Bursa Malaysia Derivatives (BMD) hosted an appreciation dinner for participating brokers of its Talk Futures roadshows last night in celebration of the success of the educatio...
870 days ago,(2011/12/05) - High Frequency Trading Review
By Philip Stafford
Many of the world’s largest broker-dealers are working to agree technical standards for open-source software in a move that could help open electroni...
The Hong Kong Mercantile Exchange (“HKMEx”), China’s international commodity marketplace, announces today the addition of Green Futures (Hong Kong) Limited a...
855 days ago,(2011/12/20) - High Frequency Trading Review
By Peter Chapman
High-frequency traders. Can't live with 'em. Can't live without 'em.
That was the message this year coming out of the bigger brokers as they took steps to b...
ICAP, the world’s leading interdealer broker, has been voted top overall interdealer broker by its customers in Asia Risk Magazine’s annual interdealer rankings. T...
Deltix, Inc., a leading provider of software for the development and deployment of advanced alpha generation and execution strategies, and Lime Brokerage LLC, a Wedbush Compan...
Shorcan Brokers Limited, TMX Group's fixed income interdealer brokerage, raised more than $600,000 at its 14th Annual Charity Day. Over the past 14 years, Shorcan's Annual Cha...
856 days ago,(2011/12/19) - High Frequency Traders
Deltix, Inc., a leading provider of software for the development and deployment of advanced alpha generation and execution strategies, and Lime Brokerage LLC, a Wedbush Comp...
Hit by the growing political and economic crisis racing across Europe and dealing with sustained market volatility and impending MiFID II regulation reform, as many as...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has announced t...
862 days ago,(2011/12/13) - Fundamental Interactions
FIN Virtual Exchange, a Complete Trade Aggregation, Order Crossing, Routing and Execution Engine for ATS Operators and Broker/Dealers, is Available as a Service via the Option...
Trading Technologies International, Inc. (TT), a leading global provider of trading software for professional derivatives traders, and ICAP plc., the worlds largest voice and...
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) today issued ...
By Laurence Fletcher and Luke Jeffs
Some of the world's top computer-driven hedge funds are buying exchange memberships to trade directly on the biggest commodities and fin...
ICAP's BrokerTec and Trading Technologies International, Inc. today announced that they will launch an alternative marketplace to execute trades in U.S. Treasury benchmark iss...
The Securities and Exchange Commission today charged a trader in Latvia for conducting a widespread online account intrusion scheme in which he manipulated the prices of mor...
JonesTrading Institutional Services LLC, which provides institutions with block trading in securities and derivative products, services to the capital markets, independent res...
The Financial Services Authority (FSA) has fined Andrew Osborne, former Managing Director in Corporate Broking at Merrill Lynch International (now Bank of America Merrill Lync...
796 days ago,(2012/02/17) - High Frequency Trading Review
ELMER Funke Kupper, the chief of market operator ASX Ltd, says the technological race for faster trading platforms will see many smaller stockbrokers unable to compete, forc...
Traiana, the leading provider of post-trade solutions, announced today the launch of an enhanced Harmony CreditLink, including pre-trade and post-trade credit and risk ...
The Financial Industry Regulatory Authority (FINRA) today issued a new Investor Alert called It Pays to Understand Your Brokerage Account Statements and Trade Confirmatio...
The Stock Exchange of Thailand (SET), together with seven banks and seven securities firms, launch the “Banker to Broker & One for All” campaign for a se...
The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed h...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent order requiring Windsor Brokers, Ltd. (Windsor), of Limassol, Cyprus, to pay a $140,000 c...
The Financial Services Authority (FSA) confirms that Pritchard Stockbrokers Ltd (Pritchard) has entered the Special Administration Regime (SAR) on 9 March 2012 and Timothy Bal...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against FCStone, LLC, a Chicago-based registered futures...
770 days ago,(2012/03/14) - High Frequency Trading Review
Washington, D.C. and Boca Raton, Fla.—March 14, 2012—The Futures Industry Association today issued order handling risk management recommendations for executing b...
The Futures Industry Association today issued order handling risk management recommendations for executing brokers. The report documents both current practice and emerging tec...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a federal court action in the Southern District of New York chargingJoseph F. Welsh III, of ...
The Hong Kong Mercantile Exchange (HKMEx), China’s global marketplace, announces today that China Xin Yongan Futures Company Limited has been approved as a broking membe...
759 days ago,(2012/03/25) - High Frequency Trading Review
By Telis Demos
A filing posted deep within the website of Nasdaq OMX’s regulatory arm, announcing that Getco’s broker-dealer paid a fine for having inadequate r...
The Depository Trust & Clearing Corporation (DTCC) announced today that its Alternative Investment Product service (AIP) is now able to facilitate the custody of uncertifi...
March 27, 2012 — McObject®, provider of the eXtremeDB® In-Memory Database System (IMDS) and related product family, announced that Spreadbrokers, a London-b...
Partnership Showcases Latest Success in Gigamon's Strategic Technology Alliance Community Program
SILICON VALLEY, Calif., April 2, 2012 /PRNewswire/ -...
749 days ago,(2012/04/04) - High Frequency Trading Review
John D'Antona Jr.
As brokers see increased appetite by U.S. investors for stocks in Brazil and Japan, electronic trading executives report that these two markets are ...
