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The Trading Mesh

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Brief description: CEO & Co-Founder, Shield Financial Compliance

Joined: March 16th, 2018


Shiran Weitzman wrote a new blog post titled Managing eComms Compliance

From tactical to strategic, from compliance to efficiency, from data capture to best execution. Under MiFID II rules all communications that support the processing of order management and investment decision-making must be captured for the express purpose of understanding how and why decisions were made, regardless of whether those communications actually resulted in a trade. This means that compliance officers have to sift through a haystack of digital information for the needles that indicate patterns of market abuse or misbehaviour. However, identifying those patterns is no small...
(92 days ago,(2018/07/20))

Shiran Weitzman wrote a new blog post titled Building a data management blueprint

By Shiran Weitzman, CEO, Shield Financial Compliance Compliance teams who are able to bring the upcoming General Data Protection Regulation (GDPR) together with the revised Markets in Financial Instruments Directive (MiFID II) will provide a sturdy yet flexible framework for data management within their firm. MiFID II’s reporting requirements are notorious, for the breadth and depth of data they require firms to collect. The scale of the problem is characterised by the range of data types that need to be aggregated to build reports, the technical challenges that the process entails...
(148 days ago,(2018/05/25))

Shiran Weitzman wrote a new blog post titled MiFID II is here but the regulators have only just got started

MiFID II may have come a little too quickly for some companies. Its scope, the slow pace of its formulation and the myriad interpretations of its applications and implications meant much of the EU’s financial services industry had to rush through changes to comply with it. Many firms struggled to meet the January 3 deadline despite hundreds of City workers spending the Christmas break – their holiday leave cancelled – rushing to put processes in place in time for the 3 January deadline. That so many companies were ready in time is an achievement in itself, given that a...
(218 days ago,(2018/03/16))