell Brian Huffman Of North Carolina With Operating A Fraudulent $3.2 Million Commodity Pool Scheme - Huffman Allegedly Misappropriated Participants’ Funds For Personal Uses, Such As Purchasing Automobiles, Personal Travel, Luxury Vacations, And Making Charitable Contributions

2412 days ago,(2012/02/17) - News Articles

News: CFTC To Hold Open Meeting To Consider One Final Rule And One Proposed Rule - Revised Agenda

2408 days ago,(2012/02/21) - News Articles

News: CFTC Settles Action Against Aaron Klein For Failing To Disclose He Was A Registrant’s Principal - CFTC Requires Klein To Pay A Penalty And Permanently Bars Him From Registration

2407 days ago,(2012/02/22) - News Articles

News: CFTC Orders New York Firm D.E. Shaw & Co. L.P. To Pay $140,000 Penalty For Violating Soybean And Corn Futures Speculative Position Limits

2407 days ago,(2012/02/22) - News Articles

News: "High-Wire Act" Statement By CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission, Washington

2406 days ago,(2012/02/23) - News Articles

News: CFTC Chairman Gensler’s Statement Of Support Of The Dodd-Frank Rulemakings

2406 days ago,(2012/02/23) - News Articles

News: CFTC Orders Iowa Resident Jeffrey J. Kinseth And His Company, Virtual Vision Inc., To Pay More Than $1 Million In Restitution And Penalties In Fraud Action

2406 days ago,(2012/02/23) - News Articles

News: Opening Statement Regarding Ninth Open Meeting To Consider Final Dodd-Frank Rules - CFTC Commissioner Jill E. Sommers

2406 days ago,(2012/02/23) - News Articles

News: “Unreasonably Feeble” - Opening Statement Of CFTC Commissioner Scott D. O’Malia Regarding Open Meeting On One Final Rule And One Proposed Rule1

2406 days ago,(2012/02/23) - News Articles

News: Re-Proposed Procedures To Establish Appropriate Minimum Block Sizes For Large Notional Off-Facility Swaps And Block Trades; Further Measures To Protect The Identities Of Parties To Swap Transactions - CFTC Statement Of Commissioner Scott D. O’Malia

2406 days ago,(2012/02/23) - News Articles

News: CFTC Staff To Host A Two-Day Public Roundtable To Discuss Additional Customer Collateral Protections

2405 days ago,(2012/02/23) - News Articles

News: Speculators And Commodity Prices—Redux: CFTC Commissioner Bart Chilton

2405 days ago,(2012/02/24) - News Articles

News: CFTC: Federal Court In Illinois Orders Former Futures Trader David Sklena To Pay Over $6.6 Million For Cheating Customers - Court Permanently Bars Sklena From Futures Industry

2402 days ago,(2012/02/27) - News Articles

News: CFTC: Federal Court In Illinois Orders Former Futures Trader David Sklena To Pay Over $6.6 Million For Cheating Customers - Court Permanently Bars Sklena From Futures Industry

2402 days ago,(2012/02/27) - News Articles

News: CFTC Orders James G. Brandolino To Pay $1 Million Penalty To Settle CFTC Charges Of Commodity Futures Fraud - Brandolino Pleaded Guilty To Mail Fraud In 2011 And Is Currently In Federal Custody Awaiting Sentencing

2402 days ago,(2012/02/27) - News Articles

News: CFTC Charges Alexander Giap Of Annandale, Va., With Fraud By An Unregistered Commodity Trading Advisor - Giap’s Firm, iTRADE LLC Of Falls Church, Va., Named As Relief Defendant

2401 days ago,(2012/02/27) - News Articles

News: CFTC Proposes Rules To Help Prevent And Detect Identity Theft

2401 days ago,(2012/02/28) - News Articles

News: CFTC Charges IAG Capital Management, LLC And William Patrick Kelly, Of Conn., With Commodity Pool Fraud, Commingling Pool Funds, And Making False Statements To The NFA - IAG And Kelly Ordered To Pay $280,000 Monetary Penalty To Settle CFTC Anti-Fraud Action And Are Permanently Banned From The Commodities Industry

2400 days ago,(2012/02/28) - News Articles

News: Testimony Before The U.S. House Committee On Agriculture, Washington, DC - CFTC Chairman Gary Gensler

2400 days ago,(2012/02/29) - News Articles

News: Federal Court In Illinois Orders Australian Firm Enfinium Pty Ltd To Pay $80,000 Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Second Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2400 days ago,(2012/02/29) - News Articles

News: CFTC seeks to tighten regulation on 'algos' [Financial Times]

2399 days ago,(2012/03/01) - High Frequency Trading Review

News: Remarks On Dodd-Frank Financial Reform At George Washington University Law School, CFTC Chairman Gary Gensler

2398 days ago,(2012/03/02) - News Articles

News: Remarks Before The Institute Of International Bankers, Annual Washington Conference - CFTC Commissioner Jill E. Sommers