Systematic and automated traders can now model, simulate, and implement event-driven investment strategies via the LimeTrader complex event processing platform
NEW ...
ICAP, the world's leading interdealer broker, announced that its electronic fixed income business BrokerTec has successfully launched with its customers a new trading system f...
The Stock Exchange of Thailand (SET) and Association of Thai Securities Companies (ASCO) will improve the quality of service available in the capital market. Charamporn Jotika...
735 days ago,(2012/04/18) - High Frequency Trading Review
By Nina Mehta
The New York Stock Exchange (NYX) plans to let more brokers become market markers, providing a new category of competitor for firms such as Barclays Plc (BARC...
Trayport, a leading provider of energy trading solutions to traders, brokers and exchanges worldwide today announced that Global Commodities are now using Trayport’s Glo...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has today launc...
Frankfurt, March 2 Orc Software, a leading provider of technology for advanced market making, trading and brokerage, enters the order routing arena for cash and derivatives,...
Orc Software, leading provider of technology for advanced market making, trading and brokerage, announces that Interactive Brokers is the latest high profiled partner to be ad...
New York & So Paulo, Monday, November 1, 2010 Orc Software (SSE: ORC), a leading global provider of technology and services for the global financial industry, announces tha...
Chicago & New York, Monday, February 7, 2011 Orc Software (SSE: ORC), a leading provider of technology and services for the global financial industry, announced today that i...
Attorney General Eric T. Schneiderman today secured a jail sentence of 3 1/2 to 10 1/2 years for convicted securities fraudster Charles Raspa, whose scheme defrauded 800 victi...
The Securities and Exchange Commission today announced that it is re-opening the public comment period for proposed amendments to its net capital, customer protection, books a...
ICAP, the world’s leading interdealer broker, announces today that average daily volumes on the BrokerTec and EBS platforms for April were US$714.2bn, a decrease of 5% m...
The Securities and Futures Commission (SFC) has banned Mr Wong Chiu Wan, a former licensed representative of KGI Asia Limited (KGI), from re-entering the industry for life (No...
715 days ago,(2012/05/08) - High Frequency Trading Review
By Herbert Lash and Jonathan Spicer
Investors spend a lot of time and money on stock selection when trying to get that extra edge to build a winning portfolio, but a bigger...
Cinnober today launches Scila Compliance, a new multi-asset monitoring and trade surveillance system for investment banks and brokers that builds on its established success wi...
After enduring 2011’s bruising markets, US hedge funds trading equities tell TABB Group that 2012 will be a year of disruption with market conditions, sell-side broker e...
In line with the requirements specified in the “Guidance on Further Deepening the IPO System Reform” by the China Securities Regulatory Commission, the Shenzhen St...
Portware, the leading provider of global broker-neutral, multi-asset trading solutions, today announced it has reached a definitive agreement to acquire the technology and ana...
713 days ago,(2012/05/10) - High Frequency Trading Review
By Nathaniel Popper
The rules governing Wall Street generally force stockbrokers to seek out the best prices for clients who pay them to buy and sell shares.
In recent yea...
The Financial Services Authority (FSA) has fined Donald McKee Morgan, a partner in the firm of Donald Morgan Insurance Services (DMIS), £335,204 for committing insurance...
Trayport, a leading provider of energy trading solutions to traders, brokers and exchanges worldwide today announced that 42 Financial Services are using Trayport’s Glob...
Tieto, the leading IT services provider in Northern Europe today launched its full-asset, end-to-end, stockbroking and private client wealth management technology solution in ...
The Proxy Fee Advisory Committee (PFAC), formed by the New York Stock Exchange, today published its recommendations for changes to the fees paid by public companies to banks...
The Financial Industry Regulatory Authority (FINRA) today announced that it has added features to BrokerCheck to help users more easily access broker-dealer and inve...
CME Group, the world's leading and most diverse derivatives marketplace, today announced the launch of CME Direct, a new technology offering side-by-side trading of exchange-l...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent order of permanent injunction requiring defendant, Kent R.E. Whitney (Whitney), a former ...
The Tokyo Commodity Exchange (TOCOM), Japan’s largest commodity futures exchange, announced that Phillip Securities Japan, a Japanese subsidiary of Phillip Capital, a ma...
Fixnetix, global managed services provider for market data, trading and risk controls, announced today a new product, iX-EMS, a software version offering similar functio...
'Our equity trading markets have always been dynamic. But every now and then, changes occur that fundamentally change the landscape.'These changes can be so significant tha...
686 days ago,(2012/06/06) - OneMarketData In The News
Lime Brokerage, a Wedbush Company and preeminent provider of ultra-low latency trading technologies, announce a re-distributor agreement with OneMarketData. The new solution w...
Good afternoon, Rich, thank you for that kind introduction and for inviting me to speak about the Commodity Futures Trading Commission’s (CFTC) efforts to implement swap...
Bursa Malaysia Derivatives Berhad today announced the easing of restrictions for the setting up of branches and kiosks by futures brokers, paving the way for greater retail ...
Traiana, the leading provider of post-trade solutions, announced today that the Traiana Harmony CFD equity swap network has added 26 executing brokers for give up processing a...
Hosted market data service offers deterministic, nanosecond speeds
NEW YORK - June 18, 2012 -- Lime Brokerage, a Wedbush Company and provider of ultra-low latency tra...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has today annou...
