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The Trading Mesh

'Wire posts' related content with tag 'broker'

News: SEC Staff And FINRA Issue Risk Alert On Broker-Dealer Branch Office Inspections

2671 days ago,(2011/11/30) - News Articles

News: Broker-dealers eye common technical standards [Financial Times]

2666 days ago,(2011/12/05) - High Frequency Trading Review

News: ICAP's BrokerTec and TT Announce Plans to Launch an Alternative Execution Marketplace for US Treasury Benchmark Issues

2663 days ago,(2011/12/08) - TT News Releases Feed

News: Trading Technologies Launches Connection to ICAP's BrokerTec Platform

2663 days ago,(2011/12/08) - TT News Releases Feed

News: Bursa Malaysia Derivatives Hosts Appreciation Dinner For Talk Futures Participating Brokers - ‘Talk Futures' Roadshows Highlight Trading Opportunities In Derivatives; Jan-0ct 2011 Domestic Retail Trading Volume Increases By 31%

2658 days ago,(2011/12/13) - News Articles

News: Fundamental Interactions Deploys First Virtualized ATS and Broker Matching Engine Platform on the Options PIPE® Private Financial Cloud

2658 days ago,(2011/12/13) - Fundamental Interactions

News: IM Trust Chooses Fidessa For Latin American Expansion - nChilean Broker Eyes International Growth

2657 days ago,(2011/12/14) - News Articles

News: Deltix Product Suite Powered by Lime Brokerage Trading Technology Launches with First Live Mutual Client

2652 days ago,(2011/12/19) - High Frequency Traders

News: Deltix Product Suite Powered by Lime Brokerage Trading Technology Launches with First Live Mutual Client

2651 days ago,(2011/12/20) - Deltix

News: ICAP Voted Top Overall Interdealer Broker In Asia Risk 2011 Rankings

2651 days ago,(2011/12/20) - News Articles

News: Top Stories 2011: Brokers' HFT Balancing Act [Traders Magazine]

2651 days ago,(2011/12/20) - High Frequency Trading Review

News: Green Futures Joins HKMEx - Exchange Adds Pioneering Chinese Futures Brokerage As Broking Member

2634 days ago,(2012/01/06) - News Articles

News: Lime Brokerage Launches Low-Latency Risk Management Solution

2620 days ago,(2012/01/20) - High Frequency Traders

Lime Brokerage 2620 days ago,(2012/01/20)

News: Lime Brokerage, a Wedbush Company, Announces LimeDirect(TM), The World's Fastest Pre-Trade Risk Management Solution

2620 days ago,(2012/01/20) - Lime Brokerage

News: Shorcan Brokers Ltd. 14th Annual Charity Day Raises Over $600,000

2620 days ago,(2012/01/20) - News Articles

News: SEC Charges Latvian Trader In Pervasive Brokerage Account Hijacking Scheme - SEC Also Charges 12 Firms And Individuals For Extending Market Access Without Registering As Brokers

2614 days ago,(2012/01/26) - News Articles

News: JonesTrading Appoints Seth Michaels To Head Advisor Services Business - Move Provides Growing Investment Manager Community Superior Brokerage And Best-Of-Breed Services

2608 days ago,(2012/02/01) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined £350,000 For Disclosing Inside Information

2593 days ago,(2012/02/16) - News Articles

News: Fears for small brokers [Sydney Morning Herald]

2592 days ago,(2012/02/17) - High Frequency Trading Review

News: Traiana Extends Harmony CreditLink To FX Options - Digital Vega First Trading Platform On The Service With Support Of FX Prime Brokers Citigroup And Morgan Stanley

2586 days ago,(2012/02/23) - News Articles

News: FINRA Issues New Investor Alert To Help Investors Understand Their Brokerage Account Statements