2395 days ago,(2012/03/05) - News Articles

News: CFTC Charges Alabama Resident John David Stroud And His Companies With Commodity Pool Fraud And Misappropriation - Defendants Allegedly Stole More Than $2.2 Million From Pool Participants And Lost More Than $1.1 Million Trading - Federal Court Enters Emergency Order Freezing Defendants’ Assets And Protecting Books And Records

2393 days ago,(2012/03/07) - News Articles

News: Federal Court In Illinois Orders Windsor Brokers, Ltd. Of Cyprus To Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2392 days ago,(2012/03/07) - News Articles

News: "Please Listen Carefully, Some Menu Options Have Changed" - Speech Of CFTC Commissioner Bart Chilton, Trade Tech 2012, New York, NY

2392 days ago,(2012/03/08) - News Articles

News: CFTC Charges Illinois Resident Christopher Varlesi With Commodity Pool Fraud, Misappropriation, False Statements, And Failure To Register - Defendant Charged With Fraudulent Solicitation Of Over $1 Million From At Least 18 Individuals - Federal Court Enters Emergency Order Freezing Varlesi’s Assets And Protecting Books And Records

2391 days ago,(2012/03/09) - News Articles

News: CFTC Announces Process to Designate The Provider Of CFTC Interim Compliant Identifiers

2390 days ago,(2012/03/09) - News Articles

News: CFTC’s Division Of Swap Dealer And Intermediary Oversight Provides Annual Report Guidance To Commodity Pool Operators

2388 days ago,(2012/03/12) - News Articles

News: CFTC Charges MBF Clearing Corp. With Violations Of Customer Fund Segregation Requirements

2387 days ago,(2012/03/13) - News Articles

News: CFTC Orders Chicago Futures Commission Merchant Fcstone, LLC And New York Introducing Broker Commodity Operations Inc. To Pay $260,000 For Supervision Violations

2387 days ago,(2012/03/13) - News Articles

News: CFTC Orders Goldman Sachs Execution & Clearing, L.P., A Registered Futures Commission Merchant, To Pay $7 Million For Supervision Failures In Handling Accounts It Carried

2387 days ago,(2012/03/13) - News Articles

News: CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, And Brian Reynolds With Commodity Pool Fraud

2387 days ago,(2012/03/13) - News Articles

News: CFTC Vacates CME Clearing Europe Limited Registration As A Derivatives Clearing Organization

2386 days ago,(2012/03/13) - News Articles

News: CFTC To Hold Open Meeting To Consider One Final Rule

2386 days ago,(2012/03/13) - News Articles

News: Remarks On Dodd-Frank Financial Reform At The FIA International Futures Industry Conference - CFTC Chairman Gary Gensler

2386 days ago,(2012/03/14) - News Articles

News: "The Changeling" - Opening Remarks At The Futures Industry Association's Panel On The Evolution Of Commodity Markets, Boca Raton, Florida - CFTC Commissioner Bart Chilton

2386 days ago,(2012/03/14) - News Articles

News: CFTC Charges Joseph F. Welsh III, Former MF Global Broker, With Attempted Manipulation Of Palladium And Platinum Futures Prices

2386 days ago,(2012/03/14) - News Articles

News: CFTC Targets Rapid Trades [Wall Street Journal]

2384 days ago,(2012/03/16) - High Frequency Trading Review

News: CFTC Releases Staff Analysis Of Market Data Related To Single-Name And Index Credit Default Swaps

2383 days ago,(2012/03/16) - News Articles

News: "Logistics" - Statement Of Commissioner Bart Chilton Before The CFTC Public Meeting, Washington, DC

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: Statement Of Support By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement, Tenth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act By CFTC Commission Jill E. Sommers

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement, Open Meeting On One Final Rule, CFTC Commissioner Scott D. O’Malia

2380 days ago,(2012/03/20) - News Articles

News: CFTC Seeks Public Comment On Request From ICE Clear Europe For Order Permitting Portfolio Margining Of Cleared Swaps And Foreign Futures Contracts

2380 days ago,(2012/03/20) - News Articles

News: ISDA Statement On CFTC Final Rule On Customer Clearing Documentation, Timing Of Acceptance For Clearing, And Clearing Member Risk Management

2379 days ago,(2012/03/21) - News Articles

News: “Market Madness” Speech Of CFTC Commissioner Bart Chilton Before The Exchequer Club, Washington, DC

2379 days ago,(2012/03/21) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government, Washington, DC

2379 days ago,(2012/03/21) - News Articles

News: CFTC Revokes Registrations Of Richard Allan Finger, Jr. And His Company, Black Diamond Futures, LLC Based On Criminal Action

2378 days ago,(2012/03/21) - News Articles

News: Testimony, Hearing On H.R. The Swap Data And Clearinghouse Indemnification Correction Act Of 2012 Before The Subcommittee On Capital Markets And Government Sponsored Enterprises, Committee On Financial Services, United States House Of Representatives, CFTC General Counsel Dan M. Berkovitz

2378 days ago,(2012/03/21) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations - CFTC Commissioner Scott D. O’Malia

2378 days ago,(2012/03/21) - News Articles

News: Statement In Support Of OMB Memorandum: Cumulative Effects Of Regulations By CFTC Commissioner Scott D. O’Malia