Commodity-rich Malaysia is attracting local and foreign investors as US and European hedge funds and commodity trading advisors (CTAs) enter the market more aggressively, driv...
- Partnership enables New York and Mexico City trading communities to receive market signals and send transactions at the lowest latency rates available
&nbs...
By Philip Stafford
Foreign exchange brokers are backing a series of changes unveiled by EBS, the world’s largest currency platform, designed to discourage predatory p...
By Nina Mehta and Nikolaj Gammeltoft
The U.S. Securities and Exchange Commission may include large brokers and dark pools in a planned rule aimed at ensuring that regulated...
By Justin Grant
Themis Trading, an independent institutional agency brokerage specializing in equities, launched an explosive charge at Nasdaq OMX Friday, suggesting that...
London, 18 February 2013: QuantHouse, S&P Capital IQ’s Real Time operation and the global provider of next generation trading solutions, has partnered...
First banking customer in production and Peter O Bäck joining as Head of Sales for banks and brokers
The leading financial technology supplier Cinnober recently launched...
London, 20th June 2013: BCS Prime Brokerage Limited (‘BCS’), an independent Russian financial institution, has been granted UK regulatory authorisation b...
Real Time system meets compliance needs for Brokers in Russia and in the U.K.
London, 9th September 2013: BCS Prime Brokerage (‘BCS’), the internatio...
London, 23rd October 2013: BCS Prime Brokerage (‘BCS’), the international arm of the largest trader of equities and derivatives on the Russian exchange, has a...
London UK, March 25, 2014 – LMAX Exchange, the first FCA regulated MTF for FX trading, is pleased to announce a partnership with FP Markets, the leading Australian onlin...
Commcise delivers a fully integrated cloud based commission management platform for investment managers including the latest regulatory required transparency. Londo...
Co-locates with SGX and extends connectivity network into Vietnam
Singapore, 19th February 2014 – Fidessa group plc (LSE: FDSA) has today announced that it has sig...
January 22, 2014: xCelor LLC, a leading supplier of high performance trading solutions based in Chicago is proud to announce that its xPort Series of Layer 1 network switches ...
Companies collaborate to provide clients with market data access over turnkey trading platforms
Chicago, IL, January 22nd, 2014 - SpryWare, a premier provider of ul...
135 days ago,(2013/12/09) - Capital Markets Cooperative Research Centre
9 December, 2013 (Sydney): New research from the Capital Markets Cooperative Research Centre (CMCRC) has found that the presence of high-frequency traders improves market fair...
New York – 18 July 2013: TS?Associates, leaders in Precision Instrumentation of electronic trading systems, and developers of TipOff®, Correlix™ and Applicatio...
Enriching risk management offerings in the TMX Atrium community
LONDON, 17 June, 2013 – TMX Atrium, provider of smarter infrastructure solutions for the...
LONDON, 11 June, 2013 - TMX AtriumÔ, provider of smarter infrastructure solutions for the financial community, today announced that the UBS MTF dark pool has joined the ...
New York, NY, March 7, 2013—Mantara, Inc., a provider of advanced ultra-low latency trading and risk solutions, today announced a powerful addition to its Expr...
London, 18 February 2013: QuantHouse, S&P Capital IQ’s Real Time operation and the global provider of next generation trading solutions, has partnered...
ACTIV TradeDeck Now Routes to All Canadian Exchanges
New York, NY – February 11, 2013 – ACTIV Financial, a global provider of real-time, multi-asset financial mar...
LONDON, 23 January, 2013 - TMX AtriumÔ, provider of smarter infrastructure solutions for the financial community, today announced that CMA, the Latin American Market D...
Redkite’s expertise in front office trading practices and technology enables rapid deployment with minimal IT investment while providing real-time, intraday surveillan...
Following the FORTS Derivatives market, on September 3, 2012 the Moscow Exchange Securities and FX markets has successfully introduced measures to encourag...
By Luke Jeffs and Nia Williams
ICAP, the world's largest currency broker, expects to see business from speed-trading clients fall after technical changes to its currency pl...
By Steven Sloan and Nina Mehta
The Securities and Exchange Commission voted yesterday to require exchanges and a broker oversight group to build a single system to monitor ...
London and New York 25 June 2012 - Corvil, a provider of latency management systems for global financial markets, today announced that Pico Quantitative Trading, an agency-o...
Migdal Stock Exchange Services, the brokerage arm of Israeli investment group Migdal Capital Markets and member of the Tel-Aviv Stock Exchange (TASE), now offers trading servi...
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for April 2012. The next release, which will report on data for May 2012, is...
ISITC Europe, the industry group dedicated to improving the operational efficiency of the capital markets industry, today announced the content of its second quarterly confere...
Effective today, three ETFs that track equity indices and four ETFs that track fixed income instruments begin dual currency trading with SGD priced counters, in addition to t...
Investment Technology Group Limited is approved as Trading Participant on the Burgundy MTF. Investment Technology Group Limited is approved to trade in CCP cleared instruments...
First Derivatives plc (“FD”), a leading provider of software and consulting services to global investment banks, brokers and hedge funds has today announced that i...
At the end of the settlement date of May 31, 2012, short interest in 2,230 NASDAQ Global MarketSM securities totaled 7,347,012,533 shares compared with 7,001,712,386 shar...