2586 days ago,(2012/02/23) - News Articles

News: Thai Bourse Continues To Enhance Investment Channel Via Banks, Brokers

2585 days ago,(2012/02/24) - News Articles

News: “Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons From The Past And Looking To The Future” By David W. Blass, Chief Counsel, Division Of Trading And Markets, U.S. Securities And Exchange Commission - SIFMA Anti-Money Laundering & Financial Crimes Conference, February 29, 2012

2580 days ago,(2012/02/29) - News Articles

News: Federal Court In Illinois Orders Windsor Brokers, Ltd. Of Cyprus To Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, And Modify Website - Action Part Of CFTC’s Nationwide Sweep Against Foreign Currency Firms For Failure To Register Under The 2008 Farm Bill, The Dodd-Frank Act, And CFTC Regulations

2573 days ago,(2012/03/07) - News Articles

News: UK's Financial Services Authority: Pritchard Stockbrokers Ltd Enters Special Administration Regime

2571 days ago,(2012/03/09) - News Articles

News: CFTC Orders Chicago Futures Commission Merchant Fcstone, LLC And New York Introducing Broker Commodity Operations Inc. To Pay $260,000 For Supervision Violations

2567 days ago,(2012/03/13) - News Articles

News: FIA Issues Order Handling Recommendations for Executing Brokers [Press Release]

2566 days ago,(2012/03/14) - High Frequency Trading Review

News: FIA Issues Order Handling Recommendations For Executing Brokers

2566 days ago,(2012/03/14) - News Articles

News: CFTC Charges Joseph F. Welsh III, Former MF Global Broker, With Attempted Manipulation Of Palladium And Platinum Futures Prices

2566 days ago,(2012/03/14) - News Articles

News: China Xin Yongan Joins HKMEx - Addition Of Top Chinese Brokerage To Deepen Exchange Participation

2561 days ago,(2012/03/19) - News Articles

News: Quick View: Broker concerns get Getco [Financial Times]

2555 days ago,(2012/03/25) - High Frequency Trading Review

News: DTCC’s AIP Service Set To Help Broker/Dealers With Possession And Control Requirements

2554 days ago,(2012/03/26) - News Articles

News: With eXtremeDB Database, Spreadbrokers Targets Real-Time Trading

2552 days ago,(2012/03/28) - McObject

News: Gigamon Partners With Correlix to Provide Real-Time Latency Measurement to Exchanges, High Frequency Traders and Brokerages

2546 days ago,(2012/04/03) - Gigamon

News: Brokers Expect More Electronic Trading Growth in Japan and Brazil [Traders Magazine]

2545 days ago,(2012/04/04) - High Frequency Trading Review

News: Selerity and Lime Brokerage Partner to Provide an Integrated Event-Driven Platform for Electronic Traders

2532 days ago,(2012/04/17) - Selerity

News: Thai Bourse, Brokerages Move To Improve Service Quality

2531 days ago,(2012/04/18) - News Articles

News: BrokerTec Brings World Class Trading Platform To U.S. Fixed Income Market

2531 days ago,(2012/04/18) - News Articles

News: NYSE Plans to Let More Brokerages Become Market Makers [Bloomberg]

2531 days ago,(2012/04/18) - High Frequency Trading Review

News: Global Commodities Chooses Trayport®’s GlobalVision Broker Trading SystemSM For European Power And Gas Markets

2526 days ago,(2012/04/23) - News Articles

News: Fidessa Extends Intelligence Suite In Europe - Augments Brokers’ Abilities To Grow Revenues, Control Costs And Improve Trading Decisions

2526 days ago,(2012/04/23) - News Articles

News: Orc Software enters the order routing arena for derivatives by launching a new order routing service for traders and brokers

2523 days ago,(2012/04/26) - RSS

News: Orc Software collaborates with Interactive Brokers to offer market access to their mutual clients for all leading derivatives exchanges in the US

2523 days ago,(2012/04/26) - RSS

News: Spron Securities selects Orc Software’s advanced brokerage solution

2523 days ago,(2012/04/26) - RSS

News: Orc Software provides connectivity to Brazilian markets via broker Alpes Corretora de Cambio