2378 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

2378 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies, Washington, DC

2378 days ago,(2012/03/22) - News Articles

News: CFTC’s Division Of Market Oversight Issues Letter To Market Participants Regarding Compliance With Large Trader Reporting System For Physical Commodity Swaps And Swaptions - Division To Provide Temporary And Conditional No-Action Relief For Less Than Fully Compliant Reporting

2378 days ago,(2012/03/22) - News Articles

News: CFTC Seeks Public Comment On Request From NYPC For Order Permitting Cross Margining For Market Professionals

2377 days ago,(2012/03/23) - News Articles

News: “It Takes A Pillage—Financial Fiascos, Frauds And Fixes”: Speech By CFTC Commissioner Bart Chilton To The Hot Springs Village Democratic Club, Hot Springs Village, AR

2376 days ago,(2012/03/23) - News Articles

News: CFTC Selects TABB Group CEO Larry Tabb To Join Its Subcommittee On Automated And High Frequency Trading

2373 days ago,(2012/03/27) - News Articles

News: CFTC’s Division Of Market Oversight Issues Advisory Highlighting The Commission’s Special Call Authorities Relating To Claimed Exemptions From Speculative Position Limits

2373 days ago,(2012/03/27) - News Articles

News: CFTC’s Division Of Market Oversight Issues Advisory Addressing Bona Fide Hedge Transactions And Positions

2373 days ago,(2012/03/27) - News Articles

News: CFTC: Singapore Exchange Derivatives Trading Limited’s Euro Stoxx 50 Index Futures Contract Has Been Certified And May Be Offered To U.S. Persons Through Direct Access Effective March 23, 2012

2373 days ago,(2012/03/27) - News Articles

News: CFTC Chairman Gary Gensler Remarks On The Dodd-Frank Act At The 6th Annual Capital Markets Summit Hosted By The U.S. Chamber Of Commerce, “Transparent Markets – Key To A Growing Economy”

2372 days ago,(2012/03/28) - News Articles

News: CFTC Seeks To Revoke The Registrations Of Illinois Resident Joseph A. Dawson And His Company, Strategic Research LLC

2371 days ago,(2012/03/28) - News Articles

News: CFTC Technology Advisory Committee Meeting [Automated Trader]

2371 days ago,(2012/03/29) - High Frequency Trading Review

News: "Day Tripper" Opening Statement Of Commissioner Bart Chilton To The CFTC Technology Advisory Committee

2371 days ago,(2012/03/29) - News Articles

News: Opening Statement By Chairman Gary Gensler, CFTC Technology Advisory Committee

2371 days ago,(2012/03/29) - News Articles

News: CFTC Technology Advisory Committee - Opening Statement By Commissioner Scott D. O’Malia

2371 days ago,(2012/03/29) - News Articles

News: Remarks Before The Agribusiness Club Of Washington, DC, CFTC Chairman Gary Gensler

2370 days ago,(2012/03/30) - News Articles

News: Opening Statement, CFTC Open Meeting By Commissioner Mark P. Wetjen

2351 days ago,(2012/04/18) - News Articles

News: "Architecture" - Statement Of CFTC Commissioner Bart Chilton Regarding Entities Definitions Final Rule And Commodity Options Final Rule And Interim Final Rule, Washington, Dc

2351 days ago,(2012/04/18) - News Articles

News: Statement Of Dissent By CFTC Commissioner Scott D. O’Malia - Further Definition Of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant,” And “Eligible Contract Participant”[1]

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Open Meeting On Two Final Rules And Two Interim Final Rules - CFTC Commissioner Scott D. O’Malia

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2351 days ago,(2012/04/18) - News Articles

News: Opening Statement, Twenty-Sixth Open Meeting To Consider Final Rules Pursuant To Dodd-Frank Act - CFTC Commissioner Jill E. Sommers

2351 days ago,(2012/04/18) - News Articles

News: Federal Court Orders Colorado Defendants Flint-McClung Capital LLC And Shawon McClung To Pay Over $6 Million In CFTC Action Charging Them With Running Forex Ponzi Scheme

2350 days ago,(2012/04/18) - News Articles

News: CFTC’s Division Of Swap Dealer And Intermediary Oversight Provides Financial Reporting Guidance To Futures Commission Merchants

2350 days ago,(2012/04/18) - News Articles

News: CFTC: Federal Court In California Orders Forex Liquidity LLC To Pay $400,000 For Failing To Maintain Required Net Capital And Books And Records - Forex Liquidity Also Permanently Barred From The Industry

2346 days ago,(2012/04/23) - News Articles

News: "Job One" - Statement Of CFTC Commissioner Bart Chilton Regarding MF Global And Customer Protection

2345 days ago,(2012/04/24) - News Articles

News: Testimony Before The United States Senate Committee On Banking, Housing, And Urban Affairs, By CFTC Commissioner Jill E. Sommers

2345 days ago,(2012/04/24) - News Articles

News: CFTC Releases Rule Enforcement Review Of NYSE Liffe U.S.