Introduction It is a pleasure to be here today to speak to you. I appreciate the opportunity to do so. I would like to spend my time addressing two recent landmark pieces of l...
NYSE Liffe, the European based global derivatives division of NYSE Euronext, today announced that Yuanta Futures, the leading futures brokerage in Taiwan, has become a memb...
The Chairman of Hong Kong Exchanges and Clearing Limited (HKEx) Chow Chung Kong encouraged exchange IT professionals to analyse key challenges facing the industry, brainstorm ...
Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in the Thomson Reuters summarised monthly reports. Mont...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trades M...
Pakistan Mercantile Exchange, in continuation of its educational drive, held a workshops in Lahore and Islamabad that concluded on 30th May 2012 for its Brokers and Investors....
MarketPrizm, a leading provider of market data and trading infrastructure services, yesterday announced it will provide Marex Spectron, a broker of physical and financial prod...
The Tokyo Commodity Exchange (TOCOM), Japan’s largest commodity futures exchange, announced that Phillip Securities Japan, a Japanese subsidiary of Phillip Capital, a ma...
At the end of the settlement date of May 15, 2012, short interest in 2,235 NASDAQ Global MarketSM securities totaled 7,001,712,386 shares compared with 6,721,187,618 shar...
700 days ago,(2012/05/23) - High Frequency Trading Review
By Peter Chapman
Should a firm’s options market makers be allowed to work together with its stock market makers?
Options exchange rules explicitly bar the sharing of...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $3.5 million for providing inaccurate mortgage performance...
Click here to download the weekly statistics update of TOM MTF for week 20 - 2012. This week on TOM MTF a total of 15.463 option contracts were traded on TOM MTF. On Thurs...
ICAP plc, the world’s leading interdealer broker, is pleased to announce that it has agreed to acquire PLUS Stock Exchange plc ("PLUS"), the smaller company equity excha...
Thomson Reuters Corporation (TSX / NYSE: TRI), the world’s leading source of intelligent information for businesses and professionals, today announced that it has receiv...
The Financial Industry Regulatory Authority (FINRA) today announced that it has added features to BrokerCheck to help users more easily access broker-dealer and inve...
Starting on: Wednesday 18th of July, 2012. Posted by: The Trading Mesh.
Our After the Bell panel discussions incorporate the "top-of-mind" issues for the trader with events the provide real world examples of what's working and why. And if you’re a technology and solution provider, these forums promote optimal networking opportunities with niche discussions on topics most pertinent to those of us working in the financial markets today.
The Proxy Fee Advisory Committee (PFAC), formed by the New York Stock Exchange, today published its recommendations for changes to the fees paid by public companies to banks...
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for March 2012. The next release, which will report on data for April 2012, is sch...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has today annou...
Trayport, a leading provider of energy trading solutions to traders, brokers and exchanges worldwide today announced that 42 Financial Services are using Trayport’s Glob...
NYSE Euronext (NYX) today unveiled a new brand identity that underscores the company’s growing role in unlocking the potential of its global community. The new look wa...
The Financial Services Authority (FSA) has fined Donald McKee Morgan, a partner in the firm of Donald Morgan Insurance Services (DMIS), £335,204 for committing insurance...
NYSE Liffe, the European based derivatives business of NYSE Euronext, is pleased to announce GF Futures (Hong Kong) Co. Ltd (“GF Futures”), a Hong Kong based subsi...
NEW YORK – May 10, 2012 – Ullink, a global provider of low latency connectivity and trading software and services has extended its connectivity offering to SB...
Portware, the leading provider of global broker-neutral, multi-asset trading solutions, today announced it has reached a definitive agreement to acquire the technology and ana...
At the end of the settlement date of April 30, 2012, short interest in 2,241 NASDAQ Global MarketSM securities totaled 6,721,187,618 shares compared with 6,582,751,452 sh...
The Securities and Exchange Commission today charged a Manhattan resident with carrying out a complex market manipulation scheme in biopharmaceutical stocks after he was kicke...
Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in the Thomsopn Reuters summarised monthly reports. Monthl...
After enduring 2011’s bruising markets, US hedge funds trading equities tell TABB Group that 2012 will be a year of disruption with market conditions, sell-side broker e...
The Securities and Futures Commission (SFC) has banned Mr Wong Chiu Wan, a former licensed representative of KGI Asia Limited (KGI), from re-entering the industry for life (No...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of...
Block Trade Summaries Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten ...
London Stock Exchange Group (LSE Group) today welcomes its first Renminbi-denominated bond to the Order book for Retail Bonds (ORB). The HSBC bond, which raised RMB 2 billion ...
The International Swaps and Derivatives Association, Inc. (ISDA) today released results from its 2012 ISDA Margin Survey at its 27th Annual General Meeting in Chicago. The 201...
The Financial Industry Regulatory Authority (FINRA) today announced that it has sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services...
BOX Options Exchange announces it has received SEC approval of its application for registration as a national securities exchange and thus, act as its own selfregulatory ...
At the NYSE Euronext (NYX) annual stockholders’ meeting held on April 26, 2012: 15 director nominees received a majority of votes cast, with an average approval rate of...
Sao Paulo, September 27, 2011 Orc Group (SSE: ORC), a leading provider of technology and services for the global financial industry, announced today that Brazilian broker Te...