2523 days ago,(2012/04/26) - RSS

News: Orc rolls out connectivity to Lime Brokerage’s low-latency trading infrastructure

2523 days ago,(2012/04/26) - RSS

News: New York Attorney General Schneiderman Secures Prison Sentence For Stockbroker Who Defrauded 800 Victims Out Of $6.2 M - Convicted Securities Fraudster Sentenced To 3 1/2 - 10 1/2 Years In Prison Plus Restitution- Schneiderman: Those Who Undermine Trust In Our Financial Markets And Cheat Investors Will Be Held Accountable

2517 days ago,(2012/05/02) - News Articles

News: SEC Reopens Comment Period For Proposed Amendments To Its Net Capital, Customer Protection, Books And Records, And Notification Rules For Broker-Dealers

2516 days ago,(2012/05/03) - News Articles

News: ICAP Reports Total Electronic Broking Volumes On BrokerTec And EBS Platforms Of US$714.2bn For April

2512 days ago,(2012/05/07) - News Articles

News: Hong Kong's Securities And Futures Commission: Broker Wong Chiu Wan Banned For Life For Misappropriation Of Client Assets

2511 days ago,(2012/05/08) - News Articles

News: Pennies add up when brokers choose wrong exchange [Reuters]

2511 days ago,(2012/05/08) - High Frequency Trading Review

News: Cinnober Launches Scila Compliance - Set To Capture The Growing Market For Trade Surveillance At Investment Banks And Brokers

2511 days ago,(2012/05/08) - News Articles

News: 2012 Will Be A Year Of Disruption For US Hedge Funds Trading Equities, Says TABB - Large Funds Slashing Broker Tails - 50% Of Funds Want Greater Algorithmic Transparency - Rising Cost Of Compliance A Top Concern

2511 days ago,(2012/05/08) - News Articles

News: Shenzhen Stock Exchange Warns The Risks Of Speculation On New Shares Again, And Urges Conscientiousness From Brokers

2510 days ago,(2012/05/09) - News Articles

News: Portware To Acquire Technology Assets Of Aritas Group, Inc. - Predictive Analytics Adds Broker-Neutral Intelligence To Automated Trading Workflows

2510 days ago,(2012/05/09) - News Articles

News: Study Says Broker Rebates Cost Investors Billions [New York Times]

2509 days ago,(2012/05/10) - High Frequency Trading Review

News: UK's Financial Services Authority Fines And Bans Scottish Broker £335,204 For Insurance Fraud And Bans And Censures His Wife

2508 days ago,(2012/05/11) - News Articles

News: 42 Financial Services Chooses Trayport®’S Globalvision Broker Trading Systemsm To Drive Growth In Central And Eastern Europe

2505 days ago,(2012/05/14) - News Articles

News: Nordic IT Services Provider, Tieto, Offers UK Stockbrokers And Private Client Wealth Managers A Next-Generation Securities Solution

2504 days ago,(2012/05/15) - News Articles

News: Proxy Fee Advisory Committee Proposes Recommendations On Proxy Distribution Fees - Recommendations Reflect The Views Of Issuers, Brokers And Investors And Propose To Streamline Proxy Fees And Make Them More Transparent To Issuers

2503 days ago,(2012/05/16) - News Articles

News: FINRA Enhances BrokerCheck Capabilities

2503 days ago,(2012/05/16) - News Articles

News: Inter–Dealer Broker ICAP Reported To Be In Talks To Buy Plus Markets Group

2502 days ago,(2012/05/17) - News Articles

News: CME Group Launches CME Direct Technology For Online Trading Of Exchange Listed And OTC Markets - Trading Of Exchange And OTC Markets Available On One Screen - Leading Inter-Dealer Brokers Offer Hybrid Trading Of Global OTC Oil Markets Through CME Direct