2344 days ago,(2012/04/25) - News Articles

News: CFTC Charges Georgia Resident Robert A. Christy And His Company Crabapple Capital Group LLC With Foreign Currency Fraud And Misappropriation - Federal Court Enters Emergency Order Freezing Defendants’ Assets And Protecting Books And Records

2344 days ago,(2012/04/25) - News Articles

News: CFTC Settles Action Against Florida Resident Ghassan Tawachi For Fraud And Misappropriation - CFTC Orders Tawachi To Pay $140,000 Monetary Penalty And Over $140,800 In Restitution To Settle CFTC Anti-Fraud Action And Permanently Bans Him From The Commodities Industry

2343 days ago,(2012/04/26) - News Articles

News: CFTC Votes To Clarify Indemnification and Confidentiality Provisions In The Dodd-Frank Act - Commission Issues Proposed Interpretative Statement; Seeks Public Comment

2338 days ago,(2012/05/01) - News Articles

News: CFTC Charges Sidney J. Charles, Jr. And His Maryland-Based Company, The Borrowing Station, LLC, In Forex Ponzi Scheme - Federal Court In Maryland Enters Order Freezing Defendants’ Assets And Protecting Books And Records

2338 days ago,(2012/05/01) - News Articles

News: Proposed Interpretative Statement Regarding The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection, CFTC Chairman Gary Gensler

2338 days ago,(2012/05/01) - News Articles

News: Statement Of Concurrence Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Jill E. Sommers

2338 days ago,(2012/05/01) - News Articles

News: Statement Of Support Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Scott D. O’Malia

2338 days ago,(2012/05/01) - News Articles

News: Remarks By CFTC Chairman Gary Gensler Before The International Swaps And Derivatives Association’s 27 Annual General Meeting

2337 days ago,(2012/05/02) - News Articles

News: CFTC Charges Illinois Resident Dimitry Vishnevetsky And His Company, Oxford Capital, LLC, With Commodity Pool Fraud - Federal Court Enters Emergency Order Freezing Defendants’

2336 days ago,(2012/05/03) - News Articles

News: CFTC Charges Utah Residents Christopher Hales, Eric Richardson And Their Company, Bentley Equities, LLC, With Fraud And Misappropriation - CFTC Seeks An Emergency Restraining Order Freezing Defendants’ Assets

2336 days ago,(2012/05/03) - News Articles

News: "Space Between Walls" - Speech By CFTC Commissioner Bart Chilton To The Finance, Credit And International Business Association International Credit Executives Conference, Chicago, IL

2336 days ago,(2012/05/03) - News Articles

News: CFTC To Hold Open Meeting To Consider A Final Rule On Core Principles And Other Requirements For Designated Contract Markets And A Proposed Order Amending The Effective Date For Swap Regulation

2336 days ago,(2012/05/03) - News Articles

News: CME wins reprieve on CFTC margin rules [Financial Times]

2332 days ago,(2012/05/07) - High Frequency Trading Review

News: Proposed Consolidated Audit Trail Could Impact High-Frequency Traders [CFTC Law]

2332 days ago,(2012/05/07) - High Frequency Trading Review

News: CFTC Obtains Default Judgment Against Former Florida Resident Juvenal E. Machado And His Company, Invers Forex, LLC, For Off-Exchange Forex Scam - Court Orders Defendants To Pay More Than $4 Million In Customer Restitution And Penalty And Permanently Bars Them From The Commodities Industry

2330 days ago,(2012/05/08) - News Articles

News: CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

2330 days ago,(2012/05/09) - News Articles

News: "The Thing Is": Speech Of CFTC Commissioner Bart Chilton Before Citizens For Financial Reform, Washington, DC

2330 days ago,(2012/05/09) - News Articles

News: Former CFTC Acting Chairman And Commissioner Michael V. Dunn Appointed Chairman Of DTCC's U.S. Swap Data Repository (SDR) - Dunn To Lead U.S. SDR Development Effort

2330 days ago,(2012/05/09) - News Articles

News: CFTC Commissioner Jill Sommers Opening Statement Regarding The Twelfth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2329 days ago,(2012/05/10) - News Articles

News: “Lettuce Produce” Statement Of Commissioner Bart Chilton At The CFTC Public Meeting On Dodd/Frank Rulemaking, Washington, Dc

2329 days ago,(2012/05/10) - News Articles

News: Open Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act - CFTC Chairman Gary Gensler

2329 days ago,(2012/05/10) - News Articles

News: Opening Statement, Open Meeting To Consider One Final Rule On Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Scott D. O’Malia

2329 days ago,(2012/05/10) - News Articles

News: Opening Statement On CFTC Open Meeting Regarding Core Principles And Other Requirements For Designated Contract Markets - CFTC Commissioner Mark P. Wetjen

2329 days ago,(2012/05/10) - News Articles

News: CFTC Proposes Order Amending The Effective Date For Swap Regulation Order Issued On July 14, 2011

2329 days ago,(2012/05/10) - News Articles

News: Concurrence Statement On The Amendment To The July 17, 2011 Exemptive Order - CFTC Commissioner Scott D. O’Malia