For immediate release: Hong Kong, Sydney and Tokyo Monday, August 15, 2011 Orc Group AB (SSE: ORC), a leading provider of technology and services for the global financial ...
Chicago, Wednesday, May 11, 2011 Orc Software (SSE: ORC), a leading provider of technology and services for the global financial industry, today announced that Chicago-based...
Chicago & New York, Monday, February 7, 2011 Orc Software (SSE: ORC), a leading provider of technology and services for the global financial industry, announced today that i...
New York & So Paulo, Monday, November 1, 2010 Orc Software (SSE: ORC), a leading global provider of technology and services for the global financial industry, announces tha...
London, Tuesday, August 31, 2010 Orc Software (SSE: ORC), the leading global provider of technology and services for advanced trading in financial instruments, today announc...
A Financial Industry Regulatory Authority (FINRA) hearing officer has expelled Pinnacle Partners Financial, Corp., a broker-dealer based in San Antonio, TX, and barr...
728 days ago,(2012/04/25) - High Frequency Trading Review
More details are emerging on Friday’s ‘flash crash’ incident. In a communique to trading members, the National Stock Exchange (NSE) on Monday revealed th...
At the end of the settlement date of April 13, 2012, short interest in 2,246 NASDAQ Global MarketSM securities totaled 6,582,751,452 shares compared with 6,485,392,326 shares ...
TradingScreen Inc. (TradingScreen), the leading independent provider of liquidity, trading and investment technology via SaaS, today announced the launch of TradePlus, its ord...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has today launc...
Trayport, a leading provider of energy trading solutions to traders, brokers and exchanges worldwide today announced that Global Commodities are now using Trayport’s Glo...
751 days ago,(2012/04/02) - High Frequency Trading Review
FPL Provides Guidance to Facilitate the Adoption of FIX Standards for Equity Post-Trade Processing, Creating the Potential for the Industry to Benefit from Increased Availab...
Will Utilize FlexTRADER EMS & Mottai Broker Trading Solution For SET and TFEX
Singapore, April 2, 2012 -- FlexTrade Systems, a global leader in broker-neutral, ...
At the end of the settlement date of March 15, 2012, short interest in 2,252 NASDAQ Global MarketSM securities totaled 6,578,692,977 shares compared with 6,434,814,070 sh...
The Depository Trust & Clearing Corporation (DTCC) announced today that its Alternative Investment Product service (AIP) is now able to facilitate the custody of uncertifi...
759 days ago,(2012/03/25) - High Frequency Trading Review
By Telis Demos
A filing posted deep within the website of Nasdaq OMX’s regulatory arm, announcing that Getco’s broker-dealer paid a fine for having inadequate r...
The Stock Exchange of Thailand (SET) joins hands with 27 securities firms to launch the “I’m Online Investor” campaign, aiming to add 100,000 retail investor...
London Stock Exchange Group plc ("LSEG" or "the Group") today announces that J.P. Morgan is now live on its UnaVista Swaps Portal in Europe. The UnaVista platform will provide...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ...
Instinet Incorporated, a global leader in electronic trading and agency-only brokerage services, today announced the completion of the global rollout of the 3.12 release&...
The Securities and Exchange Commission today charged two senior executives and their California-based firm with defrauding officers and directors at publicly-traded companie...
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for January 2012. The next release, which will report on data for February 2...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a federal court action in the Southern District of New York chargingJoseph F. Welsh III, of ...
The Futures Industry Association today issued order handling risk management recommendations for executing brokers. The report documents both current practice and emerging tec...
770 days ago,(2012/03/14) - High Frequency Trading Review
Washington, D.C. and Boca Raton, Fla.—March 14, 2012—The Futures Industry Association today issued order handling risk management recommendations for executing b...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Goldman Sachs Execution & Clearing, L.P. (GSEC), a registered futures commission merchant based i...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against FCStone, LLC, a Chicago-based registered futures...
The Securities and Exchange Commission today charged two financial advisors and three others in their circle of family and friends with insider trading for more than $1.8 mi...
The California Public Employees’ Retirement System (CalPERS) today began a live webcast of its monthly meetings over the Pension Fund’s website at w...
ISITC (The International Securities Association for Institutional Trade Communication), the industry trade group focused on standards in transaction processing and relate...
Cleartrade Exchange Pte Ltd. (CLTX), the OTC electronic global marketplace for commodity derivatives, today announced the launch of the Cleartrade Market Data Service (CMDS)...
At the end of the settlement date of February 29, 2012, short interest in 2,258 NASDAQ Global MarketSM securities totaled 6,434,814,070 shares compared with 6,3...
I want to thank David [Tittsworth] for inviting me to speak at this conference today. It is both an honor and a pleasure to speak to you this morning. The regulatory landscape...
Newedge, a global leader in multi-asset brokerage and clearing, announced today three senior appointments in the Alternative Investment Solutions (AIS) division of its...
Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in our summarised monthly reports. Monthly Data at a Glance ...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trade...
Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten brokers chosen by thei...
The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed h...
At the end of the settlement date of February 15, 2012, short interest in 2,255 NASDAQ Global MarketSM securities totaled 6,398,505,284 shares compared with 6,4...
Good afternoon and thank you, Meredith, for that overly-kind introduction. As Meredith mentioned, we have known each other for a long time. It is an honor to be working with h...