2497 days ago,(2012/05/22) - News Articles

News: Federal Court In New York Orders Chicago Resident And Former Floor Broker, Kent R.E. Whitney, To Pay $600,000 For Margin Call Avoidance Scheme - Court Permanently Bars Whitney From Commodities Industry - Whitney Made False And Misleading Statements To CME, FCMs, And Others In Connection With The Elaborate Scheme

2496 days ago,(2012/05/23) - News Articles

News: Phillip Securities Acquires TOCOM Broker Membership

2494 days ago,(2012/05/25) - News Articles

News: Fixnetix Introduces Exchange Membership Service Software: iX-EMS - Immediately Accessible iX-EMS Targeted At Mainstream European Brokerages - Responds To Financial Technology Cost Challenges Whilst Significantly Lowering Latencies

2489 days ago,(2012/05/30) - News Articles

News: Maintaining Market Integrity In A Changing Environment - Keynote Speech By Greg Medcraft, Chairman, Australian Securities And Investments Commission To The Stockbrokers Association Of Australia 2012 Annual Conference, 1 June 2012.

2487 days ago,(2012/06/01) - News Articles

News: OneTick and Lime Brokerage Create Superior Quant Trading Platform, Lime Brokerage Partners with OneTick

2482 days ago,(2012/06/06) - OneMarketData In The News

News: Lime Brokerage Partners with OneTick to Create Superior Quant Trading Platform

2482 days ago,(2012/06/06) - OneMarketData Press Releases

News: Keynote Address By Chairman Gary Gensler On Dodd-Frank Swaps Market Reform At The Sandler O’Neill Global Exchange & Brokerage Conference

2481 days ago,(2012/06/07) - News Articles

News: Bursa Malaysia Derivatives Eases Restriction On Establishment Of Branches/Kiosks For Futures Brokers

2480 days ago,(2012/06/08) - News Articles

News: Traiana Harmony’s CFD Equity Swap Network Growth Gains Momentum - Leading Banks, Brokers, And Buy-Side Firms Standardise Client Service And Real-Time Equity Swap Trade Matching And Confirmation

2477 days ago,(2012/06/11) - News Articles

News: Lime Brokerage (A Wedbush Company) to Provide Ultra-Low Latency Market Data Service Powered by NovaSparks

2470 days ago,(2012/06/18) - NovaSparks

News: Fidessa Explores New Reality Facing Sell-Side Firms Today - White Paper Examines How Brokers Can Trade Smarter To Grow Revenues And Strengthen Client Relationships

2470 days ago,(2012/06/18) - News Articles

News: TABB Group Forecasts Bursa Malaysia Derivatives Futures Volume Will Rise Nearly 50% By EOY 2013 - Expanding Economy, Improved Access To Markets, Regulatory Easing And Support From CME Group And Brokerage Community Point To Growth And Opportunity For Malaysia

2469 days ago,(2012/06/19) - News Articles

News: Forex brokers back HFT clampdown [Financial Times]

2391 days ago,(2012/09/05) - HFT Review

News: SEC May Extend Planned Rule to Brokers, Shillman Says [Bloomberg]

2379 days ago,(2012/09/17) - HFT Review

News: Broker Says Nasdaq Caused Excessive Quote Spam in Several Stocks [Advanded Trading]

2330 days ago,(2012/11/05) - HFT Review

News: "Black box" hedge funds buy exchange seats to dodge brokers [Reuters]

2298 days ago,(2012/12/07) - HFT Review

News: Mexico City-Based Broker CI Casa de Bolsa Signs with Perseus Telecom for the Fastest, Market-to-Market Connection with Mexico

2267 days ago,(2013/01/07) - Perseus Telecom

News: BCS’ Prime Brokerage Division Selects S&P Capital IQ’s QuantHouse Operation

2225 days ago,(2013/02/18) - Quant House

News: Cinnober rolls out new SaaS marketplace technology for banks and brokers

2215 days ago,(2013/02/28) - Cinnober

News: BCS Granted FCA Authorisation; Launches International Brokerage Arm

2103 days ago,(2013/06/20) - HFT Review

News: BCS Prime Brokerage selects Succession Systems to implement new ultra low latency pre-trade Market Access Risk System for proprietary trading