2329 days ago,(2012/05/10) - News Articles

News: Statement On The Proposed Exemptive Order Regarding Certain Dodd-Frank Effective Dates - CFTC Chairman Gary Gensler

2329 days ago,(2012/05/10) - News Articles

News: The Draft CFTC 2012 Rulemaking Schedule

2329 days ago,(2012/05/10) - News Articles

News: CFTC Orders ACI Capital Group, L.L.C. And Alexandre P. Guimaraes To Pay Approximately $850,000 In Restitution And Penalty To Settle Forex Fraud Charges

2324 days ago,(2012/05/14) - News Articles

News: CFTC Chairman Gary Gensler Statement Of Supporting - SWAP Data Recordkeeping And Reporting Requirements: Pre-Enactment And Transition SWAPS

2321 days ago,(2012/05/18) - News Articles

News: CFTC Approves Final Rule On Swap Data Recordkeeping And Reporting Requirements For Pre-Dodd-Frank And Transition Swaps

2321 days ago,(2012/05/18) - News Articles

News: Concurring Statement Relating To The Commission’s Proposal On Aggregation Under Part 151, Position Limits For Futures And Swaps, CFTC Commissioner Jill E. Sommers

2320 days ago,(2012/05/18) - News Articles

News: CFTC Approves Notice Of Proposed Rulemaking Regarding Regulations On Aggregation For Position Limits For Futures And Swaps

2320 days ago,(2012/05/18) - News Articles

News: Keynote Address On The Cross-Border Application Of Dodd-Frank Swaps Market Reforms Before The 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler

2318 days ago,(2012/05/21) - News Articles

News: Testimony Before The US Senate Committee On Banking, Housing And Urban Affairs, Washington, DC, CFTC Chairman Gary Gensler

2317 days ago,(2012/05/22) - News Articles

News: CFTC Staff To Host A Public Roundtable To Discuss The Proposed Volcker Rule

2315 days ago,(2012/05/24) - News Articles

News: CFTC Charges Chicago-based Trader Bradley Schiller With $7.8 Million Commodity Fraud

2315 days ago,(2012/05/24) - News Articles

News: CFTC Staff To Host A Public Roundtable To Discuss Proposed Regulations Implementing Core Principle 9 For Designated Contract Markets

2314 days ago,(2012/05/25) - News Articles

News: CFTC Charges Washington, DC, Resident Marina Bühler-Miko And Her Company, Coventry Asset Managers, LLC, With Operating Fraudulent Forex Scheme

2314 days ago,(2012/05/25) - News Articles

News: CFTC: Federal Court In New Jersey Orders Victor Eugene Cilli And His Company, Progressive Investment Funds LLC, To Pay Over $700,000 In Restitution And Penalty In Commodity Pool Ponzi Scheme - Cilli Also Pled Guilty To Related Fraud And Other Criminal Charges

2309 days ago,(2012/05/30) - News Articles

News: Statement Regarding Public Roundtable To Discuss the Proposed Volcker Rule - CFTC Chairman Gary Gensler

2308 days ago,(2012/05/31) - News Articles

News: CFTC's O'Malia says 'high frequency regulation' causing angst [Automated Trader]

2307 days ago,(2012/06/01) - High Frequency Trading Review

News: CFTC Files A General Creditor Claim In The Liquidation Of MF Global

2307 days ago,(2012/06/01) - News Articles

News: CFTC Certifies Nine Contracts Submitted By Eurex Deutschland - Contracts May Be Offered To U.S. Persons Through Direct Access Effective, June 5, 2012

2302 days ago,(2012/06/06) - News Articles

News: Statement Of CFTC Chairman Gary Gensler Regarding House Appropriations Subcommittee’s Vote On The CFTC Budget

2302 days ago,(2012/06/06) - News Articles

News: CFTC Orders Nevada Resident Luis Salazar-Correa And His Company, Prosperity Team, LLC, To Pay More Than $2.6 Million To Settle CFTC Anti-fraud Forex Action

2302 days ago,(2012/06/06) - News Articles

News: CFTC Charges Ronnie Gene Wilson Of South Carolina And His Company, Atlantic Bullion & Coin, Inc., With Operating A $90 Million Silver Bullion Ponzi Scheme - Defendants Are Allegedly To Have Fraudulently Sold Contracts Of Sale Of Silver In A Nationwide Scheme

2301 days ago,(2012/06/06) - News Articles

News: CFTC Orders Futures Commission Merchant Open E Cry, LLC To Pay $250,000 To Settle Failure To Supervise Charges

2301 days ago,(2012/06/07) - News Articles

News: CFTC Charges Jose S. Rubio And His Florida Firm, Rubio Wealth Management, LLC, With Commodity Pool Fraud - Defendants Also Charged With Misappropriation, False Statements, Commingling Investor Funds, And Failure To Register - Defendants Allegedly Fraudulently Solicited Over $1.8 Million From At Least 21 Individuals

2301 days ago,(2012/06/07) - News Articles

News: Statement Of CFTC Chairman Gary Gensler Regarding Senate Appropriations Subcommittee’s Vote On The CFTC Budget