Good morning. It is my pleasure to be here today. This is my fourth SEC Speaks and my first after being sworn-in for a second term as an SEC Commissioner. I can report that th...
Thank you, John [Anderson], for that very kind introduction. I am pleased to be here today. Before I continue, I need to provide the standard disclaimer that my comments tod...
The Stock Exchange of Thailand (SET), together with seven banks and seven securities firms, launch the “Banker to Broker & One for All” campaign for a se...
The Financial Industry Regulatory Authority (FINRA) today issued a new Investor Alert called It Pays to Understand Your Brokerage Account Statements and Trade Confirmatio...
IRESS is pleased to announce the introduction of the Trade-Through Analysis command in release 1.05 of the IRESS Professional desktop.
New multi-market trading arrangements...
The Depository Trust & Clearing Corporation (DTCC) Insurance & Retirement Services (I&RS) released today January information on activity in the market for annuity ...
EOX Holdings, a wholly owned subsidiary of OTC Global Holdings LP (OTCGH), and Updata Inc., a leading provider of advanced trading analytics, today announced that EOX over-the...
Our After the Bell panel discussions incorporate the "top-of-mind" issues for the trader - whether you're a high frequency trader, starting a prop shop or examining different trading strategies to take your firm to the next level, this event provides real world examples of what's working and why. And if you’re a technology and solution provider, these forums promote optimal networking opportunities with niche discussions on topics most pertinent to those of us working in the financial markets today.
The Financial Services Authority (FSA) has fined Andrew Osborne, former Managing Director in Corporate Broking at Merrill Lynch International (now Bank of America Merrill Lync...
Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in the Thomson Reuters summarised monthly reports. Monthly Data at a...
The Australian Securities and Investments Commission (ASIC), the Quebec Autorité des marchés financiers (AMF), the Ontario Securities Commission (OSC), the Alber...
At the end of the settlement date of January 31, 2012, short interest in 2,261 NASDAQ Global MarketSM securities totaled 6,414,407,342 shares compared with 6,69...
IPC provides access to a range of trade lifecycle services through a single connection
London, U.K. – February 6, 2012 – IPC Systems, Inc., a leading provi...
ICAP, the world’s leading interdealer broker, announces that it is entering the Australian agricultural and soft commodities market in February with a new team. The t...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trades MM/...
Trayport, a leading provider of energy trading solutions to traders, brokers and exchanges worldwide, today announced the appointment of Yvonne Twiss as the new Vice Preside...
Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten brokers chosen by thei...
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against Charles Schwab & Company charging the firm with violating FINRA r...
The NASDAQ OMX Group, Inc. ("NASDAQ OMX®") (Nasdaq:NDAQ) reported strong results for the fourth quarter of 2011. Net income attributable to NASDAQ OMX for the fourth quart...
JonesTrading Institutional Services LLC, which provides institutions with block trading in securities and derivative products, services to the capital markets, independent res...
(See IP/12/94) What is the role/importance of derivatives for the European economy? Derivatives are contracts traded on financial markets that are used to transfer risk. Der...
The U.S. Commodity Futures Trading Commission (CFTC) issued a Consumer Advisory warning the public to beware of promises of easy profits to be made from rising prices in gold,...
- Certified for Private Order, Risk Management & Trading Software -
Great Neck, New York, January 31, 2012 -- FlexTrade Systems, a global leader in broker-neutral mu...
813 days ago,(2012/01/31) - High Frequency Traders
FlexTrade will offer a variety of derivatives trading solutions to members of the Dubai exchange. One of these is FlexOPT, a trading system aimed at buy and sell-side organi...
Dubai Gold & Commodities Exchange (DGCX) today announced that FlexTrade Systems, a global leader in broker-neutral multi-asset algorithmic trading systems has become an ap...
As a proud Kansan, there is no place I would rather be today than speaking to a group of Wheat Growers. Thank you for inviting me today to discuss the bankruptcy of MF Global...
The Securities and Exchange Commission today charged a trader in Latvia for conducting a widespread online account intrusion scheme in which he manipulated the prices of mor...
At the end of the settlement date of January 13, 2012, short interest in 2,267 NASDAQ Global MarketSM securities totaled 6,699,994,804 shares compared with 6,43...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith $1 million for failing to arbitrate disputes wi...
Thai Stock Exchange of Thailand (SET) is improving its securities trading rules to be in line with rules of leading foreign stock exchanges in order to increase trading effect...
819 days ago,(2012/01/25) - High Frequency Trading Review
By Mobis Philipose
Securities and Exchange Board of India (Sebi) is evidently shaken up by the algorithmic trading accident that occurred on BSE Ltd during last year’...
The Depository Trust & Clearing Corporation (DTCC) Insurance & Retirement Services (I&RS) released today full-year and December information on activity in the mark...
Thomson Reuters today announced the launch of a new evaluated pricing capability, the Fixed Income Global Snapshot (FIGS). All non US fixed income securities will be re-evalua...
Portware today announced the release of Portware PRO. This global turnkey solution gives traders the widest selection of broker algorithmic strategies and direct trading des...
On Thursday, January 19, 2012, during its New Year’s reception, NYSE Euronext Brussels granted awards to listed companies and to members relating to their performance in...
Although change and uncertainty will continue to hold sway across the lit and dark equities venues in Europe for the foreseeable future, according to new research published ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of inte...