2022 days ago,(2013/09/09) - Succession Systems

News: BCS Prime Brokerage Partners with ARQA Technologies to Implement Back-Office Automation Software

1977 days ago,(2013/10/24) - BCS Prime Brokerage

News: Access to the award-winning LMAX Exchange is now available through FP Markets, the leading Australian broker

1824 days ago,(2014/03/26) - LMAX

News: Trading Technologies’ MultiBroker Network Achieves Milestone with Participation from More Than 25 Global Brokers

1746 days ago,(2014/06/12) - Trading Technologies

Event: Mifid II for Brokers

Starting on: Tuesday 9th of September, 2014. Posted by: The Trading Mesh.          

There is no let-up for brokers in the pace of regulatory change and with Emir implementation in full sway, thoughts are turning to Mifid II. This event will bring together some key figures from the European broking community to discuss the challenges and opportunities within Mifid II and share ideas on the latest thinking on Esma's technical standards and identify the key areas of concern.

News: Hong Kong brokers line up for China Connect with Fidessa

1683 days ago,(2014/08/14) - Fidessa

News: Neonet Joins REDI’s Broker Network

1572 days ago,(2014/12/03) - Neonet Securities AB

News: Bondcube has become a FINRA broker/dealer member

1515 days ago,(2015/01/29) - BondCube

News: Trading Technologies’ Platform to Support Quantitative Brokers’ Best Execution Algorithms

1494 days ago,(2015/02/19) - Trading Technologies

News: Linear Investments deploys Ancoa market surveillance and analytics across its global brokerage platforms

1389 days ago,(2015/06/04) - Ancoa

News: GAITAME.COM selects smartTrade to accelerate FX Broker business

1370 days ago,(2015/06/23) - smartTrade Technologies

News: BCS Expans into North America with Acquisition of US Broker/Dealer

1270 days ago,(2015/10/01) - BCS Prime Brokerage

News: Velocimetrics brings together real-time FX market data quality assessment and transaction tracking to instantly detect health issues impacting FX broker profitability

1245 days ago,(2015/10/26) - Velocimetrics

News: Novasparks expands its asset class coverage by supporting Brokertec Fixed Income feed

1237 days ago,(2015/11/03) - NovaSparks

News: Marco Polo's Chaperone Services Provides Non-US Brokers Access to US Buy-sides

1229 days ago,(2015/11/11) - Marco Polo New World

News: eBroker Systems adds ITRS Geneos to its trade and risk solutions offering

1132 days ago,(2016/02/16) - ITRS

News: Haitong International, first Chinese brokerage to issue warrants in Hong Kong, goes live with Horizon

1047 days ago,(2016/05/11) - Horizon Software

News: Lime Brokerage and Vela Trading Technologies Announce Product Integration

928 days ago,(2016/09/07) - Vela Trading Technologies

News: Redline Trading Solutions Introduces BrokerTec Support for Fixed Income Trading

894 days ago,(2016/10/11) - Redline Trading Solutions

News: Wall Street Horizon’s Complete Enchilada Corporate Event Data Service Now Available Through Interactive Brokers’ Trader Workstation

719 days ago,(2017/04/04) - Wall Street Horizon

News: Rival Systems Integrates with Lime Brokerage’s Low Latency Execution Gateways to Provide Clients with Broad Equity Market Access

690 days ago,(2017/05/03) - Rival Systems

News: Tourmaline Partners Enhances Web Reporting to Provide Buy-Side Clients with Greater Transparency of "Total Broker Spend"

186 days ago,(2018/09/19) - Tourmaline

News: Quantitative Brokers’ best execution algorithms for futures and fixed income now available to the QuantHouse community

159 days ago,(2018/10/16) - QuantHouse