2295 days ago,(2012/06/12) - News Articles

News: “Where The History Comes From” Speech Of CFTC Commissioner Bart Chilton, OpRisk Europe London, England

2295 days ago,(2012/06/13) - News Articles

News: CFTC nears comment period on high-frequency trading [Reuters]

2295 days ago,(2012/06/13) - HFT Review

News: CFTC Settles Charges Against Defendant Robert Mihailovich, Jr. For Making False Statements To The CFTC - Federal Court In Texas Orders Mihailovich, Jr. To Pay $40,000 Fine And Bans Him From Registering With The CFTC For 10 Years And From Trading For Five Years

2295 days ago,(2012/06/13) - News Articles

News: Remarks BY CFTC Chairman Gary Gensler On Derivatives And The Cross-Border Application Of Dodd-Frank Swap Market Reforms At The Institute Of International Bankers’ Membership Luncheon

2294 days ago,(2012/06/14) - News Articles

News: Federal Court In Illinois Orders Defendants Richard C. Regan And Pro Trading Course, LLC To Pay More Than $600,000 In Restitution And Civil Monetary Penalties To Settle CFTC Anti-Fraud Action

2293 days ago,(2012/06/14) - News Articles

News: CFTC To Hold Open Meeting To Consider Proposed Interpretive Guidance On Cross-Border Application Of Certain Swaps Provisions Of The Commodity Exchange Act And A Proposed Exemptive Order Regarding Compliance With Certain Regulations Under The Commodity Exchange Act

2293 days ago,(2012/06/14) - News Articles

News: CFTC Certifies Dow Jones Industrial Average Futures Contract Submitted By Osaka Securities Exchange - Contract May Be Offered To U.S. Persons Through Direct Access Effective June 15, 2012

2293 days ago,(2012/06/15) - News Articles

News: CFTC Announces Public Meeting Of The Technology Advisory Committee And Renewal Of The Committee Charter And Membership - Full Committee To Focus On Updates From The Subcommittee On Automated And High Frequency Trading And Aggregation Of Liquidity In The New Dodd-Frank World

2293 days ago,(2012/06/15) - News Articles

News: “I Have One Word For You: Technology” Remarks By CFTC Commissioner Scott D. O’malia At Sifma Tech Leaders Forum 2012, New York City, New York

2289 days ago,(2012/06/19) - News Articles

News: Testimony Before The U.S. House Committee On Financial Services - CFTC Chairman Gary Gensler

2289 days ago,(2012/06/19) - News Articles

News: The CFTC Announces The Departure Of Chief Economist Andrei Kirilenko To The Massachusetts Institute Of Technology - Chairman Gensler, Commissioner O’Malia Praise The Chief Economist - Dr. Kirilenko Plans End-Of-Year Departure

2289 days ago,(2012/06/19) - News Articles

News: “The Good Doctors” Keynote Address Of CFTC Commissioner Bart Chilton To The Mutual Fund Directors Forum, 2012 Policy Conference, Washington, DC

2288 days ago,(2012/06/20) - News Articles

News: CFTC Moves to Brake High-Speed Traders [Wall Street Journal]

2288 days ago,(2012/06/20) - HFT Review

News: CFTC Panel Urges Broad Definition of High-Frequency Trading [Bloomberg Businessweek]

2286 days ago,(2012/06/22) - HFT Review

News: CFTC, SEC Face Data-Deficit in Coming High-Frequency Trading Fight [CFTC Law]

2085 days ago,(2013/01/09) - HFT Review

News: Buckets and Cheetahs? The CFTC's Chilton on High-Frequency Trading {CFTC Law]

2175 days ago,(2012/10/11) - HFT Review

News: Drop Copies vs. Kill Switches: What's Next for High-Frequency Trading? [CFTC Law]

2166 days ago,(2012/10/20) - HFT Review

News: Are you engaged in HFT? CFTC working group takes new stab at definition

2154 days ago,(2012/11/01) - HFT Review

News: GMEX’s CMF granted CFTC approval

1042 days ago,(2015/11/18) - Global Markets Exchange Group

News: “The Good Doctors” Keynote Address Of CFTC Commissioner Bart Chilton To The Mutual Fund Directors Forum, 2012 Policy Conference, Washington, DC

2288 days ago,(2012/06/20) - News Articles

News: The CFTC Announces The Departure Of Chief Economist Andrei Kirilenko To The Massachusetts Institute Of Technology - Chairman Gensler, Commissioner O’Malia Praise The Chief Economist - Dr. Kirilenko Plans End-Of-Year Departure

2289 days ago,(2012/06/19) - News Articles

News: “I Have One Word For You: Technology” Remarks By CFTC Commissioner Scott D. O’malia At Sifma Tech Leaders Forum 2012, New York City, New York

2289 days ago,(2012/06/19) - News Articles

News: “Where The History Comes From” Speech Of CFTC Commissioner Bart Chilton, OpRisk Europe London, England

2295 days ago,(2012/06/13) - News Articles

News: SEC: Outline Of Dodd-Frank Act And JOBS Act By Lori Schock Director, Office of Investor Education and Advocacy, InvestEd 2012, Charlotte, North Carolina, June 9, 2012