To boost big-cap securities, expand investor base, launch new trading system, and improve efficiency Sees IPOs to reach THB 120 billion on the bourse this year Aims dai...
NEW YORK, Jan. 13, 2012 – NYSE Euronext today announced that Fidessa is the latest "three portal" member to join its innovative Power Partners Program ™. The progr...
NYSE Euronext today announced that Fidessa is the latest “three portal” member to join its innovative Power Partners ProgramTM. The program highlights ...
The Stock Exchange of Thailand (SET) continues to protect investor rights and benefits by introducing its Trading Alert List, a list of securities showing unusual movement of ...
At the end of the settlement date of December 30, 2011, short interest in 2,271 NASDAQ Global MarketSM securities totaled 6,433,379,539 shares compared with 6,5...
The Thailand Futures Exchange plc (TFEX), under The Stock Exchange of Thailand (SET) group, gears up its 2012 plan to grow trading volume and expand investor base. The plan in...
Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in our summarised monthly reports. Monthly Data at a Glance Th...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has extended it...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trades ...
NASDAQ OMX Commodities is pleased to announce INTL FCStone (Europe) Ltd. as a new broker on all NASDAQ OMX Commodities’ markets. “We’re gratified to be able ...
Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten brokers chosen by thei...
The Depository Trust & Clearing Corporation (DTCC) Insurance & Retirement Services (I&RS) released today November reports on activity in the market for annuity pro...
Tadashi Ezaki President & CEO Let me begin by wishing you all a very happy New Year! The year 2011 was a year of unprecedented challenges at home and abroad, with ...
The California Public Employees’ Retirement System (CalPERS) today issued the following response to the Legislative Analyst’s Office (LAO) analysis of Government E...
In response to press speculation earlier today PLUS Markets Group plc ("PLUS" or the "Company") confirms that on 9 December 2011 it received an approach for its majority stake...
At the end of the settlement date of December 15, 2011, short interest in 2,267 NASDAQ Global MarketSM securities totaled 6,558,926,307 shares compared with 6,8...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO (Reg SHO) a...
On December 22, 2011 a meeting of the Derivatives market Committee took place. The main issue on the agenda was the MICEX-RTS trading disruption that occurred on December 19...
NZX endorses the FMA’s advice to investors who receive unsolicited offers to buy their shares. The FMA has advised investors who receive such offers to seek advice from ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Barclays Capital Inc. $3 million for misrepresenting delinquency data and inadequate supe...
The Securities and Exchange Commission today charged the former CEO and CFO at a Minnesota-based clean coal technology company for making false and misleading statements to ...
The Thailand Futures Exchange plc (TFEX), a subsidiary of The Stock Exchange of Thailand (SET), announces the derivatives brokers which won the five categories of the TFEX Bes...
ICAP, the world’s leading interdealer broker, has been voted top overall interdealer broker by its customers in Asia Risk Magazine’s annual interdealer rankings. T...
856 days ago,(2011/12/19) - High Frequency Traders
Deltix, Inc., a leading provider of software for the development and deployment of advanced alpha generation and execution strategies, and Lime Brokerage LLC, a Wedbush Comp...
The value of shares traded on NASDAQ Dubai in November 2011 reached 36 million dollars, down 42% from 69 million dollars in October 2011, a trend in line with regional exchang...
The Financial Industry Regulatory Authority (FINRA) has taken important actions to protect investors from fraudulent schemes, products and practices, and to bring new levels o...
The Senate Agriculture Committee on Dec. 13 held its second hearing focusing on the MF Global bankruptcy. Lawmakers from both sides of the aisle grilled MF Global’s top ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Wells Fargo Investments, LLC, $2 million for unsuitable sales of reverse convertible secu...
São Paulo, December 14 2011 – Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world&r...
Hit by the growing political and economic crisis racing across Europe and dealing with sustained market volatility and impending MiFID II regulation reform, as many as...
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for October 2011. The next release, which will report on data for November 2011,...
Monthly Market Share Reports Trading is fragmenting between exchanges and competing venues. But by how much and which venues? Find out in the Thomson Reuters summarise...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has announced t...
Good afternoon Chairwoman Stabenow, Ranking Member Roberts, and members of the Committee. Thank you for inviting me today to discuss the MF Global Bankruptcy. I understand t...
862 days ago,(2011/12/13) - Fundamental Interactions
FIN Virtual Exchange, a Complete Trade Aggregation, Order Crossing, Routing and Execution Engine for ATS Operators and Broker/Dealers, is Available as a Service via the Option...
SunGard has established a SunGard Global Network (SGN) hub in Santiago, Chile. SGN provides global order routing, market data and associated services on 120 markets worldwid...
At the end of the settlement date of November 30, 2011, short interest in 2,261 NASDAQ Global MarketSM securities totaled 6,887,994,075 shares compared with 6,7...
“OTF in a box” ready to hit the market
Cinnober today announces the launch of TESS OTF – a Software as a Service (SaaS) – packaged for the rising Orga...
Good morning Chairman Lucas, Vice Chairman Goodlatte, Ranking Member Peterson, and members of the Committee. Thank you for inviting me today to discuss the MF Global Bankruptc...
ICAP Shipping, the shipping arm of ICAP plc, the world’s leading interdealer broker, and Saxo Bank, the trading and investment specialist, announced on Thursday...