2296 days ago,(2012/06/11) - News Articles

News: Richard G. Ketchum, Chairman And Chief Executive Officer, FINRA, FINRA Annual Conference, Washington, DC, Monday, May 21, 2012

2318 days ago,(2012/05/21) - News Articles

News: Concurring Statement Relating To The Commission’s Proposal On Aggregation Under Part 151, Position Limits For Futures And Swaps, CFTC Commissioner Jill E. Sommers

2320 days ago,(2012/05/18) - News Articles

News: CFTC Chairman Gary Gensler Statement Of Supporting - SWAP Data Recordkeeping And Reporting Requirements: Pre-Enactment And Transition SWAPS

2321 days ago,(2012/05/18) - News Articles

News: Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice By SEC commissioners Daniel M. Gallagher And Troy A. Paredes

2324 days ago,(2012/05/15) - News Articles

News: CFTC Commissioner Jill Sommers Opening Statement Regarding The Twelfth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2329 days ago,(2012/05/10) - News Articles

News: "The Thing Is": Speech Of CFTC Commissioner Bart Chilton Before Citizens For Financial Reform, Washington, DC

2330 days ago,(2012/05/09) - News Articles

News: "Space Between Walls" - Speech By CFTC Commissioner Bart Chilton To The Finance, Credit And International Business Association International Credit Executives Conference, Chicago, IL

2336 days ago,(2012/05/03) - News Articles

News: Remarks By CFTC Chairman Gary Gensler Before The International Swaps And Derivatives Association’s 27 Annual General Meeting

2337 days ago,(2012/05/02) - News Articles

News: Statement Of Concurrence Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Jill E. Sommers

2338 days ago,(2012/05/01) - News Articles

News: Remarks By Assistant Secretary For Financial Institutions Cyrus Amir Mokri On Financial Regulatory Reform And International Coordination At The 2012 Spring Meeting Of The American Bar Association’s (ABA) Section Of International Law

2351 days ago,(2012/04/18) - News Articles

News: Defining Security-Based Swap Dealers And Major Security-Based Swap Participants By SEC Commissioner Luis A. Aguilar

2351 days ago,(2012/04/18) - News Articles

News: "Architecture" - Statement Of CFTC Commissioner Bart Chilton Regarding Entities Definitions Final Rule And Commodity Options Final Rule And Interim Final Rule, Washington, Dc

2351 days ago,(2012/04/18) - News Articles

News: CFTC Technology Advisory Committee - Opening Statement By Commissioner Scott D. O’Malia

2371 days ago,(2012/03/29) - News Articles

News: The Depository Trust & Clearing Corporation (DTCC) Testifies In Support Of Bipartisan Legislation To Ensure Transparency Into OTC Derivatives Markets

2372 days ago,(2012/03/28) - News Articles

News: “It Takes A Pillage—Financial Fiascos, Frauds And Fixes”: Speech By CFTC Commissioner Bart Chilton To The Hot Springs Village Democratic Club, Hot Springs Village, AR

2376 days ago,(2012/03/23) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies, Washington, DC

2378 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government, Washington, DC

2379 days ago,(2012/03/21) - News Articles

News: “Market Madness” Speech Of CFTC Commissioner Bart Chilton Before The Exchequer Club, Washington, DC

2379 days ago,(2012/03/21) - News Articles

News: Regulators Are Slow to Act on Speed Traders [Bloomberg Businessweek]

2379 days ago,(2012/03/21) - High Frequency Trading Review

News: Statement Of Support By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: Opening Statement On Commission Meeting For Consideration Of Rules Implementing The Dodd-Frank Act By CFTC's Chairman Gary Gensler

2380 days ago,(2012/03/20) - News Articles

News: Speech By SEC Chairman Mary L. Schapiro: - Remarks At The Society Of American Business Editors And Writers (SABEW) Annual Convention

2384 days ago,(2012/03/15) - News Articles

News: "The Changeling" - Opening Remarks At The Futures Industry Association's Panel On The Evolution Of Commodity Markets, Boca Raton, Florida - CFTC Commissioner Bart Chilton

2386 days ago,(2012/03/14) - News Articles

News: "Please Listen Carefully, Some Menu Options Have Changed" - Speech Of CFTC Commissioner Bart Chilton, Trade Tech 2012, New York, NY

2392 days ago,(2012/03/08) - News Articles

News: Ongoing Regulatory Reform In The Global Capital Markets - Commissioner Daniel M. Gallagher U.S. Securities And Exchange Commission Annual Conference Of The Institute of International Bankers Washington, D.C., March 5, 2012

2394 days ago,(2012/03/06) - News Articles

News: Remarks Before The Institute Of International Bankers, Annual Washington Conference - CFTC Commissioner Jill E. Sommers

2395 days ago,(2012/03/05) - News Articles

News: Testimony Before The U.S. House Committee On Agriculture, Washington, DC - CFTC Chairman Gary Gensler

2400 days ago,(2012/02/29) - News Articles

News: Remarks By SEC Commissioner Daniel M. Gallagher At The Credit Suisse Global Equity Trading Forum