Cinnober today announces the launch of TESS OTF - a Software as a Service (SaaS) - packaged for the rising Organized Trading Facility (OTF) market. The new offering is s...
The Depository Trust & Clearing Corporation (DTCC) announced today that it has launched enhancements to its Cost Basis Reporting Service (CBRS) to help customers comply wi...
Chairman Johnson, Ranking Member Shelby, and members of the Committee: Thank you for inviting me to testify regarding the Securities and Exchange Commission’s ongoing i...
When I listen attentively to average investors and consumers address concerns with the economy, retirement or the markets, sooner rather than later they raise the issues of tr...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trade...
As part of an initiative to combat hedge fund fraud by identifying abnormal investment performance, the Securities and Exchange Commission today announced enforcement actions ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has sanctioned an additional eight firms and 10 individuals, and ordered restitution totaling more ...
Newedge, a global leader in multi-asset brokerage and clearing, announces the promotion of Michael Dann to Global Head of Agricultural Business, from his current position o...
At the end of the settlement date of November 15, 2011, short interest in 2,270 NASDAQ Global MarketSM securities totaled 6,703,515,102 shares compared with 6,7...
Volume: Rs. 1,126.02 Cr. Participation: 112 broker members Trading Summary: Type of Instrument Contracts Traded No. of Trades Turnover(Rs.Cr.) Index Future ...
Volume: Rs. 1,139.45 Cr. Participation: 109 broker members Trading Summary: Type of Instrument Contracts Traded No. of Trades Turnover(Rs.Cr.) Index Future &nbs...
Volume: Rs. 1,166.61 Cr. Participation: 105 broker members Trading Summary: Type of Instrument Contracts Traded No. of Trades Turnover(Rs.Cr.) Index Future ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Wells Investment Securities, Inc. $300,000 for using misleading marketing materials in th...
Thank you, Ethiopis, for that kind introduction. Good afternoon. I would like thank you for your participation in the Securities and Exchange Commission’s 2011 Internati...
Volume: Rs. 1,359.65 Cr. Participation: 114 broker members Trading Summary: Type of Instrument Contracts Traded Turnover(Rs.Cr.) Index Future 39862 ...
The Securities and Exchange Commission today charged a San Diego-based investment advisory firm and its president with fraud for failing to disclose a conflict of interest to ...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley & Co. Inc. and Morgan Stanley Smith Barney LLC $1 million and ordered ...
At the end of the settlement date of October 31, 2011, short interest in 2,277 NASDAQ Global MarketSM securities totaled 6,718,917,154 shares compared with 7,157,409,848 share...
The Securities and Exchange Commission today announced the agenda, speakers and panelists for its Government-Business Forum on Small Business Capital Formation to be held ne...
Volume: Rs. 1,281.13 Cr Participation: 143 broker members Trading Summary: Type of Instrument Contracts Traded Turnover(Rs.Cr.) Index Future 41504 &nbs...
Volume: Rs. 1,054.45 Cr. Participation: 107 broker members Trading Summary: Type of Instrument Contracts Traded Turnover(Rs.Lac.) Index Future 35520 ...
Block Trade Summaries TSX Block List LeadersTM Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders...
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor Main Board + Trading Only Stock Turnover (in HK$ Mil.) No. of Trades MM/YY...
Good morning. It is a pleasure to be with you today to discuss fraud and how we might be better able to prevent it. I’d like to thank the Stanford Center on Longevity an...
The Hong Kong Mercantile Exchange (“HKMEx”), China’s international commodity marketplace, today announces the appointment of William Barkshire to the newly-c...
Fidessa group plc (LSE: FDSA), provider of high-performance trading, investment management and information solutions for the world’s financial community, has today annou...
916 days ago,(2011/10/20) - High Frequency Trading Review
By Scott Patterson
Pioneer of Computer Trading Assails Newer Technologies
Thomas Peterffy, chief executive of Interactive Brokers Group Inc., says computer-driven ...
Choosing an Execution Management System (EMS) for multi-asset trading and analysis can be an experience fraught with anxiety. The more power and connectivity, the higher the c...
Trading of Dubai Gold Securities (DGS) on NASDAQ Dubai reached 8,761 securities in the third quarter of 2011, an increase of 1,280% from the first two quarters of the yea...
935 days ago,(2011/10/01) - High Frequency Trading Review
By Richard Anderson
Trading floors were once the preserve of adrenalin-fuelled dealers aggressively executing the orders of brokers who relied on research, experience and g...
Starting on: Monday 7th of November, 2011. Posted by: The Trading Mesh.
The Nordic economies are still in the lead on the global stage and economic progress in Sweden and Norway looks set to be robust again in 2011 supported by extraordinary public and external balances. The Finnish economy also remains strong while Denmark is the laggard, but definitely on the right track and both countries are in a much better condition compared to the average for the euro zone. With a growing interest in electronic trading and objectives toadopt flexible, scalable and reliable technologies with the aim to find liquidity easily at all times in a changing regulatory environment, TradeTech Nordic is the perfect opportunity to find sustainable solutions for Nordic specific related concerns.
999 days ago,(2011/07/29) - High Frequency Trading Review
anish.puaar@thetrade.ltd.uk+44 (0)20 7400 7105
Bank of America Merrill Lynch has launched BofAML Express, a new low-latency market access platform for US equities that delays...