2405 days ago,(2012/02/24) - News Articles

News: Opening Statement Regarding Ninth Open Meeting To Consider Final Dodd-Frank Rules - CFTC Commissioner Jill E. Sommers

2406 days ago,(2012/02/23) - News Articles

News: CFTC Chairman Gensler’s Statement Of Support Of The Dodd-Frank Rulemakings

2406 days ago,(2012/02/23) - News Articles

News: Statement Of Dissent By CFTC Commissioner Jill E. Sommers And CFTC Commissioner Scott D. O’Malia - Fiscal Year 2011 Annual Performance Report

2414 days ago,(2012/02/14) - News Articles

News: Statement Of Dissent, FY 2013 President’s Budget And Performance Review - CFTC Commissioner Scott D. O’Malia

2416 days ago,(2012/02/13) - News Articles

News: “Heart Of The Matter: Resources” - Statement Of CFTC Commissioner Bart Chilton On The Administrations FY 2013 Budget

2416 days ago,(2012/02/13) - News Articles

News: Statement Of Concurrence, Harmonization Of Compliance Obligations For Registered Investment Companies Required To Register As Commodity Pool Operators, CFTC Commissioner Jill E. Sommers

2419 days ago,(2012/02/10) - News Articles

News: CFTC Commissioner Jill E. Sommers: Dissenting Statement, Commodity Pool Operators And Commodity Trading Advisors: Amendments To Compliance Obligations

2420 days ago,(2012/02/09) - News Articles

News: Remarks By U.S. Treasury Secretary Tim Geithner On The State Of Financial Reform

2426 days ago,(2012/02/02) - News Articles

News: Remarks Before The Domestic Trade Policy Committee Of The National Association Of Wheat Growers Winter Meeting, CFTC Commissioner Jill Sommers

2433 days ago,(2012/01/27) - News Articles

News: Remarks Before The American Bar Association, Committee On Derivatives And Futures Law, CFTC Chairman Gary Gensler

2433 days ago,(2012/01/27) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2442 days ago,(2012/01/18) - News Articles

News: SIFMA Statement On CFTC's Volcker Rule Proposal

2448 days ago,(2012/01/11) - News Articles

News: “That It Was All Very Complicated.” - Opening Statement Of CFTC Commissioner Scott D. O’Malia, Open Meeting On Three Final Rules, One Proposed Rule, And One Delegation Of Authority Order

2448 days ago,(2012/01/11) - News Articles

News: Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds - Statement Of CFTC Commissioner Scott D. O’Malia, January 11, 2012

2448 days ago,(2012/01/11) - News Articles

News: CFTC Commissioner Jill E. Sommers Testimony Before The United States Senate, Committee On Agriculture, Washington, DC

2478 days ago,(2011/12/13) - News Articles

News: Keynote Address Before Edison Electric Institute, CFTC – Dodd Frank - Compliance Forum - CFTC Commissioner Scott D. O’Malia

2479 days ago,(2011/12/12) - News Articles

News: Testimony Before The U.S. House Of Representatives, Committee On Agriculture, Washington, DC - CFTC Commissioner Jill E. Sommers

2483 days ago,(2011/12/08) - News Articles

News: Testimony On “Continued Oversight Of The Implementation Of The Wall Street Reform Act” By SEC Chairman Mary L. Schapiro - Before The United States Senate Committee On Banking, Housing, And Urban Affairs

2485 days ago,(2011/12/06) - News Articles

News: "Belt And Suspenders" - Opening Statement Of CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission

2485 days ago,(2011/12/06) - News Articles

News: Written Testimony Of Deputy U.S. Treasury Secretary Neal S. Wolin Before The Senate Committee On Banking, Housing, And Urban Affairs - “Continued Oversight Of The Implementation Of The Wall Street Reform Act”

2485 days ago,(2011/12/06) - News Articles

News: Testimony Before The U.S. Senate Committee On Banking, Housing And Urban Affairs, Washington, DC - CFTC Chairman Gary Gensler

2485 days ago,(2011/12/06) - News Articles

News: CFTC Commissioner Jill E. Sommers: Opening Statement Before The Sixth Open Meeting To Consider Final Rules Pursuant To The Dodd-Frank Act

2486 days ago,(2011/12/05) - News Articles

News: "Top Priority" - Statement Of CFTC Commissioner Bart Chilton Regarding The Importance Of Protecting Customer Funds

2490 days ago,(2011/12/01) - News Articles

News: Remarks Before The FINRA Institute At Wharton Certified Regulatory And Compliance Professional (CRCP) Program - SEC Commissioner Elisse B. Walter

2510 days ago,(2011/11/10) - News Articles

News: “T Minus 0” - Speech Of CFTC Commissioner Bart Chilton To The 4th Annual Risk Management In Energy Trading Conference, Hotel Derek, Houston, Texas

2513 days ago,(2011/11/08) - News Articles

News: “The High Test” - Speech Of CFTC Commissioner Bart Chilton To The Society Of Independent Gasoline Marketers Of America Annual Meeting, JW Marriott, Washington, DC

2517 days ago,(2011/11/04) - News Articles